FOLLMANN CHRISTIAN (Chief Operating Officer) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/13/2026ACC: 0001907321-26-000008
Officer· Chief Operating Officer
Since Feb 2022
-2.80K
Net shares
Net seller
$46.2K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
2.80K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−1.36K
Price / share
$16.51
Trade value
$22.54K
% of position
0.9%
10/9/2026
144.54K→143.17K
Common Stock
Direct
Shares
−1.43K
Price / share
$16.51
Trade value
$23.66K
% of position
1.0%
10/9/2026
143.17K→141.74K
Total
Net shares
−2.80K
Net value
-$46.19K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/9/2026 | F · Tax Withholding | −1.36K | $16.51 | $22.54K | 0.9% | 144.54K | 143.17K |
| Common Stock Direct | 10/9/2026 | F · Tax Withholding | −1.43K | $16.51 | $23.66K | 1.0% | 143.17K | 141.74K |
| Total | −2.80K | -$46.19K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned350.00
Total
350.00 indirect350.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 350.00 | Indirect |
| Total | 350.00 | 350.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported