Filed: 1/11/2024ACC: 0001085146-24-000209
📋 What this filing means
FOCUS WEALTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 56 equity positions with a total reported market value of $158.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
56
Positions
$158.08M
Total AUM (reported)
2.20M
Total Shares
Allocation by class
CORE S&P500 ETF$27.45M17.4%
COM$23.44M14.8%
CBOE VEST US BUF$15.95M10.1%
TOTAL BND MRKT$14.04M8.9%
GRWT100 PWR BF$7.30M4.6%
UT SER 1$6.68M4.2%
US HOME CONS ETF$5.21M3.3%
Portfolio Concentration
Top 3$57.45M36.3%
4–10$37.59M23.8%
11–25$40.69M25.7%
Rest$22.35M14.1%
Top 3 weight
36.3%
Top 10 weight
60.1%
Voting Authority Distribution
Total shares with voting rights: 2.20M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.20M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole56
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings56
Rows:
ISHARES TR
SOLEShares57.48K
TypeSH
Market value$27.45M
17.37%
Sole
0.00
Shared
0.00
None
57.48K
FIRST TR EXCHNG TRADED FD VI
SOLEShares384.85K
TypeSH
Market value$15.95M
10.09%
Sole
0.00
Shared
0.00
None
384.85K
VANGUARD BD INDEX FDS
SOLEShares190.95K
TypeSH
Market value$14.04M
8.88%
Sole
0.00
Shared
0.00
None
190.95K
INNOVATOR ETFS TR
SOLEShares164.22K
TypeSH
Market value$7.30M
4.62%
Sole
0.00
Shared
0.00
None
164.22K
SPDR DOW JONES INDL AVERAGE
SOLEShares17.73K
TypeSH
Market value$6.68M
4.23%
Sole
0.00
Shared
0.00
None
17.73K
STELLAR BANCORP INC
SOLEShares195.89K
TypeSH
Market value$5.45M
3.45%
Sole
0.00
Shared
0.00
None
195.89K
ISHARES TR
SOLEShares51.26K
TypeSH
Market value$5.21M
3.30%
Sole
0.00
Shared
0.00
None
51.26K
FIRST TR EXCH TRADED FD III
SOLEShares78.08K
TypeSH
Market value$4.39M
2.78%
Sole
0.00
Shared
0.00
None
78.08K
ISHARES TR
SOLEShares34.65K
TypeSH
Market value$4.39M
2.78%
Sole
0.00
Shared
0.00
None
34.65K
SPDR SER TR
SOLEShares69.36K
TypeSH
Market value$4.15M
2.63%
Sole
0.00
Shared
0.00
None
69.36K
VANECK ETF TRUST
SOLEShares80.73K
TypeSH
Market value$3.80M
2.40%
Sole
0.00
Shared
0.00
None
80.73K
ISHARES TR
SOLEShares31.42K
TypeSH
Market value$3.68M
2.33%
Sole
0.00
Shared
0.00
None
31.42K
FIRST TR EXCHNG TRADED FD VI
SOLEShares137.53K
TypeSH
Market value$3.65M
2.31%
Sole
0.00
Shared
0.00
None
137.53K
FIRST TR EXCHNG TRADED FD VI
SOLEShares130.66K
TypeSH
Market value$3.53M
2.23%
Sole
0.00
Shared
0.00
None
130.66K
FIRST TR EXCHANGE TRADED FD
SOLEShares44.70K
TypeSH
Market value$3.08M
1.95%
Sole
0.00
Shared
0.00
None
44.70K
VANGUARD INDEX FDS
SOLEShares7.02K
TypeSH
Market value$3.07M
1.94%
Sole
0.00
Shared
0.00
None
7.02K
SELECT SECTOR SPDR TR
SOLEShares35.75K
TypeSH
Market value$3.00M
1.90%
Sole
0.00
Shared
0.00
None
35.75K
APPLE INC
SOLEShares14.16K
TypeSH
Market value$2.73M
1.72%
Sole
0.00
Shared
0.00
None
14.16K
MICROSOFT CORP
SOLEShares6.70K
TypeSH
Market value$2.52M
1.59%
Sole
0.00
Shared
0.00
None
6.70K
SPDR SER TR
SOLEShares31.39K
TypeSH
Market value$2.26M
1.43%
Sole
0.00
Shared
0.00
None
31.39K
ISHARES TR
SOLEShares66.91K
TypeSH
Market value$2.09M
1.32%
Sole
0.00
Shared
0.00
None
66.91K
SALESFORCE INC
SOLEShares7.25K
TypeSH
Market value$1.91M
1.21%
Sole
0.00
Shared
0.00
None
7.25K
VISA INC
SOLEShares7K
TypeSH
Market value$1.82M
1.15%
Sole
0.00
Shared
0.00
None
7K
AMERICAN EXPRESS CO
SOLEShares9.57K
TypeSH
Market value$1.79M
1.13%
Sole
0.00
Shared
0.00
None
9.57K
ISHARES TR
SOLEShares34.82K
TypeSH
Market value$1.76M
1.12%
Sole
0.00
Shared
0.00
None
34.82K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 57.48K | SH | $27.45M 17.37% | 0.00 | 0.00 | 57.48K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US BUF | 384.85K | SH | $15.95M 10.09% | 0.00 | 0.00 | 384.85K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 190.95K | SH | $14.04M 8.88% | 0.00 | 0.00 | 190.95K |
INNOVATOR ETFS TRSOLE | GRWT100 PWR BF | 164.22K | SH | $7.30M 4.62% | 0.00 | 0.00 | 164.22K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 17.73K | SH | $6.68M 4.23% | 0.00 | 0.00 | 17.73K |
STELLAR BANCORP INCSOLE | COM | 195.89K | SH | $5.45M 3.45% | 0.00 | 0.00 | 195.89K |
ISHARES TRSOLE | US HOME CONS ETF | 51.26K | SH | $5.21M 3.30% | 0.00 | 0.00 | 51.26K |
FIRST TR EXCH TRADED FD IIISOLE | LNG/SHT EQUITY | 78.08K | SH | $4.39M 2.78% | 0.00 | 0.00 | 78.08K |
ISHARES TRSOLE | US AER DEF ETF | 34.65K | SH | $4.39M 2.78% | 0.00 | 0.00 | 34.65K |
SPDR SER TRSOLE | S&P METALS MNG | 69.36K | SH | $4.15M 2.63% | 0.00 | 0.00 | 69.36K |
VANECK ETF TRUSTSOLE | INTRMDT MUNI ETF | 80.73K | SH | $3.80M 2.40% | 0.00 | 0.00 | 80.73K |
ISHARES TRSOLE | SELECT DIVID ETF | 31.42K | SH | $3.68M 2.33% | 0.00 | 0.00 | 31.42K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 137.53K | SH | $3.65M 2.31% | 0.00 | 0.00 | 137.53K |
FIRST TR EXCHNG TRADED FD VISOLE | FT CBOE VEST FD | 130.66K | SH | $3.53M 2.23% | 0.00 | 0.00 | 130.66K |
FIRST TR EXCHANGE TRADED FDSOLE | MATERIALS ALPH | 44.70K | SH | $3.08M 1.95% | 0.00 | 0.00 | 44.70K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7.02K | SH | $3.07M 1.94% | 0.00 | 0.00 | 7.02K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 35.75K | SH | $3.00M 1.90% | 0.00 | 0.00 | 35.75K |
APPLE INCSOLE | COM | 14.16K | SH | $2.73M 1.72% | 0.00 | 0.00 | 14.16K |
MICROSOFT CORPSOLE | COM | 6.70K | SH | $2.52M 1.59% | 0.00 | 0.00 | 6.70K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 31.39K | SH | $2.26M 1.43% | 0.00 | 0.00 | 31.39K |
ISHARES TRSOLE | PFD AND INCM SEC | 66.91K | SH | $2.09M 1.32% | 0.00 | 0.00 | 66.91K |
SALESFORCE INCSOLE | COM | 7.25K | SH | $1.91M 1.21% | 0.00 | 0.00 | 7.25K |
VISA INCSOLE | COM CL A | 7K | SH | $1.82M 1.15% | 0.00 | 0.00 | 7K |
AMERICAN EXPRESS COSOLE | COM | 9.57K | SH | $1.79M 1.13% | 0.00 | 0.00 | 9.57K |
ISHARES TRSOLE | FLTG RATE NT ETF | 34.82K | SH | $1.76M 1.12% | 0.00 | 0.00 | 34.82K |
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