Filed: 1/10/2024ACC: 0001062993-24-000734
📋 What this filing means
FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 1024 equity positions with a total reported market value of $608.26M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1024
Positions
$608.26M
Total AUM (reported)
8.81M
Total Shares
Allocation by class
COM$116.24M19.1%
PRTFLO S&P500 GW$87.90M14.5%
VALUE ETF$71.26M11.7%
UNIT SER 1$46.75M7.7%
0-3 MNTH TREASRY$29.18M4.8%
INT-TERM CORP$25.59M4.2%
TOTAL BND MRKT$24.43M4.0%
Portfolio Concentration
Top 3$205.91M33.9%
4–10$154.20M25.4%
11–25$121.03M19.9%
Rest$127.12M20.9%
Top 3 weight
33.9%
Top 10 weight
59.2%
Voting Authority Distribution
Total shares with voting rights: 8.81M
Sole
Full voting authority
8.81M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1024
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1024
Rows:
SPDR SER TR
SOLEShares1.35M
TypeSH
Market value$87.90M
14.45%
Sole
1.35M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares476.67K
TypeSH
Market value$71.26M
11.72%
Sole
476.67K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares114.15K
TypeSH
Market value$46.75M
7.69%
Sole
114.15K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares291.04K
TypeSH
Market value$29.18M
4.80%
Sole
291.04K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares314.81K
TypeSH
Market value$25.59M
4.21%
Sole
314.81K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares332.10K
TypeSH
Market value$24.43M
4.02%
Sole
332.10K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares198.22K
TypeSH
Market value$22.13M
3.64%
Sole
198.22K
Shared
0.00
None
0.00
APPLE INC
SOLEShares106.39K
TypeSH
Market value$20.48M
3.37%
Sole
106.39K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares402.67K
TypeSH
Market value$16.55M
2.72%
Sole
402.67K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares199.77K
TypeSH
Market value$15.85M
2.61%
Sole
199.77K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares402.85K
TypeSH
Market value$15.15M
2.49%
Sole
402.85K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares130.19K
TypeSH
Market value$11.90M
1.96%
Sole
130.19K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares38.51K
TypeSH
Market value$9.99M
1.64%
Sole
38.51K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares59.81K
TypeSH
Market value$9.44M
1.55%
Sole
59.81K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares68.48K
TypeSH
Market value$9.34M
1.54%
Sole
68.48K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares38.94K
TypeSH
Market value$8.31M
1.37%
Sole
38.94K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares17.09K
TypeSH
Market value$8.27M
1.36%
Sole
17.09K
Shared
0.00
None
0.00
BLACKROCK TAX MUNICPAL BD TR
SOLEShares499.13K
TypeSH
Market value$8.12M
1.33%
Sole
499.13K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares56.52K
TypeSH
Market value$7.40M
1.22%
Sole
56.52K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.73K
TypeSH
Market value$5.97M
0.98%
Sole
14.73K
Shared
0.00
None
0.00
TESLA INC
SOLEShares23.56K
TypeSH
Market value$5.85M
0.96%
Sole
23.56K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares23.90K
TypeSH
Market value$5.78M
0.95%
Sole
23.90K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares110.55K
TypeSH
Market value$5.77M
0.95%
Sole
110.55K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares32.30K
TypeSH
Market value$4.91M
0.81%
Sole
32.30K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares34.61K
TypeSH
Market value$4.83M
0.79%
Sole
34.61K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 GW | 1.35M | SH | $87.90M 14.45% | 1.35M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 476.67K | SH | $71.26M 11.72% | 476.67K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 114.15K | SH | $46.75M 7.69% | 114.15K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 291.04K | SH | $29.18M 4.80% | 291.04K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 314.81K | SH | $25.59M 4.21% | 314.81K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 332.10K | SH | $24.43M 4.02% | 332.10K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 198.22K | SH | $22.13M 3.64% | 198.22K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 106.39K | SH | $20.48M 3.37% | 106.39K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 402.67K | SH | $16.55M 2.72% | 402.67K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 199.77K | SH | $15.85M 2.61% | 199.77K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 402.85K | SH | $15.15M 2.49% | 402.85K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 130.19K | SH | $11.90M 1.96% | 130.19K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 38.51K | SH | $9.99M 1.64% | 38.51K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 59.81K | SH | $9.44M 1.55% | 59.81K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 68.48K | SH | $9.34M 1.54% | 68.48K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 38.94K | SH | $8.31M 1.37% | 38.94K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 17.09K | SH | $8.27M 1.36% | 17.09K | 0.00 | 0.00 |
BLACKROCK TAX MUNICPAL BD TRSOLE | SHS | 499.13K | SH | $8.12M 1.33% | 499.13K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 56.52K | SH | $7.40M 1.22% | 56.52K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPANDED TECH | 14.73K | SH | $5.97M 0.98% | 14.73K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 23.56K | SH | $5.85M 0.96% | 23.56K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SML CP GRW ETF | 23.90K | SH | $5.78M 0.95% | 23.90K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 110.55K | SH | $5.77M 0.95% | 110.55K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 32.30K | SH | $4.91M 0.81% | 32.30K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 34.61K | SH | $4.83M 0.79% | 34.61K | 0.00 | 0.00 |
Page 1 of 41
…