FOCUSED WEALTH MANAGEMENT, INC

Filed: 4/20/2026ACC: 0002085853-26-000415

📋 What this filing means

FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 200 equity positions with a total reported market value of $964.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

200

Positions

$964.23M

Total AUM (reported)

11.07M

Total Shares

Allocation by class

COM$183.06M19.0%

STATE STREET SPD$149.85M15.5%

VALUE ETF$136.71M14.2%

UNIT SER 1$108.14M11.2%

INT-TERM CORP$47.99M5.0%

HIGH DIV YLD$31.54M3.3%

FTSE EMR MKT ETF$30.98M3.2%

Portfolio Concentration

Top 3$391.95M40.6%

4–10$194.39M20.2%

11–25$182.13M18.9%

Rest$195.77M20.3%

Top 3 weight

40.6%

Top 10 weight

60.8%

Voting Authority Distribution

Total shares with voting rights: 11M

Sole

Full voting authority

11M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole200

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings200

Rows:

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares1.50M

TypeSH

Market value$147.10M

15.26%

Sole

1.50M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares696.79K

TypeSH

Market value$136.71M

14.18%

Sole

696.79K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares187.35K

TypeSH

Market value$108.14M

11.21%

Sole

186.16K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares579.93K

TypeSH

Market value$47.99M

4.98%

Sole

579.93K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares212.96K

TypeSH

Market value$31.54M

3.27%

Sole

212.96K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares573.14K

TypeSH

Market value$30.98M

3.21%

Sole

573.14K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares115.56K

TypeSH

Market value$29.33M

3.04%

Sole

114.06K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

INTL DVD ETF

Shares232.50K

TypeSH

Market value$20.57M

2.13%

Sole

232.50K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares186.53K

TypeSH

Market value$18.78M

1.95%

Sole

186.53K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares58.07K

TypeSH

Market value$15.21M

1.58%

Sole

58.07K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares86.83K

TypeSH

Market value$15.14M

1.57%

Sole

86.83K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

STATE STREET FIN

Shares305.81K

TypeSH

Market value$15.10M

1.57%

Sole

305.81K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares198.34K

TypeSH

Market value$14.61M

1.51%

Sole

198.34K

Shared

0.00

None

0.00

JANUS DETROIT STR TR

SOLE

HENDERSON MTG

Shares309.08K

TypeSH

Market value$13.96M

1.45%

Sole

309.08K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares48.54K

TypeSH

Market value$13.96M

1.45%

Sole

48.54K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares71.80K

TypeSH

Market value$13.78M

1.43%

Sole

71.80K

Shared

0.00

None

0.00

BLACKROCK TAX MUNICPAL BD TR

SOLE

SHS

Shares812.41K

TypeSH

Market value$13.14M

1.36%

Sole

812.41K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares34.19K

TypeSH

Market value$12.56M

1.30%

Sole

34.19K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EXPANDED TECH

Shares152.31K

TypeSH

Market value$12.19M

1.26%

Sole

152.31K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares56.07K

TypeSH

Market value$11.68M

1.21%

Sole

53.07K

Shared

0.00

None

0.00

ISHARES INC

SOLE

MSCI EMRG CHN

Shares135.27K

TypeSH

Market value$10.64M

1.10%

Sole

135.27K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares14.97K

TypeSH

Market value$10.45M

1.08%

Sole

14.97K

Shared

0.00

None

0.00

TESLA INC

SOLE

COM

Shares27.03K

TypeSH

Market value$10.05M

1.04%

Sole

26.53K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares20.82K

TypeSH

Market value$7.71M

0.80%

Sole

20.82K

Shared

0.00

None

0.00

META PLATFORMS INC

SOLE

CL A

Shares12.52K

TypeSH

Market value$7.16M

0.74%

Sole

12.52K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR SERIES TRUSTSOLE	STATE STREET SPD	1.50M	SH	$147.10M 15.26%	1.50M
VANGUARD INDEX FDSSOLE	VALUE ETF	696.79K	SH	$136.71M 14.18%	696.79K
INVESCO QQQ TRSOLE	UNIT SER 1	187.35K	SH	$108.14M 11.21%	186.16K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	579.93K	SH	$47.99M 4.98%	579.93K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	212.96K	SH	$31.54M 3.27%	212.96K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	573.14K	SH	$30.98M 3.21%	573.14K
APPLE INCSOLE	COM	115.56K	SH	$29.33M 3.04%	114.06K
VANGUARD WHITEHALL FDSSOLE	INTL DVD ETF	232.50K	SH	$20.57M 2.13%	232.50K
ISHARES TRSOLE	0-3 MNTH TREASRY	186.53K	SH	$18.78M 1.95%	186.53K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	58.07K	SH	$15.21M 1.58%	58.07K
NVIDIA CORPORATIONSOLE	COM	86.83K	SH	$15.14M 1.57%	86.83K
SELECT SECTOR SPDR TRSOLE	STATE STREET FIN	305.81K	SH	$15.10M 1.57%	305.81K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	198.34K	SH	$14.61M 1.51%	198.34K
JANUS DETROIT STR TRSOLE	HENDERSON MTG	309.08K	SH	$13.96M 1.45%	309.08K
ALPHABET INCSOLE	CAP STK CL A	48.54K	SH	$13.96M 1.45%	48.54K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	71.80K	SH	$13.78M 1.43%	71.80K
BLACKROCK TAX MUNICPAL BD TRSOLE	SHS	812.41K	SH	$13.14M 1.36%	812.41K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	34.19K	SH	$12.56M 1.30%	34.19K
ISHARES TRSOLE	EXPANDED TECH	152.31K	SH	$12.19M 1.26%	152.31K
AMAZON COM INCSOLE	COM	56.07K	SH	$11.68M 1.21%	53.07K
ISHARES INCSOLE	MSCI EMRG CHN	135.27K	SH	$10.64M 1.10%	135.27K
VANGUARD WORLD FDSOLE	INF TECH ETF	14.97K	SH	$10.45M 1.08%	14.97K
TESLA INCSOLE	COM	27.03K	SH	$10.05M 1.04%	26.53K
MICROSOFT CORPSOLE	COM	20.82K	SH	$7.71M 0.80%	20.82K
META PLATFORMS INCSOLE	CL A	12.52K	SH	$7.16M 0.74%	12.52K

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