Filed: 4/11/2023ACC: 0001085146-23-001593
📋 What this filing means
FOCUS WEALTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $152.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$152.27M
Total AUM (reported)
2.60M
Total Shares
Allocation by class
CORE S&P500 ETF$39.51M25.9%
COM$25.10M16.5%
TOTAL BND MRKT$13.50M8.9%
NASDAQ COMPSIT$7.27M4.8%
INTRMDT MUNI ETF$4.77M3.1%
S&P OILGAS EXP$4.47M2.9%
ENERGY ALPHADX$4.39M2.9%
Portfolio Concentration
Top 3$60.28M39.6%
4–10$32.17M21.1%
11–25$35.73M23.5%
Rest$24.08M15.8%
Top 3 weight
39.6%
Top 10 weight
60.7%
Voting Authority Distribution
Total shares with voting rights: 2.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings63
Rows:
ISHARES TR
SOLEShares96.12K
TypeSH
Market value$39.51M
25.95%
Sole
0.00
Shared
0.00
None
96.12K
VANGUARD BD INDEX FDS
SOLEShares182.87K
TypeSH
Market value$13.50M
8.87%
Sole
0.00
Shared
0.00
None
182.87K
FIDELITY COMWLTH TR
SOLEShares151.58K
TypeSH
Market value$7.27M
4.77%
Sole
0.00
Shared
0.00
None
151.58K
STELLAR BANCORP INC
SOLEShares256.41K
TypeSH
Market value$6.31M
4.14%
Sole
0.00
Shared
0.00
None
256.41K
VANECK ETF TRUST
SOLEShares102.62K
TypeSH
Market value$4.77M
3.13%
Sole
0.00
Shared
0.00
None
102.62K
SPDR SER TR
SOLEShares35.06K
TypeSH
Market value$4.47M
2.94%
Sole
0.00
Shared
0.00
None
35.06K
FIRST TR EXCHANGE TRADED FD
SOLEShares282.98K
TypeSH
Market value$4.39M
2.88%
Sole
0.00
Shared
0.00
None
282.98K
FIRST TR EXCH TRADED FD III
SOLEShares83.86K
TypeSH
Market value$4.26M
2.80%
Sole
0.00
Shared
0.00
None
83.86K
SPDR SER TR
SOLEShares76.89K
TypeSH
Market value$4.09M
2.68%
Sole
0.00
Shared
0.00
None
76.89K
PROSHARES TR
SOLEShares258.59K
TypeSH
Market value$3.88M
2.55%
Sole
0.00
Shared
0.00
None
258.59K
J P MORGAN EXCHANGE TRADED F
SOLEShares68.74K
TypeSH
Market value$3.46M
2.27%
Sole
0.00
Shared
0.00
None
68.74K
ISHARES TR
SOLEShares67.94K
TypeSH
Market value$3.41M
2.24%
Sole
0.00
Shared
0.00
None
67.94K
ISHARES TR
SOLEShares28.60K
TypeSH
Market value$3.35M
2.20%
Sole
0.00
Shared
0.00
None
28.60K
SELECT SECTOR SPDR TR
SOLEShares35.12K
TypeSH
Market value$2.91M
1.91%
Sole
0.00
Shared
0.00
None
35.12K
PROSHARES TR
SOLEShares233.83K
TypeSH
Market value$2.85M
1.87%
Sole
0.00
Shared
0.00
None
233.83K
FIRST TR EXCHANGE TRADED FD
SOLEShares41.85K
TypeSH
Market value$2.73M
1.80%
Sole
0.00
Shared
0.00
None
41.85K
APPLE INC
SOLEShares14.91K
TypeSH
Market value$2.46M
1.61%
Sole
0.00
Shared
0.00
None
14.91K
SPDR SER TR
SOLEShares30.85K
TypeSH
Market value$2.07M
1.36%
Sole
0.00
Shared
0.00
None
30.85K
ISHARES TR
SOLEShares64.17K
TypeSH
Market value$2.00M
1.32%
Sole
0.00
Shared
0.00
None
64.17K
MICROSOFT CORP
SOLEShares6.90K
TypeSH
Market value$1.99M
1.31%
Sole
0.00
Shared
0.00
None
6.90K
AMERICAN EXPRESS CO
SOLEShares10.70K
TypeSH
Market value$1.76M
1.16%
Sole
0.00
Shared
0.00
None
10.70K
UNITEDHEALTH GROUP INC
SOLEShares3.66K
TypeSH
Market value$1.73M
1.14%
Sole
0.00
Shared
0.00
None
3.66K
ISHARES TR
SOLEShares33.47K
TypeSH
Market value$1.69M
1.11%
Sole
0.00
Shared
0.00
None
33.47K
ISHARES TR
SOLEShares16.95K
TypeSH
Market value$1.68M
1.10%
Sole
0.00
Shared
0.00
None
16.95K
COCA COLA CO
SOLEShares26.31K
TypeSH
Market value$1.63M
1.07%
Sole
0.00
Shared
0.00
None
26.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 96.12K | SH | $39.51M 25.95% | 0.00 | 0.00 | 96.12K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 182.87K | SH | $13.50M 8.87% | 0.00 | 0.00 | 182.87K |
FIDELITY COMWLTH TRSOLE | NASDAQ COMPSIT | 151.58K | SH | $7.27M 4.77% | 0.00 | 0.00 | 151.58K |
STELLAR BANCORP INCSOLE | COM | 256.41K | SH | $6.31M 4.14% | 0.00 | 0.00 | 256.41K |
VANECK ETF TRUSTSOLE | INTRMDT MUNI ETF | 102.62K | SH | $4.77M 3.13% | 0.00 | 0.00 | 102.62K |
SPDR SER TRSOLE | S&P OILGAS EXP | 35.06K | SH | $4.47M 2.94% | 0.00 | 0.00 | 35.06K |
FIRST TR EXCHANGE TRADED FDSOLE | ENERGY ALPHADX | 282.98K | SH | $4.39M 2.88% | 0.00 | 0.00 | 282.98K |
FIRST TR EXCH TRADED FD IIISOLE | LNG/SHT EQUITY | 83.86K | SH | $4.26M 2.80% | 0.00 | 0.00 | 83.86K |
SPDR SER TRSOLE | S&P METALS MNG | 76.89K | SH | $4.09M 2.68% | 0.00 | 0.00 | 76.89K |
PROSHARES TRSOLE | SHORT S&P 500 NE | 258.59K | SH | $3.88M 2.55% | 0.00 | 0.00 | 258.59K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 68.74K | SH | $3.46M 2.27% | 0.00 | 0.00 | 68.74K |
ISHARES TRSOLE | BLACKROCK ULTRA | 67.94K | SH | $3.41M 2.24% | 0.00 | 0.00 | 67.94K |
ISHARES TRSOLE | SELECT DIVID ETF | 28.60K | SH | $3.35M 2.20% | 0.00 | 0.00 | 28.60K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 35.12K | SH | $2.91M 1.91% | 0.00 | 0.00 | 35.12K |
PROSHARES TRSOLE | SHORT QQQ NEW | 233.83K | SH | $2.85M 1.87% | 0.00 | 0.00 | 233.83K |
FIRST TR EXCHANGE TRADED FDSOLE | MATERIALS ALPH | 41.85K | SH | $2.73M 1.80% | 0.00 | 0.00 | 41.85K |
APPLE INCSOLE | COM | 14.91K | SH | $2.46M 1.61% | 0.00 | 0.00 | 14.91K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 30.85K | SH | $2.07M 1.36% | 0.00 | 0.00 | 30.85K |
ISHARES TRSOLE | PFD AND INCM SEC | 64.17K | SH | $2.00M 1.32% | 0.00 | 0.00 | 64.17K |
MICROSOFT CORPSOLE | COM | 6.90K | SH | $1.99M 1.31% | 0.00 | 0.00 | 6.90K |
AMERICAN EXPRESS COSOLE | COM | 10.70K | SH | $1.76M 1.16% | 0.00 | 0.00 | 10.70K |
UNITEDHEALTH GROUP INCSOLE | COM | 3.66K | SH | $1.73M 1.14% | 0.00 | 0.00 | 3.66K |
ISHARES TRSOLE | FLTG RATE NT ETF | 33.47K | SH | $1.69M 1.11% | 0.00 | 0.00 | 33.47K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 16.95K | SH | $1.68M 1.10% | 0.00 | 0.00 | 16.95K |
COCA COLA COSOLE | COM | 26.31K | SH | $1.63M 1.07% | 0.00 | 0.00 | 26.31K |
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