FLYNN DAVID K. (President, CEO & Director) exercised options at AEROHIVE NETWORKS, INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 7/30/2019ACC: 0001372414-19-000066
DirectorOfficer· President, CEO & Director
Since Sep 2018
0.00
Net shares
Net seller
$365.9K
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
394.51K acquired · 394.51K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+328K
Price / share
$0.70
Trade value
$229.60K
% of position
64.4%
7/29/2019
508.97K→836.97K
Common Stock
Direct
Shares
+66.51K
Price / share
$2.05
Trade value
$136.35K
% of position
7.9%
7/29/2019
836.87K→903.38K
Total
Net shares
+394.51K
Net value
$365.95K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/29/2019 | M · Option Exercise | +328K | $0.70 | $229.60K | 64.4% | 508.97K | 836.97K |
| Common Stock Direct | 7/29/2019 | M · Option Exercise | +66.51K | $2.05 | $136.35K | 7.9% | 836.87K | 903.38K |
| Total | +394.51K | $365.95K | ||||||
Derivative Transactions3
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
200K shares
Shares
−200K
Strike price
.70
Held after
0.00
Exercisable
—
7/29/2019
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
128K shares
Shares
−128K
Strike price
.70
Held after
0.00
Exercisable
—
7/29/2019
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
66.51K shares
Shares
−66.51K
Strike price
2.05
Held after
213.49K
Exercisable
—
7/29/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock200K shares | 7/29/2019 | M · Option Exercise | −200K | .70 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock128K shares | 7/29/2019 | M · Option Exercise | −128K | .70 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock66.51K shares | 7/29/2019 | M · Option Exercise | −66.51K | 2.05 | — | 213.49K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.35M
Total
1.35M indirect1.35M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.35M | Indirect |
| Total | 1.35M | 1.35M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported