Filed: 10/30/2023ACC: 0001085146-23-003973
📋 What this filing means
FIRST TRUST DIRECT INDEXING L.P. filed this quarterly 13F‑HR report disclosing 697 equity positions with a total reported market value of $874.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
697
Positions
$874.81M
Total AUM (reported)
15.09M
Total Shares
Allocation by class
COM$593.84M67.9%
SPONSORED ADR$46.60M5.3%
CL A$39.58M4.5%
SPONSORED ADS$24.90M2.8%
CAP STK CL A$22.94M2.6%
SHS$18.31M2.1%
COM NEW$17.66M2.0%
Portfolio Concentration
Top 3$116.26M13.3%
4–10$98.88M11.3%
11–25$91.64M10.5%
Rest$568.04M64.9%
Top 3 weight
13.3%
Top 10 weight
24.6%
Voting Authority Distribution
Total shares with voting rights: 15.09M
Sole
Full voting authority
15.09M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole697
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings697
Rows:
APPLE INC
SOLEShares285.43K
TypeSH
Market value$48.87M
5.59%
Sole
285.43K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares140.79K
TypeSH
Market value$44.45M
5.08%
Sole
140.79K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares175.32K
TypeSH
Market value$22.94M
2.62%
Sole
175.32K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares47.87K
TypeSH
Market value$20.82M
2.38%
Sole
47.87K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares158.78K
TypeSH
Market value$20.18M
2.31%
Sole
158.78K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares39.74K
TypeSH
Market value$13.92M
1.59%
Sole
39.74K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares42.34K
TypeSH
Market value$12.71M
1.45%
Sole
42.34K
Shared
0.00
None
0.00
TESLA INC
SOLEShares48.59K
TypeSH
Market value$12.16M
1.39%
Sole
48.59K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares85.30K
TypeSH
Market value$10.03M
1.15%
Sole
85.30K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares62.44K
TypeSH
Market value$9.06M
1.04%
Sole
62.44K
Shared
0.00
None
0.00
VISA INC
SOLEShares31.17K
TypeSH
Market value$7.17M
0.82%
Sole
31.17K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares12.94K
TypeSH
Market value$6.95M
0.79%
Sole
12.94K
Shared
0.00
None
0.00
WALMART INC
SOLEShares43.43K
TypeSH
Market value$6.95M
0.79%
Sole
43.43K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares44.55K
TypeSH
Market value$6.94M
0.79%
Sole
44.55K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares21.92K
TypeSH
Market value$6.62M
0.76%
Sole
21.92K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares7.73K
TypeSH
Market value$6.42M
0.73%
Sole
7.73K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares11.18K
TypeSH
Market value$6.32M
0.72%
Sole
11.18K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares35.38K
TypeSH
Market value$5.99M
0.69%
Sole
35.38K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares15.13K
TypeSH
Market value$5.99M
0.68%
Sole
15.13K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares38.80K
TypeSH
Market value$5.66M
0.65%
Sole
38.80K
Shared
0.00
None
0.00
NOVO-NORDISK A S
SOLEShares61.14K
TypeSH
Market value$5.56M
0.64%
Sole
61.14K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares32.27K
TypeSH
Market value$5.44M
0.62%
Sole
32.27K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares61.83K
TypeSH
Market value$5.37M
0.61%
Sole
61.83K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares98.06K
TypeSH
Market value$5.27M
0.60%
Sole
98.06K
Shared
0.00
None
0.00
MCDONALDS CORP
SOLEShares18.89K
TypeSH
Market value$4.98M
0.57%
Sole
18.89K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 285.43K | SH | $48.87M 5.59% | 285.43K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 140.79K | SH | $44.45M 5.08% | 140.79K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 175.32K | SH | $22.94M 2.62% | 175.32K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 47.87K | SH | $20.82M 2.38% | 47.87K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 158.78K | SH | $20.18M 2.31% | 158.78K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 39.74K | SH | $13.92M 1.59% | 39.74K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 42.34K | SH | $12.71M 1.45% | 42.34K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 48.59K | SH | $12.16M 1.39% | 48.59K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 85.30K | SH | $10.03M 1.15% | 85.30K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 62.44K | SH | $9.06M 1.04% | 62.44K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 31.17K | SH | $7.17M 0.82% | 31.17K | 0.00 | 0.00 |
ELI LILLY & COSOLE | COM | 12.94K | SH | $6.95M 0.79% | 12.94K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 43.43K | SH | $6.95M 0.79% | 43.43K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 44.55K | SH | $6.94M 0.79% | 44.55K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 21.92K | SH | $6.62M 0.76% | 21.92K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 7.73K | SH | $6.42M 0.73% | 7.73K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 11.18K | SH | $6.32M 0.72% | 11.18K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 35.38K | SH | $5.99M 0.69% | 35.38K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 15.13K | SH | $5.99M 0.68% | 15.13K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 38.80K | SH | $5.66M 0.65% | 38.80K | 0.00 | 0.00 |
NOVO-NORDISK A SSOLE | ADR | 61.14K | SH | $5.56M 0.64% | 61.14K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 32.27K | SH | $5.44M 0.62% | 32.27K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 61.83K | SH | $5.37M 0.61% | 61.83K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 98.06K | SH | $5.27M 0.60% | 98.06K | 0.00 | 0.00 |
MCDONALDS CORPSOLE | COM | 18.89K | SH | $4.98M 0.57% | 18.89K | 0.00 | 0.00 |
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