Filed: 4/27/2023ACC: 0001085146-23-001899
📋 What this filing means
FIRST TRUST DIRECT INDEXING L.P. filed this quarterly 13F‑HR report disclosing 697 equity positions with a total reported market value of $842.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
697
Positions
$842.48M
Total AUM (reported)
15.65M
Total Shares
Allocation by class
COM$573.52M68.1%
SPONSORED ADR$47.36M5.6%
CL A$34.12M4.0%
SPONSORED ADS$28.37M3.4%
COM NEW$18.77M2.2%
SHS$17.27M2.1%
CAP STK CL A$16.05M1.9%
Portfolio Concentration
Top 3$105.03M12.5%
4–10$76.18M9.0%
11–25$85.22M10.1%
Rest$576.05M68.4%
Top 3 weight
12.5%
Top 10 weight
21.5%
Voting Authority Distribution
Total shares with voting rights: 15.65M
Sole
Full voting authority
15.65M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole697
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings697
Rows:
APPLE INC
SOLEShares306.70K
TypeSH
Market value$50.58M
6.00%
Sole
306.70K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares132.22K
TypeSH
Market value$38.12M
4.52%
Sole
132.22K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares158.15K
TypeSH
Market value$16.34M
1.94%
Sole
158.15K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares154.72K
TypeSH
Market value$16.05M
1.91%
Sole
154.72K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares43.02K
TypeSH
Market value$11.95M
1.42%
Sole
43.02K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares35.99K
TypeSH
Market value$11.11M
1.32%
Sole
35.99K
Shared
0.00
None
0.00
TESLA INC
SOLEShares46.12K
TypeSH
Market value$9.57M
1.14%
Sole
46.12K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares86.56K
TypeSH
Market value$9.49M
1.13%
Sole
86.56K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
SOLEShares100.58K
TypeSH
Market value$9.36M
1.11%
Sole
100.58K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares40.83K
TypeSH
Market value$8.65M
1.03%
Sole
40.83K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares57.99K
TypeSH
Market value$7.56M
0.90%
Sole
57.99K
Shared
0.00
None
0.00
VISA INC
SOLEShares31.46K
TypeSH
Market value$7.09M
0.84%
Sole
31.46K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares21.69K
TypeSH
Market value$6.40M
0.76%
Sole
21.69K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares34.73K
TypeSH
Market value$6.33M
0.75%
Sole
34.73K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares38.88K
TypeSH
Market value$6.03M
0.72%
Sole
38.88K
Shared
0.00
None
0.00
WALMART INC
SOLEShares40.35K
TypeSH
Market value$5.95M
0.71%
Sole
40.35K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares11.64K
TypeSH
Market value$5.78M
0.69%
Sole
11.64K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares33.32K
TypeSH
Market value$5.44M
0.65%
Sole
33.32K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares14.81K
TypeSH
Market value$5.38M
0.64%
Sole
14.81K
Shared
0.00
None
0.00
MCDONALDS CORP
SOLEShares18.06K
TypeSH
Market value$5.05M
0.60%
Sole
18.06K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares33.04K
TypeSH
Market value$4.91M
0.58%
Sole
33.04K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares7.60K
TypeSH
Market value$4.87M
0.58%
Sole
7.60K
Shared
0.00
None
0.00
NOVO-NORDISK A S
SOLEShares30.60K
TypeSH
Market value$4.87M
0.58%
Sole
30.60K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares91.57K
TypeSH
Market value$4.79M
0.57%
Sole
91.57K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares45.85K
TypeSH
Market value$4.77M
0.57%
Sole
45.85K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 306.70K | SH | $50.58M 6.00% | 306.70K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 132.22K | SH | $38.12M 4.52% | 132.22K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 158.15K | SH | $16.34M 1.94% | 158.15K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 154.72K | SH | $16.05M 1.91% | 154.72K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 43.02K | SH | $11.95M 1.42% | 43.02K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 35.99K | SH | $11.11M 1.32% | 35.99K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 46.12K | SH | $9.57M 1.14% | 46.12K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 86.56K | SH | $9.49M 1.13% | 86.56K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDSOLE | SPONSORED ADS | 100.58K | SH | $9.36M 1.11% | 100.58K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 40.83K | SH | $8.65M 1.03% | 40.83K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 57.99K | SH | $7.56M 0.90% | 57.99K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 31.46K | SH | $7.09M 0.84% | 31.46K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 21.69K | SH | $6.40M 0.76% | 21.69K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 34.73K | SH | $6.33M 0.75% | 34.73K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 38.88K | SH | $6.03M 0.72% | 38.88K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 40.35K | SH | $5.95M 0.71% | 40.35K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 11.64K | SH | $5.78M 0.69% | 11.64K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 33.32K | SH | $5.44M 0.65% | 33.32K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 14.81K | SH | $5.38M 0.64% | 14.81K | 0.00 | 0.00 |
MCDONALDS CORPSOLE | COM | 18.06K | SH | $5.05M 0.60% | 18.06K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 33.04K | SH | $4.91M 0.58% | 33.04K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 7.60K | SH | $4.87M 0.58% | 7.60K | 0.00 | 0.00 |
NOVO-NORDISK A SSOLE | ADR | 30.60K | SH | $4.87M 0.58% | 30.60K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 91.57K | SH | $4.79M 0.57% | 91.57K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 45.85K | SH | $4.77M 0.57% | 45.85K | 0.00 | 0.00 |
Page 1 of 28
…