FOCUSED WEALTH MANAGEMENT, INC

Filed: 7/30/2024ACC: 0001586052-24-000003

📋 What this filing means

FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 188 equity positions with a total reported market value of $699.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

188

Positions

$699.45M

Total AUM (reported)

9.01M

Total Shares

Allocation by class

COM$128.17M18.3%

PRTFLO S&P500 GW$113.19M16.2%

VALUE ETF$82.24M11.8%

UNIT SER 1$57.79M8.3%

0-3 MNTH TREASRY$38.89M5.6%

INT-TERM CORP$28.15M4.0%

HIGH DIV YLD$23.96M3.4%

Portfolio Concentration

Top 3$253.22M36.2%

4–10$177.66M25.4%

11–25$142.14M20.3%

Rest$126.42M18.1%

Top 3 weight

36.2%

Top 10 weight

61.6%

Voting Authority Distribution

Total shares with voting rights: 8.71M

Sole

Full voting authority

8.71M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole188

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings188

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares1.41M

TypeSH

Market value$113.19M

16.18%

Sole

1.41M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares512.71K

TypeSH

Market value$82.24M

11.76%

Sole

512.71K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares120.61K

TypeSH

Market value$57.79M

8.26%

Sole

120.61K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares386.17K

TypeSH

Market value$38.89M

5.56%

Sole

386.17K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares352.15K

TypeSH

Market value$28.15M

4.02%

Sole

352.15K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares118.35K

TypeSH

Market value$24.93M

3.56%

Sole

110.55K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares202.06K

TypeSH

Market value$23.96M

3.43%

Sole

202.06K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares312.31K

TypeSH

Market value$22.50M

3.22%

Sole

312.31K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares214.40K

TypeSH

Market value$19.68M

2.81%

Sole

214.40K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares446.83K

TypeSH

Market value$19.55M

2.80%

Sole

446.83K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

INTL DVD ETF

Shares236.18K

TypeSH

Market value$19.20M

2.74%

Sole

236.18K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares430.38K

TypeSH

Market value$17.69M

2.53%

Sole

430.38K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares72.35K

TypeSH

Market value$11.89M

1.70%

Sole

72.35K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares37K

TypeSH

Market value$11.63M

1.66%

Sole

37K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares74.94K

TypeSH

Market value$10.92M

1.56%

Sole

74.94K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares42.98K

TypeSH

Market value$9.37M

1.34%

Sole

42.98K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares16.23K

TypeSH

Market value$9.36M

1.34%

Sole

16.23K

Shared

0.00

None

0.00

BLACKROCK TAX MUNICPAL BD TR

SOLE

SHS

Shares565.57K

TypeSH

Market value$9.25M

1.32%

Sole

565.57K

Shared

0.00

None

0.00

BANK AMERICA CORP

SOLE

COM

Shares180.38K

TypeSH

Market value$7.17M

1.03%

Sole

139.38K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares26.79K

TypeSH

Market value$6.70M

0.96%

Sole

26.79K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares34.47K

TypeSH

Market value$6.28M

0.90%

Sole

34.47K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares31.82K

TypeSH

Market value$6.15M

0.88%

Sole

31.82K

Shared

0.00

None

0.00

BLACKSTONE INC

SOLE

COM

Shares48.87K

TypeSH

Market value$6.05M

0.87%

Sole

48.87K

Shared

0.00

None

0.00

META PLATFORMS INC

SOLE

CL A

Shares11.24K

TypeSH

Market value$5.67M

0.81%

Sole

11.24K

Shared

0.00

None

0.00

TESLA INC

SOLE

COM

Shares24.36K

TypeSH

Market value$4.82M

0.69%

Sole

24.36K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR SER TRSOLE	PRTFLO S&P500 GW	1.41M	SH	$113.19M 16.18%	1.41M
VANGUARD INDEX FDSSOLE	VALUE ETF	512.71K	SH	$82.24M 11.76%	512.71K
INVESCO QQQ TRSOLE	UNIT SER 1	120.61K	SH	$57.79M 8.26%	120.61K
ISHARES TRSOLE	0-3 MNTH TREASRY	386.17K	SH	$38.89M 5.56%	386.17K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	352.15K	SH	$28.15M 4.02%	352.15K
APPLE INCSOLE	COM	118.35K	SH	$24.93M 3.56%	110.55K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	202.06K	SH	$23.96M 3.43%	202.06K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	312.31K	SH	$22.50M 3.22%	312.31K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	214.40K	SH	$19.68M 2.81%	214.40K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	446.83K	SH	$19.55M 2.80%	446.83K
VANGUARD WHITEHALL FDSSOLE	INTL DVD ETF	236.18K	SH	$19.20M 2.74%	236.18K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	430.38K	SH	$17.69M 2.53%	430.38K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	72.35K	SH	$11.89M 1.70%	72.35K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	37K	SH	$11.63M 1.66%	37K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	74.94K	SH	$10.92M 1.56%	74.94K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	42.98K	SH	$9.37M 1.34%	42.98K
VANGUARD WORLD FDSOLE	INF TECH ETF	16.23K	SH	$9.36M 1.34%	16.23K
BLACKROCK TAX MUNICPAL BD TRSOLE	SHS	565.57K	SH	$9.25M 1.32%	565.57K
BANK AMERICA CORPSOLE	COM	180.38K	SH	$7.17M 1.03%	139.38K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	26.79K	SH	$6.70M 0.96%	26.79K
ALPHABET INCSOLE	CAP STK CL A	34.47K	SH	$6.28M 0.90%	34.47K
AMAZON COM INCSOLE	COM	31.82K	SH	$6.15M 0.88%	31.82K
BLACKSTONE INCSOLE	COM	48.87K	SH	$6.05M 0.87%	48.87K
META PLATFORMS INCSOLE	CL A	11.24K	SH	$5.67M 0.81%	11.24K
TESLA INCSOLE	COM	24.36K	SH	$4.82M 0.69%	24.36K

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