FLEMING RONNIE L (President and CEO) exercised options at GLOBAL WATER RESOURCES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/2/2026ACC: 0001628280-26-064705
DirectorOfficer· President and CEO
Since Jun 2018
-4.41K
Net shares
Net seller
$35.8K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
4.59K acquired · 9K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+4.50K
Price / share
—
Trade value
—
% of position
4.1%
9/30/2026
108.99K→113.49K
Common Stock
Direct
Shares
−4.50K
Price / share
$7.95
Trade value
$35.78K
% of position
4.0%
9/30/2026
113.49K→108.99K
Total
Net shares
+0.00
Net value
-$35.78K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/30/2026 | M · Option Exercise | +4.50K | — | — | 4.1% | 108.99K | 113.49K |
| Common Stock Direct | 9/30/2026 | D · Disposition | −4.50K | $7.95 | $35.78K | 4.0% | 113.49K | 108.99K |
| Total | +0.00 | -$35.78K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
89.00 shares
Shares
+89.00
Strike price
Held after
28.15K
Exercisable
—
9/30/2026
Restricted Stock Units
Direct
Converts to
Common Stock
4.50K shares
Shares
−4.50K
Strike price
Held after
23.65K
Exercisable
—
9/30/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock89.00 shares | 9/30/2026 | A · Award | +89.00 | — | 28.15K | |
| Restricted Stock Units Direct | Common Stock4.50K shares | 9/30/2026 | M · Option Exercise | −4.50K | — | 23.65K |