FLAGG KIRK M enters SHIFTPIXY, INC. with 50K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/7/2019ACC: 0001477932-19-002383
Officer· Chief Compliance Officer
50K
Baseline shares
100% direct
50K
Direct ownership
1 position
54.16K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned50K
Total
50K direct50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 50K | Direct |
| Total | 50K | 50K direct |
Derivative Holdings2
Option to Acquire Common Stock
DirectUnderlying security
Shares of Common Stock
Underlying shares
4.17K
Shares owned
N/A
Exercise price
1.28
Expiration
—
Exercise window
—
Option to Acquire Common Stock
DirectUnderlying security
Shares of Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
0.86
Expiration
—
Exercise window
—
Total
Underlying
54.16K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option to Acquire Common Stock Direct | Shares of Common Stock | 1.28 | — | — | 4.17K | N/A |
| Option to Acquire Common Stock Direct | Shares of Common Stock | 0.86 | — | — | 50K | N/A |
| Total | 54.16K | 0.00 | ||||