FISHER MARK P (Senior VP & General Counsel) exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/15/2026ACC: 0001193125-26-014216
Officer· Senior VP & General Counsel
Since Feb 2026
-6.70K
Net shares
Net seller
$838.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
11.34K acquired · 18.03K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+11.34K
Price / share
—
Trade value
—
% of position
24.9%
1/13/2026
45.60K→56.93K
Common Stock
Direct
Shares
−6.70K
Price / share
$125.22
Trade value
$838.35K
% of position
11.8%
1/13/2026
56.93K→50.24K
Total
Net shares
+4.64K
Net value
-$838.35K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/13/2026 | M · Option Exercise | +11.34K | — | — | 24.9% | 45.60K | 56.93K |
| Common Stock Direct | 1/13/2026 | F · Tax Withholding | −6.70K | $125.22 | $838.35K | 11.8% | 56.93K | 50.24K |
| Total | +4.64K | -$838.35K | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
11.34K shares
Shares
−11.34K
Strike price
0
Held after
18.78K
Exercisable
—
1/13/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock11.34K shares | 1/13/2026 | M · Option Exercise | −11.34K | 0 | — | 18.78K |