Filed: 4/13/2023ACC: 0001062993-23-009105
📋 What this filing means
FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 1043 equity positions with a total reported market value of $494.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1043
Positions
$494.15M
Total AUM (reported)
9.02M
Total Shares
Allocation by class
COM$99.70M20.2%
PRTFLO S&P500 GW$72.15M14.6%
VALUE ETF$63.02M12.8%
UNIT SER 1$35.84M7.3%
TOTAL BND MRKT$34.15M6.9%
INT-TERM CORP$23.38M4.7%
HIGH DIV YLD$20.95M4.2%
Portfolio Concentration
Top 3$171.01M34.6%
4–10$133.41M27.0%
11–25$80.67M16.3%
Rest$109.07M22.1%
Top 3 weight
34.6%
Top 10 weight
61.6%
Voting Authority Distribution
Total shares with voting rights: 9.02M
Sole
Full voting authority
9.02M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1043
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1043
Rows:
SPDR SER TR
SOLEShares1.30M
TypeSH
Market value$72.15M
14.60%
Sole
1.30M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares456.31K
TypeSH
Market value$63.02M
12.75%
Sole
456.31K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares111.68K
TypeSH
Market value$35.84M
7.25%
Sole
111.68K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares462.53K
TypeSH
Market value$34.15M
6.91%
Sole
462.53K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares291.46K
TypeSH
Market value$23.38M
4.73%
Sole
291.46K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares198.53K
TypeSH
Market value$20.95M
4.24%
Sole
198.53K
Shared
0.00
None
0.00
APPLE INC
SOLEShares99.39K
TypeSH
Market value$16.39M
3.32%
Sole
99.39K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares381.93K
TypeSH
Market value$15.43M
3.12%
Sole
381.93K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares385.21K
TypeSH
Market value$12.38M
2.51%
Sole
385.21K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares200.09K
TypeSH
Market value$10.73M
2.17%
Sole
200.09K
Shared
0.00
None
0.00
BLACKROCK TAX MUNICPAL BD TR
SOLEShares503.12K
TypeSH
Market value$9.02M
1.82%
Sole
503.12K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares42.03K
TypeSH
Market value$8.60M
1.74%
Sole
42.03K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares64.31K
TypeSH
Market value$8.33M
1.68%
Sole
64.31K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares73.43K
TypeSH
Market value$7.10M
1.44%
Sole
73.43K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares17.65K
TypeSH
Market value$6.81M
1.38%
Sole
17.65K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares56.97K
TypeSH
Market value$5.00M
1.01%
Sole
56.97K
Shared
0.00
None
0.00
TESLA INC
SOLEShares23.96K
TypeSH
Market value$4.97M
1.01%
Sole
23.96K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares46.58K
TypeSH
Market value$4.83M
0.98%
Sole
46.58K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.46K
TypeSH
Market value$4.41M
0.89%
Sole
14.46K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares40.71K
TypeSH
Market value$4.04M
0.82%
Sole
40.71K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares135.49K
TypeSH
Market value$3.87M
0.78%
Sole
135.49K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares34.75K
TypeSH
Market value$3.59M
0.73%
Sole
34.75K
Shared
0.00
None
0.00
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares261.18K
TypeSH
Market value$3.42M
0.69%
Sole
261.18K
Shared
0.00
None
0.00
BLACKROCK N Y MUN INCOME TRU
SOLEShares323.73K
TypeSH
Market value$3.37M
0.68%
Sole
323.73K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.76K
TypeSH
Market value$3.32M
0.67%
Sole
10.76K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 GW | 1.30M | SH | $72.15M 14.60% | 1.30M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 456.31K | SH | $63.02M 12.75% | 456.31K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 111.68K | SH | $35.84M 7.25% | 111.68K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 462.53K | SH | $34.15M 6.91% | 462.53K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 291.46K | SH | $23.38M 4.73% | 291.46K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 198.53K | SH | $20.95M 4.24% | 198.53K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 99.39K | SH | $16.39M 3.32% | 99.39K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 381.93K | SH | $15.43M 3.12% | 381.93K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 385.21K | SH | $12.38M 2.51% | 385.21K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 200.09K | SH | $10.73M 2.17% | 200.09K | 0.00 | 0.00 |
BLACKROCK TAX MUNICPAL BD TRSOLE | SHS | 503.12K | SH | $9.02M 1.82% | 503.12K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 42.03K | SH | $8.60M 1.74% | 42.03K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 64.31K | SH | $8.33M 1.68% | 64.31K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 73.43K | SH | $7.10M 1.44% | 73.43K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 17.65K | SH | $6.81M 1.38% | 17.65K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 56.97K | SH | $5.00M 1.01% | 56.97K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 23.96K | SH | $4.97M 1.01% | 23.96K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 46.58K | SH | $4.83M 0.98% | 46.58K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPANDED TECH | 14.46K | SH | $4.41M 0.89% | 14.46K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 40.71K | SH | $4.04M 0.82% | 40.71K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 135.49K | SH | $3.87M 0.78% | 135.49K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 34.75K | SH | $3.59M 0.73% | 34.75K | 0.00 | 0.00 |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 261.18K | SH | $3.42M 0.69% | 261.18K | 0.00 | 0.00 |
BLACKROCK N Y MUN INCOME TRUSOLE | SH BEN INT | 323.73K | SH | $3.37M 0.68% | 323.73K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.76K | SH | $3.32M 0.67% | 10.76K | 0.00 | 0.00 |
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