FOLLMANN CHRISTIAN (Chief Operating Officer) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/13/2026ACC: 0001907321-26-000002
Officer· Chief Operating Officer
Since Feb 2022
-8.76K
Net shares
Net seller
$162.8K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
8.76K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−7.58K
Price / share
$18.59
Trade value
$140.91K
% of position
4.9%
1/9/2026
153.89K→146.31K
Common Stock
Direct
Shares
−1.18K
Price / share
$18.59
Trade value
$21.90K
% of position
0.8%
1/11/2026
146.31K→145.13K
Total
Net shares
−8.76K
Net value
-$162.81K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/9/2026 | F · Tax Withholding | −7.58K | $18.59 | $140.91K | 4.9% | 153.89K | 146.31K |
| Common Stock Direct | 1/11/2026 | F · Tax Withholding | −1.18K | $18.59 | $21.90K | 0.8% | 146.31K | 145.13K |
| Total | −8.76K | -$162.81K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned350.00
Total
350.00 indirect350.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 350.00 | Indirect |
| Total | 350.00 | 350.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported