Filed: 10/20/2022ACC: 0001062993-22-020982
📋 What this filing means
FOCUSED WEALTH MANAGEMENT, INC filed this quarterly 13F‑HR report disclosing 1061 equity positions with a total reported market value of $477.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1061
Positions
$477.0K
Total AUM (reported)
9.88M
Total Shares
Allocation by class
COM$90.4K19.0%
PRTFLO S&P500 GW$64.9K13.6%
VALUE ETF$57.6K12.1%
TOTAL BND MRKT$45.1K9.5%
TIPS BD ETF$26.5K5.6%
NASDAQ COMPSIT$24.1K5.1%
INT-TERM CORP$23.1K4.8%
Portfolio Concentration
Top 3$167.6K35.1%
4–10$130.4K27.3%
11–25$78.0K16.3%
Rest$101.0K21.2%
Top 3 weight
35.1%
Top 10 weight
62.5%
Voting Authority Distribution
Total shares with voting rights: 9.88M
Sole
Full voting authority
9.88M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1061
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1061
Rows:
SPDR SER TR
SOLEShares1.29M
TypeSH
Market value$64.9K
13.60%
Sole
1.29M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares466.83K
TypeSH
Market value$57.6K
12.09%
Sole
466.83K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares632.63K
TypeSH
Market value$45.1K
9.46%
Sole
632.63K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares253.08K
TypeSH
Market value$26.5K
5.57%
Sole
253.08K
Shared
0.00
None
0.00
FIDELITY COMWLTH TR
SOLEShares581.43K
TypeSH
Market value$24.1K
5.05%
Sole
581.43K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares305.44K
TypeSH
Market value$23.1K
4.85%
Sole
305.44K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares202.60K
TypeSH
Market value$19.2K
4.03%
Sole
202.60K
Shared
0.00
None
0.00
APPLE INC
SOLEShares98.27K
TypeSH
Market value$13.6K
2.85%
Sole
98.27K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares328.92K
TypeSH
Market value$12.0K
2.52%
Sole
328.92K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares388.26K
TypeSH
Market value$11.8K
2.47%
Sole
388.26K
Shared
0.00
None
0.00
BLACKROCK TAX MUNICPAL BD TR
SOLEShares512.56K
TypeSH
Market value$8.4K
1.77%
Sole
512.56K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares64.85K
TypeSH
Market value$7.9K
1.65%
Sole
64.85K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares42.32K
TypeSH
Market value$7.4K
1.55%
Sole
42.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares74.04K
TypeSH
Market value$6.5K
1.35%
Sole
74.04K
Shared
0.00
None
0.00
TESLA INC
SOLEShares21.17K
TypeSH
Market value$5.6K
1.18%
Sole
21.17K
Shared
0.00
None
0.00
VANGUARD WORLD FDS
SOLEShares17.86K
TypeSH
Market value$5.5K
1.15%
Sole
17.86K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares53.98K
TypeSH
Market value$5.3K
1.12%
Sole
53.98K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares59K
TypeSH
Market value$4.9K
1.04%
Sole
59K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares40K
TypeSH
Market value$4.5K
0.95%
Sole
40K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares56.69K
TypeSH
Market value$4.1K
0.86%
Sole
56.69K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares133.13K
TypeSH
Market value$4.0K
0.84%
Sole
133.13K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.21K
TypeSH
Market value$3.6K
0.75%
Sole
14.21K
Shared
0.00
None
0.00
BLACKROCK N Y MUN INCOME TRU
SOLEShares361.21K
TypeSH
Market value$3.5K
0.74%
Sole
361.21K
Shared
0.00
None
0.00
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares286.40K
TypeSH
Market value$3.4K
0.71%
Sole
286.40K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares77.02K
TypeSH
Market value$3.4K
0.71%
Sole
77.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 GW | 1.29M | SH | $64.9K 13.60% | 1.29M | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 466.83K | SH | $57.6K 12.09% | 466.83K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 632.63K | SH | $45.1K 9.46% | 632.63K | 0.00 | 0.00 |
ISHARES TRSOLE | TIPS BD ETF | 253.08K | SH | $26.5K 5.57% | 253.08K | 0.00 | 0.00 |
FIDELITY COMWLTH TRSOLE | NASDAQ COMPSIT | 581.43K | SH | $24.1K 5.05% | 581.43K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 305.44K | SH | $23.1K 4.85% | 305.44K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 202.60K | SH | $19.2K 4.03% | 202.60K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 98.27K | SH | $13.6K 2.85% | 98.27K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 328.92K | SH | $12.0K 2.52% | 328.92K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 388.26K | SH | $11.8K 2.47% | 388.26K | 0.00 | 0.00 |
BLACKROCK TAX MUNICPAL BD TRSOLE | SHS | 512.56K | SH | $8.4K 1.77% | 512.56K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 64.85K | SH | $7.9K 1.65% | 64.85K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 42.32K | SH | $7.4K 1.55% | 42.32K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 74.04K | SH | $6.5K 1.35% | 74.04K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 21.17K | SH | $5.6K 1.18% | 21.17K | 0.00 | 0.00 |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 17.86K | SH | $5.5K 1.15% | 17.86K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 53.98K | SH | $5.3K 1.12% | 53.98K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 59K | SH | $4.9K 1.04% | 59K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 40K | SH | $4.5K 0.95% | 40K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 56.69K | SH | $4.1K 0.86% | 56.69K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | COM | 133.13K | SH | $4.0K 0.84% | 133.13K | 0.00 | 0.00 |
ISHARES TRSOLE | EXPANDED TECH | 14.21K | SH | $3.6K 0.75% | 14.21K | 0.00 | 0.00 |
BLACKROCK N Y MUN INCOME TRUSOLE | SH BEN INT | 361.21K | SH | $3.5K 0.74% | 361.21K | 0.00 | 0.00 |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 286.40K | SH | $3.4K 0.71% | 286.40K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 77.02K | SH | $3.4K 0.71% | 77.02K | 0.00 | 0.00 |
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