FOLLMANN CHRISTIAN (Chief Operating Officer) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 4/13/2026ACC: 0001907321-26-000005
Officer· Chief Operating Officer
Since Feb 2022
-2.80K
Net shares
Net seller
$41.2K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
2.80K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−1.36K
Price / share
$14.74
Trade value
$20.12K
% of position
0.9%
4/9/2026
150.13K→148.77K
Common Stock
Direct
Shares
−1.43K
Price / share
$14.74
Trade value
$21.12K
% of position
1.0%
4/9/2026
148.77K→147.34K
Total
Net shares
−2.80K
Net value
-$41.24K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/9/2026 | F · Tax Withholding | −1.36K | $14.74 | $20.12K | 0.9% | 150.13K | 148.77K |
| Common Stock Direct | 4/9/2026 | F · Tax Withholding | −1.43K | $14.74 | $21.12K | 1.0% | 148.77K | 147.34K |
| Total | −2.80K | -$41.24K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned350.00
Total
350.00 indirect350.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 350.00 | Indirect |
| Total | 350.00 | 350.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported