FLEMING STEPHEN M. (Vice President/General Counsel) sold 6.1% of their position (40K shares) of WORKHORSE GROUP INC. on the open market
Open‑market sale worth $660.0K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 7/15/2020ACC: 0001213900-20-017576
Officer· Vice President/General Counsel
Since Nov 2019
-40K
Net shares
Net seller
$660.0K
Total sold
3
Open market trades
0B · 3S
3
Total transactions
40K disposed
Non-Derivative Transactions3
Common Stock, $0.001 par value per share
Direct
Shares
−5.60K
Price / share
$17.19
Trade value
$96.28K
% of position
1.0%
7/13/2020
585.77K→580.17K
Common Stock, $0.001 par value per share
Direct
Shares
−28.39K
Price / share
$16.54
Trade value
$469.57K
% of position
4.6%
7/13/2020
614.16K→585.77K
Common Stock, $0.001 par value per share
Direct
Shares
−6.01K
Price / share
$15.66
Trade value
$94.10K
% of position
1.0%
7/13/2020
620.17K→614.16K
Total
Net shares
−40K
Net value
-$659.95K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share Direct | 7/13/2020 | S · Sale | −5.60K | $17.19 | $96.28K | 1.0% | 585.77K | 580.17K |
| Common Stock, $0.001 par value per share Direct | 7/13/2020 | S · Sale | −28.39K | $16.54 | $469.57K | 4.6% | 614.16K | 585.77K |
| Common Stock, $0.001 par value per share Direct | 7/13/2020 | S · Sale | −6.01K | $15.66 | $94.10K | 1.0% | 620.17K | 614.16K |
| Total | −40K | -$659.95K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Stock Options
DirectUnderlying security
Common Stock, $0.001 par value per share
Underlying shares
150K
Shares owned
150K
Exercise price
1.19
Expiration
—
Exercise window
—
Total
Underlying
150K
Owned
150K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock, $0.001 par value per share | 1.19 | — | — | 150K | 150K |
| Total | 150K | 150K | ||||