Filed: 8/8/2023ACC: 0001062993-23-015961
📋 What this filing means
FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 1064 equity positions with a total reported market value of $555.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1064
Positions
$555.57M
Total AUM (reported)
9.55M
Total Shares
Allocation by class
COM$107.47M19.3%
PRTFLO S&P500 GW$81.36M14.6%
VALUE ETF$66.45M12.0%
UNIT SER 1$42.12M7.6%
TOTAL BND MRKT$34.22M6.2%
INT-TERM CORP$23.45M4.2%
HIGH DIV YLD$21.36M3.8%
Portfolio Concentration
Top 3$189.93M34.2%
4–10$147.54M26.6%
11–25$98.95M17.8%
Rest$119.14M21.4%
Top 3 weight
34.2%
Top 10 weight
60.7%
Voting Authority Distribution
Total shares with voting rights: 9.55M
Sole
Full voting authority
9.55M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1064
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1064
Rows:
SPDR SER TR
SOLEShares1.33M
TypeSH
Market value$81.36M
14.64%
Sole
1.33M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares467.61K
TypeSH
Market value$66.45M
11.96%
Sole
467.61K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares114.03K
TypeSH
Market value$42.12M
7.58%
Sole
114.03K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares470.74K
TypeSH
Market value$34.22M
6.16%
Sole
470.74K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares296.78K
TypeSH
Market value$23.45M
4.22%
Sole
296.78K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares201.35K
TypeSH
Market value$21.36M
3.84%
Sole
201.35K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares219.25K
TypeSH
Market value$20.13M
3.62%
Sole
219.25K
Shared
0.00
None
0.00
APPLE INC
SOLEShares97.75K
TypeSH
Market value$18.96M
3.41%
Sole
97.75K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares394.36K
TypeSH
Market value$16.04M
2.89%
Sole
394.36K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares396.83K
TypeSH
Market value$13.38M
2.41%
Sole
396.83K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares202.75K
TypeSH
Market value$10.63M
1.91%
Sole
202.75K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares41.81K
TypeSH
Market value$9.84M
1.77%
Sole
41.81K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares66.09K
TypeSH
Market value$8.77M
1.58%
Sole
66.09K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares115.74K
TypeSH
Market value$8.69M
1.56%
Sole
115.74K
Shared
0.00
None
0.00
BLACKROCK TAX MUNICPAL BD TR
SOLEShares505.42K
TypeSH
Market value$8.38M
1.51%
Sole
505.42K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares17.53K
TypeSH
Market value$7.75M
1.39%
Sole
17.53K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares75.90K
TypeSH
Market value$7.56M
1.36%
Sole
75.90K
Shared
0.00
None
0.00
TESLA INC
SOLEShares23.88K
TypeSH
Market value$6.25M
1.13%
Sole
23.88K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares58.28K
TypeSH
Market value$5.42M
0.98%
Sole
58.28K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.77K
TypeSH
Market value$5.11M
0.92%
Sole
14.77K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares39.46K
TypeSH
Market value$4.72M
0.85%
Sole
39.46K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares34.11K
TypeSH
Market value$4.45M
0.80%
Sole
34.11K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares137.80K
TypeSH
Market value$3.95M
0.71%
Sole
137.80K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares25.07K
TypeSH
Market value$3.75M
0.68%
Sole
25.07K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.75K
TypeSH
Market value$3.67M
0.66%
Sole
10.75K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 GW | 1.33M | SH | $81.36M 14.64% | 1.33M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 467.61K | SH | $66.45M 11.96% | 467.61K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 114.03K | SH | $42.12M 7.58% | 114.03K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 470.74K | SH | $34.22M 6.16% | 470.74K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 296.78K | SH | $23.45M 4.22% | 296.78K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 201.35K | SH | $21.36M 3.84% | 201.35K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 219.25K | SH | $20.13M 3.62% | 219.25K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 97.75K | SH | $18.96M 3.41% | 97.75K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 394.36K | SH | $16.04M 2.89% | 394.36K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 396.83K | SH | $13.38M 2.41% | 396.83K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 202.75K | SH | $10.63M 1.91% | 202.75K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 41.81K | SH | $9.84M 1.77% | 41.81K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 66.09K | SH | $8.77M 1.58% | 66.09K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 115.74K | SH | $8.69M 1.56% | 115.74K | 0.00 | 0.00 |
BLACKROCK TAX MUNICPAL BD TRSOLE | SHS | 505.42K | SH | $8.38M 1.51% | 505.42K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 17.53K | SH | $7.75M 1.39% | 17.53K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 75.90K | SH | $7.56M 1.36% | 75.90K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 23.88K | SH | $6.25M 1.13% | 23.88K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 58.28K | SH | $5.42M 0.98% | 58.28K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPANDED TECH | 14.77K | SH | $5.11M 0.92% | 14.77K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 39.46K | SH | $4.72M 0.85% | 39.46K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 34.11K | SH | $4.45M 0.80% | 34.11K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 137.80K | SH | $3.95M 0.71% | 137.80K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 25.07K | SH | $3.75M 0.68% | 25.07K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.75K | SH | $3.67M 0.66% | 10.75K | 0.00 | 0.00 |
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