FIRST EAGLE INVESTMENT MANAGEMENT, LLC reported 1 transaction at ARADIGM CORP
Review the transaction codes below to understand the nature of each event.
Filed: 9/4/2019ACC: 0001567619-19-017898
10% Owner
Since Nov 2018
-7M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
7M disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
−3.38M
Price / share
—
Trade value
—
% of position
New position
9/1/2019
3.38M→0.00
Total
Net shares
−3.38M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/1/2019 | J · J | −3.38M | — | — | New position | 3.38M | 0.00 |
| Total | −3.38M | $0.00 | ||||||
Derivative Transactions2
Warrants to purchase Common Stock (right to buy)
Indirect
Converts to
Common Stock
259.12K shares
Shares
−259.12K
Strike price
5.21
Held after
0.00
Exercisable
—
9/1/2019
9.0% Senior Convertible Notes due 2021
Indirect
Converts to
Common Stock
645.31K shares
Shares
−3.36M
Strike price
Held after
0.00
Exercisable
—
9/1/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants to purchase Common Stock (right to buy) Indirect | Common Stock259.12K shares | 9/1/2019 | J · J | −259.12K | 5.21 | — | 0.00 |
| 9.0% Senior Convertible Notes due 2021 Indirect | Common Stock645.31K shares | 9/1/2019 | J · J | −3.36M | — | 0.00 |