FOLLMANN CHRISTIAN (Chief Operating Officer) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/13/2026ACC: 0001907321-26-000007
Officer· Chief Operating Officer
Since Feb 2022
-2.80K
Net shares
Net seller
$43.9K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
2.80K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−1.43K
Price / share
$15.69
Trade value
$22.48K
% of position
1.0%
7/9/2026
147.34K→145.90K
Common Stock
Direct
Shares
−1.36K
Price / share
$15.69
Trade value
$21.42K
% of position
0.9%
7/9/2026
145.90K→144.54K
Total
Net shares
−2.80K
Net value
-$43.90K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/9/2026 | F · Tax Withholding | −1.43K | $15.69 | $22.48K | 1.0% | 147.34K | 145.90K |
| Common Stock Direct | 7/9/2026 | F · Tax Withholding | −1.36K | $15.69 | $21.42K | 0.9% | 145.90K | 144.54K |
| Total | −2.80K | -$43.90K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned350.00
Total
350.00 indirect350.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 350.00 | Indirect |
| Total | 350.00 | 350.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported