Filed: 10/19/2023ACC: 0001085146-23-003832
📋 What this filing means
FOCUS WEALTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 62 equity positions with a total reported market value of $144.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
62
Positions
$144.16M
Total AUM (reported)
2.23M
Total Shares
Allocation by class
CORE S&P500 ETF$24.59M17.1%
COM$20.22M14.0%
CBOE VEST US BUF$14.61M10.1%
TOTAL BND MRKT$12.53M8.7%
GRWT100 PWR BF$6.79M4.7%
UT SER 1$5.00M3.5%
INTRMDT MUNI ETF$4.51M3.1%
Portfolio Concentration
Top 3$51.73M35.9%
4–10$32.47M22.5%
11–25$35.54M24.7%
Rest$24.42M16.9%
Top 3 weight
35.9%
Top 10 weight
58.4%
Voting Authority Distribution
Total shares with voting rights: 2.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole62
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings62
Rows:
ISHARES TR
SOLEShares57.26K
TypeSH
Market value$24.59M
17.06%
Sole
0.00
Shared
0.00
None
57.26K
FIRST TR EXCHNG TRADED FD VI
SOLEShares381.49K
TypeSH
Market value$14.61M
10.14%
Sole
0.00
Shared
0.00
None
381.49K
VANGUARD BD INDEX FDS
SOLEShares179.51K
TypeSH
Market value$12.53M
8.69%
Sole
0.00
Shared
0.00
None
179.51K
INNOVATOR ETFS TR
SOLEShares162.31K
TypeSH
Market value$6.79M
4.71%
Sole
0.00
Shared
0.00
None
162.31K
SPDR DOW JONES INDL AVERAGE
SOLEShares14.92K
TypeSH
Market value$5.00M
3.47%
Sole
0.00
Shared
0.00
None
14.92K
VANECK ETF TRUST
SOLEShares102.18K
TypeSH
Market value$4.51M
3.13%
Sole
0.00
Shared
0.00
None
102.18K
ISHARES TR
SOLEShares53.28K
TypeSH
Market value$4.18M
2.90%
Sole
0.00
Shared
0.00
None
53.28K
STELLAR BANCORP INC
SOLEShares195.89K
TypeSH
Market value$4.18M
2.90%
Sole
0.00
Shared
0.00
None
195.89K
FIRST TR EXCH TRADED FD III
SOLEShares77.29K
TypeSH
Market value$4.11M
2.85%
Sole
0.00
Shared
0.00
None
77.29K
SPDR SER TR
SOLEShares70.73K
TypeSH
Market value$3.71M
2.58%
Sole
0.00
Shared
0.00
None
70.73K
ISHARES TR
SOLEShares34.65K
TypeSH
Market value$3.67M
2.55%
Sole
0.00
Shared
0.00
None
34.65K
FIRST TR EXCHNG TRADED FD VI
SOLEShares120.35K
TypeSH
Market value$2.95M
2.04%
Sole
0.00
Shared
0.00
None
120.35K
SELECT SECTOR SPDR TR
SOLEShares32.58K
TypeSH
Market value$2.95M
2.04%
Sole
0.00
Shared
0.00
None
32.58K
FIRST TR EXCHNG TRADED FD VI
SOLEShares116.61K
TypeSH
Market value$2.93M
2.04%
Sole
0.00
Shared
0.00
None
116.61K
ISHARES TR
SOLEShares26.73K
TypeSH
Market value$2.88M
2.00%
Sole
0.00
Shared
0.00
None
26.73K
VANGUARD INDEX FDS
SOLEShares6.76K
TypeSH
Market value$2.65M
1.84%
Sole
0.00
Shared
0.00
None
6.76K
APPLE INC
SOLEShares14.69K
TypeSH
Market value$2.52M
1.75%
Sole
0.00
Shared
0.00
None
14.69K
FIRST TR EXCHANGE TRADED FD
SOLEShares38.89K
TypeSH
Market value$2.45M
1.70%
Sole
0.00
Shared
0.00
None
38.89K
MICROSOFT CORP
SOLEShares6.90K
TypeSH
Market value$2.18M
1.51%
Sole
0.00
Shared
0.00
None
6.90K
SPDR SER TR
SOLEShares30.28K
TypeSH
Market value$2.05M
1.42%
Sole
0.00
Shared
0.00
None
30.28K
ISHARES TR
SOLEShares63.34K
TypeSH
Market value$1.91M
1.32%
Sole
0.00
Shared
0.00
None
63.34K
ISHARES TR
SOLEShares33.08K
TypeSH
Market value$1.68M
1.17%
Sole
0.00
Shared
0.00
None
33.08K
ISHARES TR
SOLEShares16.75K
TypeSH
Market value$1.62M
1.13%
Sole
0.00
Shared
0.00
None
16.75K
VISA INC
SOLEShares6.85K
TypeSH
Market value$1.58M
1.09%
Sole
0.00
Shared
0.00
None
6.85K
MCDONALDS CORP
SOLEShares5.77K
TypeSH
Market value$1.52M
1.05%
Sole
0.00
Shared
0.00
None
5.77K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 57.26K | SH | $24.59M 17.06% | 0.00 | 0.00 | 57.26K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US BUF | 381.49K | SH | $14.61M 10.14% | 0.00 | 0.00 | 381.49K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 179.51K | SH | $12.53M 8.69% | 0.00 | 0.00 | 179.51K |
INNOVATOR ETFS TRSOLE | GRWT100 PWR BF | 162.31K | SH | $6.79M 4.71% | 0.00 | 0.00 | 162.31K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 14.92K | SH | $5.00M 3.47% | 0.00 | 0.00 | 14.92K |
VANECK ETF TRUSTSOLE | INTRMDT MUNI ETF | 102.18K | SH | $4.51M 3.13% | 0.00 | 0.00 | 102.18K |
ISHARES TRSOLE | US HOME CONS ETF | 53.28K | SH | $4.18M 2.90% | 0.00 | 0.00 | 53.28K |
STELLAR BANCORP INCSOLE | COM | 195.89K | SH | $4.18M 2.90% | 0.00 | 0.00 | 195.89K |
FIRST TR EXCH TRADED FD IIISOLE | LNG/SHT EQUITY | 77.29K | SH | $4.11M 2.85% | 0.00 | 0.00 | 77.29K |
SPDR SER TRSOLE | S&P METALS MNG | 70.73K | SH | $3.71M 2.58% | 0.00 | 0.00 | 70.73K |
ISHARES TRSOLE | US AER DEF ETF | 34.65K | SH | $3.67M 2.55% | 0.00 | 0.00 | 34.65K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 120.35K | SH | $2.95M 2.04% | 0.00 | 0.00 | 120.35K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 32.58K | SH | $2.95M 2.04% | 0.00 | 0.00 | 32.58K |
FIRST TR EXCHNG TRADED FD VISOLE | FT CBOE VEST FD | 116.61K | SH | $2.93M 2.04% | 0.00 | 0.00 | 116.61K |
ISHARES TRSOLE | SELECT DIVID ETF | 26.73K | SH | $2.88M 2.00% | 0.00 | 0.00 | 26.73K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 6.76K | SH | $2.65M 1.84% | 0.00 | 0.00 | 6.76K |
APPLE INCSOLE | COM | 14.69K | SH | $2.52M 1.75% | 0.00 | 0.00 | 14.69K |
FIRST TR EXCHANGE TRADED FDSOLE | MATERIALS ALPH | 38.89K | SH | $2.45M 1.70% | 0.00 | 0.00 | 38.89K |
MICROSOFT CORPSOLE | COM | 6.90K | SH | $2.18M 1.51% | 0.00 | 0.00 | 6.90K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 30.28K | SH | $2.05M 1.42% | 0.00 | 0.00 | 30.28K |
ISHARES TRSOLE | PFD AND INCM SEC | 63.34K | SH | $1.91M 1.32% | 0.00 | 0.00 | 63.34K |
ISHARES TRSOLE | FLTG RATE NT ETF | 33.08K | SH | $1.68M 1.17% | 0.00 | 0.00 | 33.08K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 16.75K | SH | $1.62M 1.13% | 0.00 | 0.00 | 16.75K |
VISA INCSOLE | COM CL A | 6.85K | SH | $1.58M 1.09% | 0.00 | 0.00 | 6.85K |
MCDONALDS CORPSOLE | COM | 5.77K | SH | $1.52M 1.05% | 0.00 | 0.00 | 5.77K |
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