FOCUSED WEALTH MANAGEMENT, INC

Filed: 5/8/2024ACC: 0001586052-24-000002

📋 What this filing means

FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 178 equity positions with a total reported market value of $651.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

178

Positions

$651.09M

Total AUM (reported)

8.56M

Total Shares

Allocation by class

COM$117.65M18.1%

PRTFLO S&P500 GW$102.33M15.7%

VALUE ETF$81.45M12.5%

UNIT SER 1$52.72M8.1%

0-3 MNTH TREASRY$30.85M4.7%

INT-TERM CORP$26.82M4.1%

HIGH DIV YLD$24.23M3.7%

Portfolio Concentration

Top 3$236.51M36.3%

4–10$159.09M24.4%

11–25$131.29M20.2%

Rest$124.20M19.1%

Top 3 weight

36.3%

Top 10 weight

60.8%

Voting Authority Distribution

Total shares with voting rights: 8.40M

Sole

Full voting authority

8.40M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole178

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings178

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares1.40M

TypeSH

Market value$102.33M

15.72%

Sole

1.40M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares500.14K

TypeSH

Market value$81.45M

12.51%

Sole

500.14K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares118.74K

TypeSH

Market value$52.72M

8.10%

Sole

118.74K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares306.37K

TypeSH

Market value$30.85M

4.74%

Sole

306.37K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares333.11K

TypeSH

Market value$26.82M

4.12%

Sole

333.11K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares200.29K

TypeSH

Market value$24.23M

3.72%

Sole

200.29K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares296.70K

TypeSH

Market value$21.55M

3.31%

Sole

296.70K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares116.41K

TypeSH

Market value$19.96M

3.07%

Sole

109.21K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares428K

TypeSH

Market value$17.88M

2.75%

Sole

428K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares422.54K

TypeSH

Market value$17.80M

2.73%

Sole

422.54K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

INTL DVD ETF

Shares217.76K

TypeSH

Market value$17.75M

2.73%

Sole

217.76K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares139.04K

TypeSH

Market value$12.76M

1.96%

Sole

139.04K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares65.99K

TypeSH

Market value$11.18M

1.72%

Sole

65.99K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares37.35K

TypeSH

Market value$10.71M

1.64%

Sole

37.35K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares71.90K

TypeSH

Market value$10.62M

1.63%

Sole

71.90K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares41.15K

TypeSH

Market value$9.41M

1.44%

Sole

41.15K

Shared

0.00

None

0.00

BLACKROCK TAX MUNICPAL BD TR

SOLE

SHS

Shares535.41K

TypeSH

Market value$8.75M

1.34%

Sole

535.41K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares16.36K

TypeSH

Market value$8.58M

1.32%

Sole

16.36K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares25.65K

TypeSH

Market value$6.69M

1.03%

Sole

25.65K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EXPANDED TECH

Shares77.47K

TypeSH

Market value$6.61M

1.01%

Sole

77.47K

Shared

0.00

None

0.00

BLACKSTONE INC

SOLE

COM

Shares48.49K

TypeSH

Market value$6.37M

0.98%

Sole

48.49K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares32.04K

TypeSH

Market value$5.78M

0.89%

Sole

32.04K

Shared

0.00

None

0.00

META PLATFORMS INC

SOLE

CL A

Shares11.45K

TypeSH

Market value$5.56M

0.85%

Sole

11.45K

Shared

0.00

None

0.00

BANK AMERICA CORP

SOLE

COM

Shares139.65K

TypeSH

Market value$5.30M

0.81%

Sole

138.65K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares34.70K

TypeSH

Market value$5.24M

0.80%

Sole

34.70K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR SER TRSOLE	PRTFLO S&P500 GW	1.40M	SH	$102.33M 15.72%	1.40M
VANGUARD INDEX FDSSOLE	VALUE ETF	500.14K	SH	$81.45M 12.51%	500.14K
INVESCO QQQ TRSOLE	UNIT SER 1	118.74K	SH	$52.72M 8.10%	118.74K
ISHARES TRSOLE	0-3 MNTH TREASRY	306.37K	SH	$30.85M 4.74%	306.37K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	333.11K	SH	$26.82M 4.12%	333.11K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	200.29K	SH	$24.23M 3.72%	200.29K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	296.70K	SH	$21.55M 3.31%	296.70K
APPLE INCSOLE	COM	116.41K	SH	$19.96M 3.07%	109.21K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	428K	SH	$17.88M 2.75%	428K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	422.54K	SH	$17.80M 2.73%	422.54K
VANGUARD WHITEHALL FDSSOLE	INTL DVD ETF	217.76K	SH	$17.75M 2.73%	217.76K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	139.04K	SH	$12.76M 1.96%	139.04K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	65.99K	SH	$11.18M 1.72%	65.99K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	37.35K	SH	$10.71M 1.64%	37.35K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	71.90K	SH	$10.62M 1.63%	71.90K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	41.15K	SH	$9.41M 1.44%	41.15K
BLACKROCK TAX MUNICPAL BD TRSOLE	SHS	535.41K	SH	$8.75M 1.34%	535.41K
VANGUARD WORLD FDSOLE	INF TECH ETF	16.36K	SH	$8.58M 1.32%	16.36K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	25.65K	SH	$6.69M 1.03%	25.65K
ISHARES TRSOLE	EXPANDED TECH	77.47K	SH	$6.61M 1.01%	77.47K
BLACKSTONE INCSOLE	COM	48.49K	SH	$6.37M 0.98%	48.49K
AMAZON COM INCSOLE	COM	32.04K	SH	$5.78M 0.89%	32.04K
META PLATFORMS INCSOLE	CL A	11.45K	SH	$5.56M 0.85%	11.45K
BANK AMERICA CORPSOLE	COM	139.65K	SH	$5.30M 0.81%	138.65K
ALPHABET INCSOLE	CAP STK CL A	34.70K	SH	$5.24M 0.80%	34.70K

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