FLEMING STEPHEN M.

PrivateCIK: 1718110
Location

ROCKVILLE CENTRE, NY

FLEMING STEPHEN M. (Vice President/General Counsel) sold 9.4% of their position (50K shares) of WORKHORSE GROUP INC. on the open market

Open‑market sale worth $1.15M — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderFLEMING STEPHEN M.CIK 1718110
IssuerWORKHORSE GROUP INC.CIK 1425287
Officer· Vice President/General Counsel
Since Nov 2019
-50K
Net shares
Net seller
$1.15M
Total sold
1
Open market trades
0B · 1S
1
Total transactions
50K disposed
Non-Derivative Transactions1

Common Stock, $0.001 par value per share

Direct
S · Sale

Shares

50K

Price / share

$23.00

Trade value

$1.15M

% of position

9.4%
10/16/2020
530.17K480.17K
Total

Net shares

50K

Net value

-$1.15M

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1

Stock Options

Direct
Underlying security
Common Stock, $0.001 par value per share

Underlying shares

150K

Shares owned

150K

Exercise price

1.19

Expiration

Exercise window

Total

Underlying

150K

Owned

150K

FLEMING STEPHEN M. — Insider Transaction (Form 4) Filed Oct 20, 2020 | Finecho