FOK MANSON received a stock award from ATHENEX, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

FOK MANSON

Filed: 4/24/2023ACC: 0001209191-23-025401

InsiderFOK MANSONCIK 1708964

→

IssuerATHENEX, INC.CIK 1300699

Director

Since Jun 2018

+5.75K

Net shares

Net buyer

$7.5K

Total acquired

Open market trades

0B · 0S

Total transactions

5.75K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+5.75K

Price / share

$1.30

Trade value

$7.50K

% of position

5.5%

4/21/2023

104.93K→110.67K

Total

Net shares

+5.75K

Net value

$7.50K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/21/2023	A · Award	+5.75K	$1.30	$7.50K	5.5%	104.93K	110.67K
Total			+5.75K		$7.50K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned5.36K

Common Stock

Indirect

Shares owned33.94K

Total

39.30K indirect39.30K

Security Title	Shares Owned	Ownership Type
Common Stock	5.36K	Indirect
Common Stock	33.94K	Indirect
Total	39.30K	39.30K indirect

Derivative Holdings (Post-Transaction)12

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

500.00

Shares owned

500.00

Exercise price

263.40

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.35K

Shares owned

1.35K

Exercise price

220.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

500.00

Shares owned

500.00

Exercise price

249.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

2.75K

Shares owned

2.75K

Exercise price

180.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.40K

Shares owned

2.40K

Exercise price

150.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.40K

Shares owned

2.40K

Exercise price

180.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

91.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

91.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

750.00

Shares owned

750.00

Exercise price

346.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

313.00

Shares owned

313.00

Exercise price

76.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.40K

Shares owned

2.40K

Exercise price

91.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

625.00

Shares owned

625.00

Exercise price

9.14

Expiration

—

Exercise window

—

Total

Underlying

16.98K

Owned

16.98K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	263.40	—	—	500.00	500.00
Stock Option (Right to Buy) Direct	Common Stock	220.00	—	—	1.35K	1.35K
Stock Option (Right to Buy) Direct	Common Stock	249.00	—	—	500.00	500.00
Stock Option (Right to Buy) Indirect	Common Stock	180.00	—	—	2.75K	2.75K
Stock Option (Right to Buy) Direct	Common Stock	150.00	—	—	2.40K	2.40K
Stock Option (Right to Buy) Direct	Common Stock	180.00	—	—	2.40K	2.40K
Stock Option (Right to Buy) Direct	Common Stock	91.00	—	—	1K	1K
Stock Option (Right to Buy) Direct	Common Stock	91.00	—	—	2K	2K
Stock Option (Right to Buy) Direct	Common Stock	346.00	—	—	750.00	750.00
Stock Option (Right to Buy) Direct	Common Stock	76.00	—	—	313.00	313.00
Stock Option (Right to Buy) Direct	Common Stock	91.00	—	—	2.40K	2.40K
Stock Option (Right to Buy) Direct	Common Stock	9.14	—	—	625.00	625.00
Total					16.98K	16.98K