FLEMING STEPHEN M.

PrivateCIK: 1718110
Location

ROCKVILLE CENTRE, NY

FLEMING STEPHEN M. (Vice President/General Counsel) sold 29.2% of their position (164.80K shares) of WORKHORSE GROUP INC. on the open market

Open‑market sale worth $3.61M — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderFLEMING STEPHEN M.CIK 1718110
IssuerWORKHORSE GROUP INC.CIK 1425287
Officer· Vice President/General Counsel
Since Nov 2019
-164.80K
Net shares
Net seller
$3.61M
Total sold
1
Open market trades
0B · 1S
3
Total transactions
84.38K acquired · 249.17K disposed
Non-Derivative Transactions2

Common Stock, $0.001 par value per share

Direct
S · Sale

Shares

164.80K

Price / share

$21.92

Trade value

$3.61M

% of position

29.2%
12/14/2020
564.55K399.75K

Common Stock, $0.001 par value per share

Direct
M · Option Exercise

Shares

+84.38K

Price / share

$1.19

Trade value

$100.41K

% of position

17.6%
12/14/2020
480.17K564.55K
Total

Net shares

80.42K

Net value

-$3.51M

Derivative Transactions1

Stock Options

Direct
M · Option Exercise
Converts to

Common Stock, $0.001 par value per share

84.38K shares

Shares

84.38K

Strike price

1.19

Held after

65.63K

Exercisable

12/14/2020
FLEMING STEPHEN M. — Insider Transaction (Form 4) Filed Dec 16, 2020 | Finecho