FOCUSED WEALTH MANAGEMENT, INC

Filed: 10/30/2024ACC: 0001586052-24-000004

📋 What this filing means

FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 213 equity positions with a total reported market value of $768.62M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

213

Positions

$768.62M

Total AUM (reported)

9.13M

Total Shares

Allocation by class

COM$154.36M20.1%

PRTFLO S&P500 GW$118.18M15.4%

VALUE ETF$91.66M11.9%

UNIT SER 1$65.52M8.5%

0-3 MNTH TREASRY$36.74M4.8%

INT-TERM CORP$31.20M4.1%

HIGH DIV YLD$26.29M3.4%

Portfolio Concentration

Top 3$275.37M35.8%

4–10$186.32M24.2%

11–25$147.09M19.1%

Rest$159.84M20.8%

Top 3 weight

35.8%

Top 10 weight

60.1%

Voting Authority Distribution

Total shares with voting rights: 8.91M

Sole

Full voting authority

8.91M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole213

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings213

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares1.42M

TypeSH

Market value$118.18M

15.38%

Sole

1.42M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares525.04K

TypeSH

Market value$91.66M

11.92%

Sole

525.04K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares134.25K

TypeSH

Market value$65.52M

8.52%

Sole

134.25K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares364.73K

TypeSH

Market value$36.74M

4.78%

Sole

364.73K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares372.53K

TypeSH

Market value$31.20M

4.06%

Sole

372.53K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares205.10K

TypeSH

Market value$26.29M

3.42%

Sole

205.10K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares329.86K

TypeSH

Market value$24.78M

3.22%

Sole

329.86K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares105.17K

TypeSH

Market value$24.51M

3.19%

Sole

104.57K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares457.40K

TypeSH

Market value$21.89M

2.85%

Sole

457.40K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

INTL DVD ETF

Shares237.01K

TypeSH

Market value$20.92M

2.72%

Sole

237.01K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares437.40K

TypeSH

Market value$19.82M

2.58%

Sole

437.40K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares155.93K

TypeSH

Market value$14.32M

1.86%

Sole

155.93K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares72.63K

TypeSH

Market value$13.01M

1.69%

Sole

72.63K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares76.68K

TypeSH

Market value$11.81M

1.54%

Sole

76.68K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares36.66K

TypeSH

Market value$11.80M

1.54%

Sole

36.66K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares44.09K

TypeSH

Market value$10.46M

1.36%

Sole

44.09K

Shared

0.00

None

0.00

BLACKROCK TAX MUNICPAL BD TR

SOLE

SHS

Shares578.65K

TypeSH

Market value$10.31M

1.34%

Sole

578.65K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares16.23K

TypeSH

Market value$9.52M

1.24%

Sole

16.23K

Shared

0.00

None

0.00

BLACKSTONE INC

SOLE

COM

Shares48.94K

TypeSH

Market value$7.49M

0.98%

Sole

48.94K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares27.88K

TypeSH

Market value$7.46M

0.97%

Sole

27.88K

Shared

0.00

None

0.00

COSTCO WHSL CORP NEW

SOLE

COM

Shares8.13K

TypeSH

Market value$7.21M

0.94%

Sole

135.00

Shared

0.00

None

0.00

META PLATFORMS INC

SOLE

CL A

Shares11.27K

TypeSH

Market value$6.45M

0.84%

Sole

11.27K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares32.03K

TypeSH

Market value$5.97M

0.78%

Sole

32.03K

Shared

0.00

None

0.00

TESLA INC

SOLE

COM

Shares22.34K

TypeSH

Market value$5.84M

0.76%

Sole

22.34K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares33.89K

TypeSH

Market value$5.62M

0.73%

Sole

33.89K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR SER TRSOLE	PRTFLO S&P500 GW	1.42M	SH	$118.18M 15.38%	1.42M
VANGUARD INDEX FDSSOLE	VALUE ETF	525.04K	SH	$91.66M 11.92%	525.04K
INVESCO QQQ TRSOLE	UNIT SER 1	134.25K	SH	$65.52M 8.52%	134.25K
ISHARES TRSOLE	0-3 MNTH TREASRY	364.73K	SH	$36.74M 4.78%	364.73K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	372.53K	SH	$31.20M 4.06%	372.53K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	205.10K	SH	$26.29M 3.42%	205.10K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	329.86K	SH	$24.78M 3.22%	329.86K
APPLE INCSOLE	COM	105.17K	SH	$24.51M 3.19%	104.57K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	457.40K	SH	$21.89M 2.85%	457.40K
VANGUARD WHITEHALL FDSSOLE	INTL DVD ETF	237.01K	SH	$20.92M 2.72%	237.01K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	437.40K	SH	$19.82M 2.58%	437.40K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	155.93K	SH	$14.32M 1.86%	155.93K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	72.63K	SH	$13.01M 1.69%	72.63K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	76.68K	SH	$11.81M 1.54%	76.68K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	36.66K	SH	$11.80M 1.54%	36.66K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	44.09K	SH	$10.46M 1.36%	44.09K
BLACKROCK TAX MUNICPAL BD TRSOLE	SHS	578.65K	SH	$10.31M 1.34%	578.65K
VANGUARD WORLD FDSOLE	INF TECH ETF	16.23K	SH	$9.52M 1.24%	16.23K
BLACKSTONE INCSOLE	COM	48.94K	SH	$7.49M 0.98%	48.94K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	27.88K	SH	$7.46M 0.97%	27.88K
COSTCO WHSL CORP NEWSOLE	COM	8.13K	SH	$7.21M 0.94%	135.00
META PLATFORMS INCSOLE	CL A	11.27K	SH	$6.45M 0.84%	11.27K
AMAZON COM INCSOLE	COM	32.03K	SH	$5.97M 0.78%	32.03K
TESLA INCSOLE	COM	22.34K	SH	$5.84M 0.76%	22.34K
ALPHABET INCSOLE	CAP STK CL A	33.89K	SH	$5.62M 0.73%	33.89K

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