FITZGERALD RICHARD E (COO) exercised options at SMTC CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/6/2020ACC: 0001209191-20-057255
-37.50K
Net shares
Net seller
$136.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
201.56K acquired · 239.06K disposed
Non-Derivative Transactions2
COMMON STOCK
Direct
Shares
+201.56K
Price / share
$1.26
Trade value
$253.96K
% of position
222.4%
11/4/2020
90.62K→292.18K
COMMON STOCK
Direct
Shares
−37.50K
Price / share
$3.65
Trade value
$136.88K
% of position
12.8%
11/4/2020
292.18K→254.68K
Total
Net shares
+164.06K
Net value
$117.09K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 11/4/2020 | M · Option Exercise | +201.56K | $1.26 | $253.96K | 222.4% | 90.62K | 292.18K |
| COMMON STOCK Direct | 11/4/2020 | F · Tax Withholding | −37.50K | $3.65 | $136.88K | 12.8% | 292.18K | 254.68K |
| Total | +164.06K | $117.09K | ||||||
Derivative Transactions1
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
201.56K shares
Shares
−201.56K
Strike price
1.26
Held after
134.37K
Exercisable
—
11/4/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock201.56K shares | 11/4/2020 | M · Option Exercise | −201.56K | 1.26 | — | 134.37K |