Filed: 11/1/2023ACC: 0001062993-23-019945
📋 What this filing means
FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 1032 equity positions with a total reported market value of $566.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1032
Positions
$566.27M
Total AUM (reported)
9.06M
Total Shares
Allocation by class
COM$102.97M18.2%
PRTFLO S&P500 GW$82.78M14.6%
VALUE ETF$67.53M11.9%
UNIT SER 1$42.44M7.5%
0-3 MNTH TREASRY$26.41M4.7%
INT-TERM CORP$24.06M4.2%
TOTAL BND MRKT$23.61M4.2%
Portfolio Concentration
Top 3$192.76M34.0%
4–10$148.54M26.2%
11–25$109.21M19.3%
Rest$115.75M20.4%
Top 3 weight
34.0%
Top 10 weight
60.3%
Voting Authority Distribution
Total shares with voting rights: 9.06M
Sole
Full voting authority
9.06M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1032
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1032
Rows:
SPDR SER TR
SOLEShares1.40M
TypeSH
Market value$82.78M
14.62%
Sole
1.40M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares489.61K
TypeSH
Market value$67.53M
11.93%
Sole
489.61K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares118.47K
TypeSH
Market value$42.44M
7.50%
Sole
118.47K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares262.33K
TypeSH
Market value$26.41M
4.66%
Sole
262.33K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares316.66K
TypeSH
Market value$24.06M
4.25%
Sole
316.66K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares338.35K
TypeSH
Market value$23.61M
4.17%
Sole
338.35K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares229.64K
TypeSH
Market value$21.09M
3.72%
Sole
229.64K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares201.10K
TypeSH
Market value$20.78M
3.67%
Sole
201.10K
Shared
0.00
None
0.00
APPLE INC
SOLEShares97.30K
TypeSH
Market value$16.66M
2.94%
Sole
97.30K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares406.56K
TypeSH
Market value$15.94M
2.82%
Sole
406.56K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares413.96K
TypeSH
Market value$13.73M
2.42%
Sole
413.96K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares163.09K
TypeSH
Market value$11.63M
2.05%
Sole
163.09K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares40.95K
TypeSH
Market value$9.29M
1.64%
Sole
40.95K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares69.34K
TypeSH
Market value$8.93M
1.58%
Sole
69.34K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares80.50K
TypeSH
Market value$7.59M
1.34%
Sole
80.50K
Shared
0.00
None
0.00
BLACKROCK TAX MUNICPAL BD TR
SOLEShares500.39K
TypeSH
Market value$7.59M
1.34%
Sole
500.39K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares17.53K
TypeSH
Market value$7.27M
1.28%
Sole
17.53K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares45.55K
TypeSH
Market value$6.45M
1.14%
Sole
45.55K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares57.98K
TypeSH
Market value$6.21M
1.10%
Sole
57.98K
Shared
0.00
None
0.00
TESLA INC
SOLEShares23.90K
TypeSH
Market value$5.98M
1.06%
Sole
23.90K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares118.18K
TypeSH
Market value$5.97M
1.05%
Sole
118.18K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares15.49K
TypeSH
Market value$5.29M
0.93%
Sole
15.49K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares39.39K
TypeSH
Market value$5.16M
0.91%
Sole
39.39K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares34.20K
TypeSH
Market value$4.35M
0.77%
Sole
34.20K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.77K
TypeSH
Market value$3.77M
0.67%
Sole
10.77K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 GW | 1.40M | SH | $82.78M 14.62% | 1.40M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 489.61K | SH | $67.53M 11.93% | 489.61K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 118.47K | SH | $42.44M 7.50% | 118.47K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 262.33K | SH | $26.41M 4.66% | 262.33K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 316.66K | SH | $24.06M 4.25% | 316.66K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 338.35K | SH | $23.61M 4.17% | 338.35K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 229.64K | SH | $21.09M 3.72% | 229.64K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 201.10K | SH | $20.78M 3.67% | 201.10K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 97.30K | SH | $16.66M 2.94% | 97.30K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 406.56K | SH | $15.94M 2.82% | 406.56K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 413.96K | SH | $13.73M 2.42% | 413.96K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 163.09K | SH | $11.63M 2.05% | 163.09K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 40.95K | SH | $9.29M 1.64% | 40.95K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 69.34K | SH | $8.93M 1.58% | 69.34K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 80.50K | SH | $7.59M 1.34% | 80.50K | 0.00 | 0.00 |
BLACKROCK TAX MUNICPAL BD TRSOLE | SHS | 500.39K | SH | $7.59M 1.34% | 500.39K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 17.53K | SH | $7.27M 1.28% | 17.53K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 45.55K | SH | $6.45M 1.14% | 45.55K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 57.98K | SH | $6.21M 1.10% | 57.98K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 23.90K | SH | $5.98M 1.06% | 23.90K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 118.18K | SH | $5.97M 1.05% | 118.18K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPANDED TECH | 15.49K | SH | $5.29M 0.93% | 15.49K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 39.39K | SH | $5.16M 0.91% | 39.39K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 34.20K | SH | $4.35M 0.77% | 34.20K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.77K | SH | $3.77M 0.67% | 10.77K | 0.00 | 0.00 |
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