FLEMING STEPHEN M. enters WORKHORSE GROUP INC. with 595.57K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 11/15/2019ACC: 0001628280-19-014284
Officer· Vice President/General Counsel
Since Nov 2019
595.57K
Baseline shares
100% direct
595.57K
Direct ownership
1 position
150K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned595.57K
Total
595.57K direct595.57K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 595.57K | Direct |
| Total | 595.57K | 595.57K direct |
Derivative Holdings1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
N/A
Exercise price
1.19
Expiration
—
Exercise window
—
Total
Underlying
150K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 1.19 | — | — | 150K | N/A |
| Total | 150K | 0.00 | ||||