FOCUSED WEALTH MANAGEMENT, INC

Filed: 1/13/2023ACC: 0001062993-23-000898

📋 What this filing means

FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 1090 equity positions with a total reported market value of $491.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1090

Positions

$491.86M

Total AUM (reported)

9.44M

Total Shares

Allocation by class

COM$91.87M18.7%

VALUE ETF$66.47M13.5%

PRTFLO S&P500 GW$63.17M12.8%

US TIPS ETF$27.51M5.6%

TOTAL BND MRKT$26.61M5.4%

UNIT SER 1$25.36M5.2%

HIGH DIV YLD$22.07M4.5%

Portfolio Concentration

Top 3$157.15M31.9%

4–10$132.75M27.0%

11–25$85.43M17.4%

Rest$116.53M23.7%

Top 3 weight

31.9%

Top 10 weight

58.9%

Voting Authority Distribution

Total shares with voting rights: 9.44M

Sole

Full voting authority

9.44M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole1090

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings1090

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares473.56K

TypeSH

Market value$66.47M

13.51%

Sole

473.56K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares1.25M

TypeSH

Market value$63.17M

12.84%

Sole

1.25M

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares531.11K

TypeSH

Market value$27.51M

5.59%

Sole

531.11K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares370.37K

TypeSH

Market value$26.61M

5.41%

Sole

370.37K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares95.23K

TypeSH

Market value$25.36M

5.16%

Sole

95.23K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares203.98K

TypeSH

Market value$22.07M

4.49%

Sole

203.98K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares243.52K

TypeSH

Market value$18.88M

3.84%

Sole

243.52K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares398.42K

TypeSH

Market value$13.63M

2.77%

Sole

398.42K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares342.97K

TypeSH

Market value$13.37M

2.72%

Sole

342.97K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares98.80K

TypeSH

Market value$12.84M

2.61%

Sole

98.80K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares66.11K

TypeSH

Market value$8.98M

1.83%

Sole

66.11K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares87.92K

TypeSH

Market value$8.53M

1.73%

Sole

87.92K

Shared

0.00

None

0.00

BLACKROCK TAX MUNICPAL BD TR

SOLE

SHS

Shares482.65K

TypeSH

Market value$8.13M

1.65%

Sole

482.65K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares42.18K

TypeSH

Market value$7.26M

1.48%

Sole

42.18K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares74.74K

TypeSH

Market value$7.07M

1.44%

Sole

74.74K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares17.80K

TypeSH

Market value$5.68M

1.16%

Sole

17.80K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares170.48K

TypeSH

Market value$5.43M

1.10%

Sole

170.48K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares57.58K

TypeSH

Market value$5.04M

1.02%

Sole

57.58K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

ENHAN SHRT MA AC

Shares48.60K

TypeSH

Market value$4.79M

0.97%

Sole

48.60K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P US GWT

Shares54.07K

TypeSH

Market value$4.41M

0.90%

Sole

54.07K

Shared

0.00

None

0.00

BANK AMERICA CORP

SOLE

COM

Shares132.95K

TypeSH

Market value$4.40M

0.90%

Sole

132.95K

Shared

0.00

None

0.00

BLACKSTONE INC

SOLE

COM

Shares58.52K

TypeSH

Market value$4.34M

0.88%

Sole

58.52K

Shared

0.00

None

0.00

PFIZER INC

SOLE

COM

Shares77.62K

TypeSH

Market value$3.98M

0.81%

Sole

77.62K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EXPANDED TECH

Shares14.74K

TypeSH

Market value$3.77M

0.77%

Sole

14.74K

Shared

0.00

None

0.00

NUVEEN S&P 500 BUY-WRITE INC

SOLE

COM

Shares286.23K

TypeSH

Market value$3.62M

0.74%

Sole

286.23K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD INDEX FDSSOLE	VALUE ETF	473.56K	SH	$66.47M 13.51%	473.56K
SPDR SER TRSOLE	PRTFLO S&P500 GW	1.25M	SH	$63.17M 12.84%	1.25M
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	531.11K	SH	$27.51M 5.59%	531.11K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	370.37K	SH	$26.61M 5.41%	370.37K
INVESCO QQQ TRSOLE	UNIT SER 1	95.23K	SH	$25.36M 5.16%	95.23K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	203.98K	SH	$22.07M 4.49%	203.98K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	243.52K	SH	$18.88M 3.84%	243.52K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	398.42K	SH	$13.63M 2.77%	398.42K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	342.97K	SH	$13.37M 2.72%	342.97K
APPLE INCSOLE	COM	98.80K	SH	$12.84M 2.61%	98.80K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	66.11K	SH	$8.98M 1.83%	66.11K
ISHARES TRSOLE	CORE US AGGBD ET	87.92K	SH	$8.53M 1.73%	87.92K
BLACKROCK TAX MUNICPAL BD TRSOLE	SHS	482.65K	SH	$8.13M 1.65%	482.65K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	42.18K	SH	$7.26M 1.48%	42.18K
ISHARES TRSOLE	CORE S&P SCP ETF	74.74K	SH	$7.07M 1.44%	74.74K
VANGUARD WORLD FDSSOLE	INF TECH ETF	17.80K	SH	$5.68M 1.16%	17.80K
SPDR SER TRSOLE	PORTFOLIO INTRMD	170.48K	SH	$5.43M 1.10%	170.48K
SELECT SECTOR SPDR TRSOLE	ENERGY	57.58K	SH	$5.04M 1.02%	57.58K
PIMCO ETF TRSOLE	ENHAN SHRT MA AC	48.60K	SH	$4.79M 0.97%	48.60K
ISHARES TRSOLE	CORE S&P US GWT	54.07K	SH	$4.41M 0.90%	54.07K
BANK AMERICA CORPSOLE	COM	132.95K	SH	$4.40M 0.90%	132.95K
BLACKSTONE INCSOLE	COM	58.52K	SH	$4.34M 0.88%	58.52K
PFIZER INCSOLE	COM	77.62K	SH	$3.98M 0.81%	77.62K
ISHARES TRSOLE	EXPANDED TECH	14.74K	SH	$3.77M 0.77%	14.74K
NUVEEN S&P 500 BUY-WRITE INCSOLE	COM	286.23K	SH	$3.62M 0.74%	286.23K

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