FOCUSED WEALTH MANAGEMENT, INC

Filed: 1/29/2026ACC: 0002085853-26-000135

📋 What this filing means

FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 191 equity positions with a total reported market value of $957.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

191

Positions

$957.21M

Total AUM (reported)

10.67M

Total Shares

Allocation by class

COM$173.13M18.1%

STATE STREET SPD$170.76M17.8%

VALUE ETF$130.04M13.6%

UNIT SER 1$110.61M11.6%

INT-TERM CORP$45.82M4.8%

HIGH DIV YLD$30.47M3.2%

FTSE EMR MKT ETF$30.10M3.1%

Portfolio Concentration

Top 3$396.52M41.4%

4–10$209.25M21.9%

11–25$173.98M18.2%

Rest$177.45M18.5%

Top 3 weight

41.4%

Top 10 weight

63.3%

Voting Authority Distribution

Total shares with voting rights: 10.52M

Sole

Full voting authority

10.52M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole191

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings191

Rows:

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares1.46M

TypeSH

Market value$155.87M

16.28%

Sole

1.46M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares680.89K

TypeSH

Market value$130.04M

13.59%

Sole

680.89K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares180.06K

TypeSH

Market value$110.61M

11.56%

Sole

180.06K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares547.15K

TypeSH

Market value$45.82M

4.79%

Sole

547.15K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares124.37K

TypeSH

Market value$33.81M

3.53%

Sole

106.97K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares212.33K

TypeSH

Market value$30.47M

3.18%

Sole

212.33K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares559.89K

TypeSH

Market value$30.10M

3.14%

Sole

559.89K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

STATE STREET FIN

Shares481.44K

TypeSH

Market value$26.37M

2.75%

Sole

481.44K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares214.67K

TypeSH

Market value$21.55M

2.25%

Sole

214.67K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

INTL DVD ETF

Shares231K

TypeSH

Market value$21.12M

2.21%

Sole

231K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares34.52K

TypeSH

Market value$14.25M

1.49%

Sole

34.52K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares54.19K

TypeSH

Market value$13.98M

1.46%

Sole

54.19K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares187.40K

TypeSH

Market value$13.88M

1.45%

Sole

187.40K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares44.17K

TypeSH

Market value$13.82M

1.44%

Sole

44.17K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares71.50K

TypeSH

Market value$13.70M

1.43%

Sole

71.50K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares146.81K

TypeSH

Market value$13.42M

1.40%

Sole

146.81K

Shared

0.00

None

0.00

JANUS DETROIT STR TR

SOLE

HENDERSON MTG

Shares291.73K

TypeSH

Market value$13.33M

1.39%

Sole

291.73K

Shared

0.00

None

0.00

BLACKROCK TAX MUNICPAL BD TR

SOLE

SHS

Shares776.42K

TypeSH

Market value$12.67M

1.32%

Sole

776.42K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares49.69K

TypeSH

Market value$11.47M

1.20%

Sole

41.29K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares15.10K

TypeSH

Market value$11.38M

1.19%

Sole

15.10K

Shared

0.00

None

0.00

TESLA INC

SOLE

COM

Shares24.35K

TypeSH

Market value$10.95M

1.14%

Sole

24.35K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares52.20K

TypeSH

Market value$9.73M

1.02%

Sole

52.20K

Shared

0.00

None

0.00

BLACKSTONE INC

SOLE

COM

Shares50.76K

TypeSH

Market value$7.82M

0.82%

Sole

50.76K

Shared

0.00

None

0.00

META PLATFORMS INC

SOLE

CL A

Shares10.74K

TypeSH

Market value$7.09M

0.74%

Sole

10.74K

Shared

0.00

None

0.00

CITIGROUP INC

SOLE

COM NEW

Shares55.56K

TypeSH

Market value$6.48M

0.68%

Sole

49.96K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR SERIES TRUSTSOLE	STATE STREET SPD	1.46M	SH	$155.87M 16.28%	1.46M
VANGUARD INDEX FDSSOLE	VALUE ETF	680.89K	SH	$130.04M 13.59%	680.89K
INVESCO QQQ TRSOLE	UNIT SER 1	180.06K	SH	$110.61M 11.56%	180.06K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	547.15K	SH	$45.82M 4.79%	547.15K
APPLE INCSOLE	COM	124.37K	SH	$33.81M 3.53%	106.97K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	212.33K	SH	$30.47M 3.18%	212.33K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	559.89K	SH	$30.10M 3.14%	559.89K
SELECT SECTOR SPDR TRSOLE	STATE STREET FIN	481.44K	SH	$26.37M 2.75%	481.44K
ISHARES TRSOLE	0-3 MNTH TREASRY	214.67K	SH	$21.55M 2.25%	214.67K
VANGUARD WHITEHALL FDSSOLE	INTL DVD ETF	231K	SH	$21.12M 2.21%	231K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	34.52K	SH	$14.25M 1.49%	34.52K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	54.19K	SH	$13.98M 1.46%	54.19K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	187.40K	SH	$13.88M 1.45%	187.40K
ALPHABET INCSOLE	CAP STK CL A	44.17K	SH	$13.82M 1.44%	44.17K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	71.50K	SH	$13.70M 1.43%	71.50K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	146.81K	SH	$13.42M 1.40%	146.81K
JANUS DETROIT STR TRSOLE	HENDERSON MTG	291.73K	SH	$13.33M 1.39%	291.73K
BLACKROCK TAX MUNICPAL BD TRSOLE	SHS	776.42K	SH	$12.67M 1.32%	776.42K
AMAZON COM INCSOLE	COM	49.69K	SH	$11.47M 1.20%	41.29K
VANGUARD WORLD FDSOLE	INF TECH ETF	15.10K	SH	$11.38M 1.19%	15.10K
TESLA INCSOLE	COM	24.35K	SH	$10.95M 1.14%	24.35K
NVIDIA CORPORATIONSOLE	COM	52.20K	SH	$9.73M 1.02%	52.20K
BLACKSTONE INCSOLE	COM	50.76K	SH	$7.82M 0.82%	50.76K
META PLATFORMS INCSOLE	CL A	10.74K	SH	$7.09M 0.74%	10.74K
CITIGROUP INCSOLE	COM NEW	55.56K	SH	$6.48M 0.68%	49.96K

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