FONG JAMES K

PrivateCIK: 1916577

Location

SEATTLE, WA

FONG JAMES K (See Remarks) reported 1 transaction at CTI BIOPHARMA CORP

Review the transaction codes below to understand the nature of each event.

FONG JAMES K

Filed: 6/26/2023ACC: 0000899243-23-016479

InsiderFONG JAMES KCIK 1916577

→

IssuerCTI BIOPHARMA CORPCIK 891293

Officer· See Remarks

Since Feb 2022

-1.03M

Net shares

Net seller

$32.4K

Total sold

0

Open market trades

0B · 0S

10

Total transactions

1.03M disposed

Non-Derivative Transactions1

Common Stock

Direct

U · U

Shares

−3.56K

Price / share

$9.10

Trade value

$32.44K

% of position

New position

6/26/2023

3.56K→0.00

Total

Net shares

−3.56K

Net value

-$32.44K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/26/2023	U · U	−3.56K	$9.10	$32.44K	New position	3.56K	0.00
Total			−3.56K		-$32.44K

Derivative Transactions9

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

10K shares

Shares

−10K

Strike price

4.33

Held after

0.00

Exercisable

—

6/26/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

8.25K shares

Shares

−8.25K

Strike price

4.475

Held after

0.00

Exercisable

—

6/26/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

58.75K shares

Shares

−58.75K

Strike price

3.19

Held after

0.00

Exercisable

—

6/26/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

23.34K shares

Shares

−23.34K

Strike price

4.14

Held after

0.00

Exercisable

—

6/26/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

188K shares

Shares

−188K

Strike price

0.9489

Held after

0.00

Exercisable

—

6/26/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

210K shares

Shares

−210K

Strike price

1.00

Held after

0.00

Exercisable

—

6/26/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

115K shares

Shares

−115K

Strike price

3.30

Held after

0.00

Exercisable

—

6/26/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

210K shares

Shares

−210K

Strike price

3.05

Held after

0.00

Exercisable

—

6/26/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

200K shares

Shares

−200K

Strike price

4.55

Held after

0.00

Exercisable

—

6/26/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock10K shares	6/26/2023	D · Disposition	−10K	4.33	—	0.00
Stock Option (Right to Buy) Direct	Common Stock8.25K shares	6/26/2023	D · Disposition	−8.25K	4.475	—	0.00
Stock Option (Right to Buy) Direct	Common Stock58.75K shares	6/26/2023	D · Disposition	−58.75K	3.19	—	0.00
Stock Option (Right to Buy) Direct	Common Stock23.34K shares	6/26/2023	D · Disposition	−23.34K	4.14	—	0.00
Stock Option (Right to Buy) Direct	Common Stock188K shares	6/26/2023	D · Disposition	−188K	0.9489	—	0.00
Stock Option (Right to Buy) Direct	Common Stock210K shares	6/26/2023	D · Disposition	−210K	1.00	—	0.00
Stock Option (Right to Buy) Direct	Common Stock115K shares	6/26/2023	D · Disposition	−115K	3.30	—	0.00
Stock Option (Right to Buy) Direct	Common Stock210K shares	6/26/2023	D · Disposition	−210K	3.05	—	0.00
Stock Option (Right to Buy) Direct	Common Stock200K shares	6/26/2023	D · Disposition	−200K	4.55	—	0.00

FONG JAMES K — Insider Transaction (Form 4) Filed Jun 26, 2023 | Finecho