FLEMING STEPHEN M. (Vice President/General Counsel) reported 2 transactions at WORKHORSE GROUP INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/6/2021ACC: 0001628280-21-013568
Officer· Vice President/General Counsel
Since Nov 2019
-58.28K
Net shares
Net seller
$867.2K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
58.28K disposed
Non-Derivative Transactions2
Common Stock, $0.001 par value per share
Direct
Shares
−6.17K
Price / share
$8.46
Trade value
$52.19K
% of position
1.6%
5/21/2021
386.24K→380.07K
Common Stock, $0.001 par value per share
Direct
Shares
−52.11K
Price / share
$15.64
Trade value
$815.02K
% of position
13.7%
7/1/2021
380.07K→327.96K
Total
Net shares
−58.28K
Net value
-$867.21K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share Direct | 5/21/2021 | F · Tax Withholding | −6.17K | $8.46 | $52.19K | 1.6% | 386.24K | 380.07K |
| Common Stock, $0.001 par value per share Direct | 7/1/2021 | F · Tax Withholding | −52.11K | $15.64 | $815.02K | 13.7% | 380.07K | 327.96K |
| Total | −58.28K | -$867.21K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Stock Options
DirectUnderlying security
Common Stock, $0.001 par value per share
Underlying shares
65.63K
Shares owned
65.63K
Exercise price
1.19
Expiration
—
Exercise window
—
Total
Underlying
65.63K
Owned
65.63K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock, $0.001 par value per share | 1.19 | — | — | 65.63K | 65.63K |
| Total | 65.63K | 65.63K | ||||