Filed: 1/24/2023ACC: 0001085146-23-000304
📋 What this filing means
FOCUS WEALTH ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 48 equity positions with a total reported market value of $144.62M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
48
Positions
$144.62M
Total AUM (reported)
2.79M
Total Shares
Allocation by class
CORE S&P500 ETF$36.56M25.3%
COM$22.96M15.9%
TOTAL BND MRKT$13.32M9.2%
NASDAQ COMPSIT$6.25M4.3%
ENERGY ALPHADX$4.95M3.4%
S&P OILGAS EXP$4.84M3.3%
INTRMDT MUNI ETF$4.72M3.3%
Portfolio Concentration
Top 3$57.44M39.7%
4–10$32.96M22.8%
11–25$35.63M24.6%
Rest$18.59M12.9%
Top 3 weight
39.7%
Top 10 weight
62.5%
Voting Authority Distribution
Total shares with voting rights: 2.79M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.79M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole48
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings48
Rows:
ISHARES TR
SOLEShares95.16K
TypeSH
Market value$36.56M
25.28%
Sole
0.00
Shared
0.00
None
95.16K
VANGUARD BD INDEX FDS
SOLEShares185.46K
TypeSH
Market value$13.32M
9.21%
Sole
0.00
Shared
0.00
None
185.46K
STELLAR BANCORP INC
SOLEShares256.41K
TypeSH
Market value$7.55M
5.22%
Sole
0.00
Shared
0.00
None
256.41K
FIDELITY COMWLTH TR
SOLEShares152.44K
TypeSH
Market value$6.25M
4.32%
Sole
0.00
Shared
0.00
None
152.44K
FIRST TR EXCHANGE TRADED FD
SOLEShares289.39K
TypeSH
Market value$4.95M
3.42%
Sole
0.00
Shared
0.00
None
289.39K
SPDR SER TR
SOLEShares35.63K
TypeSH
Market value$4.84M
3.35%
Sole
0.00
Shared
0.00
None
35.63K
VANECK ETF TRUST
SOLEShares103.40K
TypeSH
Market value$4.72M
3.26%
Sole
0.00
Shared
0.00
None
103.40K
PROSHARES TR
SOLEShares261.10K
TypeSH
Market value$4.19M
2.89%
Sole
0.00
Shared
0.00
None
261.10K
FIRST TR EXCH TRADED FD III
SOLEShares84.62K
TypeSH
Market value$4.14M
2.86%
Sole
0.00
Shared
0.00
None
84.62K
SPDR SER TR
SOLEShares78.07K
TypeSH
Market value$3.89M
2.69%
Sole
0.00
Shared
0.00
None
78.07K
WISDOMTREE TR
SOLEShares121.37K
TypeSH
Market value$3.83M
2.65%
Sole
0.00
Shared
0.00
None
121.37K
PROSHARES TR
SOLEShares235.62K
TypeSH
Market value$3.47M
2.40%
Sole
0.00
Shared
0.00
None
235.62K
ISHARES TR
SOLEShares68.41K
TypeSH
Market value$3.42M
2.37%
Sole
0.00
Shared
0.00
None
68.41K
INVESCO ACTVELY MNGD ETC FD
SOLEShares212.28K
TypeSH
Market value$3.14M
2.17%
Sole
0.00
Shared
0.00
None
212.28K
SELECT SECTOR SPDR TR
SOLEShares35.47K
TypeSH
Market value$3.10M
2.15%
Sole
0.00
Shared
0.00
None
35.47K
FIRST TR EXCHANGE TRADED FD
SOLEShares42.18K
TypeSH
Market value$2.56M
1.77%
Sole
0.00
Shared
0.00
None
42.18K
SPDR SER TR
SOLEShares31.25K
TypeSH
Market value$2.01M
1.39%
Sole
0.00
Shared
0.00
None
31.25K
ISHARES TR
SOLEShares65.01K
TypeSH
Market value$1.98M
1.37%
Sole
0.00
Shared
0.00
None
65.01K
UNITEDHEALTH GROUP INC
SOLEShares3.71K
TypeSH
Market value$1.96M
1.36%
Sole
0.00
Shared
0.00
None
3.71K
APPLE INC
SOLEShares14.31K
TypeSH
Market value$1.86M
1.29%
Sole
0.00
Shared
0.00
None
14.31K
ISHARES TR
SOLEShares33.92K
TypeSH
Market value$1.71M
1.18%
Sole
0.00
Shared
0.00
None
33.92K
CHEVRON CORP NEW
SOLEShares9.29K
TypeSH
Market value$1.67M
1.15%
Sole
0.00
Shared
0.00
None
9.29K
TRAVELERS COMPANIES INC
SOLEShares8.87K
TypeSH
Market value$1.66M
1.15%
Sole
0.00
Shared
0.00
None
8.87K
ISHARES TR
SOLEShares17.14K
TypeSH
Market value$1.66M
1.15%
Sole
0.00
Shared
0.00
None
17.14K
JOHNSON & JOHNSON
SOLEShares9.04K
TypeSH
Market value$1.60M
1.10%
Sole
0.00
Shared
0.00
None
9.04K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 95.16K | SH | $36.56M 25.28% | 0.00 | 0.00 | 95.16K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 185.46K | SH | $13.32M 9.21% | 0.00 | 0.00 | 185.46K |
STELLAR BANCORP INCSOLE | COM | 256.41K | SH | $7.55M 5.22% | 0.00 | 0.00 | 256.41K |
FIDELITY COMWLTH TRSOLE | NASDAQ COMPSIT | 152.44K | SH | $6.25M 4.32% | 0.00 | 0.00 | 152.44K |
FIRST TR EXCHANGE TRADED FDSOLE | ENERGY ALPHADX | 289.39K | SH | $4.95M 3.42% | 0.00 | 0.00 | 289.39K |
SPDR SER TRSOLE | S&P OILGAS EXP | 35.63K | SH | $4.84M 3.35% | 0.00 | 0.00 | 35.63K |
VANECK ETF TRUSTSOLE | INTRMDT MUNI ETF | 103.40K | SH | $4.72M 3.26% | 0.00 | 0.00 | 103.40K |
PROSHARES TRSOLE | SHORT S&P 500 NE | 261.10K | SH | $4.19M 2.89% | 0.00 | 0.00 | 261.10K |
FIRST TR EXCH TRADED FD IIISOLE | LNG/SHT EQUITY | 84.62K | SH | $4.14M 2.86% | 0.00 | 0.00 | 84.62K |
SPDR SER TRSOLE | S&P METALS MNG | 78.07K | SH | $3.89M 2.69% | 0.00 | 0.00 | 78.07K |
WISDOMTREE TRSOLE | FUTRE STRAT FD | 121.37K | SH | $3.83M 2.65% | 0.00 | 0.00 | 121.37K |
PROSHARES TRSOLE | SHORT QQQ NEW | 235.62K | SH | $3.47M 2.40% | 0.00 | 0.00 | 235.62K |
ISHARES TRSOLE | BLACKROCK ULTRA | 68.41K | SH | $3.42M 2.37% | 0.00 | 0.00 | 68.41K |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 212.28K | SH | $3.14M 2.17% | 0.00 | 0.00 | 212.28K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 35.47K | SH | $3.10M 2.15% | 0.00 | 0.00 | 35.47K |
FIRST TR EXCHANGE TRADED FDSOLE | MATERIALS ALPH | 42.18K | SH | $2.56M 1.77% | 0.00 | 0.00 | 42.18K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 31.25K | SH | $2.01M 1.39% | 0.00 | 0.00 | 31.25K |
ISHARES TRSOLE | PFD AND INCM SEC | 65.01K | SH | $1.98M 1.37% | 0.00 | 0.00 | 65.01K |
UNITEDHEALTH GROUP INCSOLE | COM | 3.71K | SH | $1.96M 1.36% | 0.00 | 0.00 | 3.71K |
APPLE INCSOLE | COM | 14.31K | SH | $1.86M 1.29% | 0.00 | 0.00 | 14.31K |
ISHARES TRSOLE | FLTG RATE NT ETF | 33.92K | SH | $1.71M 1.18% | 0.00 | 0.00 | 33.92K |
CHEVRON CORP NEWSOLE | COM | 9.29K | SH | $1.67M 1.15% | 0.00 | 0.00 | 9.29K |
TRAVELERS COMPANIES INCSOLE | COM | 8.87K | SH | $1.66M 1.15% | 0.00 | 0.00 | 8.87K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 17.14K | SH | $1.66M 1.15% | 0.00 | 0.00 | 17.14K |
JOHNSON & JOHNSONSOLE | COM | 9.04K | SH | $1.60M 1.10% | 0.00 | 0.00 | 9.04K |
Page 1 of 2