FIRST CITIZENS FINANCIAL CORP

Filed: 4/7/2026ACC: 0001800597-26-000002

📋 What this filing means

FIRST CITIZENS FINANCIAL CORP filed this quarterly 13F‑HR report disclosing 135 equity positions with a total reported market value of $211.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

135

Positions

$211.82M

Total AUM (reported)

2.14M

Total Shares

Allocation by class

EXCHANGE TRADED FUND$152.40M71.9%

COMMON STOCK$57.04M26.9%

PREFERRED STOCK$1.40M0.7%

INT'L COMMON STOCK$889.1K0.4%

FIXED INCOME ETF$94.4K0.0%

Portfolio Concentration

Top 3$31.16M14.7%

4–10$39.97M18.9%

11–25$53.83M25.4%

Rest$86.86M41.0%

Top 3 weight

14.7%

Top 10 weight

33.6%

Voting Authority Distribution

Total shares with voting rights: 2.14M

Sole

Full voting authority

2.14M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole134

Shared0

Other1

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings135

Rows:

ISHARE DOW JONES TECH

SOLE

Exchange Traded Fund

Shares90.02K

TypeSH

Market value$16.33M

7.71%

Sole

90.02K

Shared

0.00

None

0.00

ISHARE MSCI EAFE FUND

SOLE

Exchange Traded Fund

Shares76.64K

TypeSH

Market value$7.44M

3.51%

Sole

76.64K

Shared

0.00

None

0.00

ISHARE S&P MIDCAP 400/GROWTH INDEX FUND

SOLE

Exchange Traded Fund

Shares73.43K

TypeSH

Market value$7.39M

3.49%

Sole

73.43K

Shared

0.00

None

0.00

ISHARE S&P MIDCAP 400/VALUE INDEX FUND

SOLE

Exchange Traded Fund

Shares50.44K

TypeSH

Market value$6.68M

3.16%

Sole

50.44K

Shared

0.00

None

0.00

ISHARE DOW JONES FINANCIAL SECTOR

SOLE

Exchange Traded Fund

Shares54.33K

TypeSH

Market value$6.39M

3.02%

Sole

54.33K

Shared

0.00

None

0.00

ISHARE DOW JONES HEALTHCARE

SOLE

Exchange Traded Fund

Shares92.88K

TypeSH

Market value$5.73M

2.70%

Sole

92.88K

Shared

0.00

None

0.00

APPLE INC

SOLE

Common Stock

Shares21.72K

TypeSH

Market value$5.51M

2.60%

Sole

21.72K

Shared

0.00

None

0.00

JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC

SOLE

Exchange Traded Fund

Shares108.55K

TypeSH

Market value$5.49M

2.59%

Sole

108.55K

Shared

0.00

None

0.00

VANGUARD TOTAL STOCK MKT INDEX

SOLE

Exchange Traded Fund

Shares16.59K

TypeSH

Market value$5.32M

2.51%

Sole

16.59K

Shared

0.00

None

0.00

ISHARE DOW JONES INDUSTRIAL

SOLE

Exchange Traded Fund

Shares32.79K

TypeSH

Market value$4.84M

2.28%

Sole

32.79K

Shared

0.00

None

0.00

ISHARE DOW JONES CONSUMER DISCRETIONARY ETF

SOLE

Exchange Traded Fund

Shares49.75K

TypeSH

Market value$4.82M

2.28%

Sole

49.75K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC CL B

SOLE

Common Stock

Shares10.01K

TypeSH

Market value$4.79M

2.26%

Sole

10.01K

Shared

0.00

None

0.00

ISHARE S&P SMALLCAP 600 BARRA VALUE IND

SOLE

Exchange Traded Fund

Shares40.40K

TypeSH

Market value$4.79M

2.26%

Sole

40.40K

Shared

0.00

None

0.00

ISHARE S&P SMALL CAP 600 GROWTH INDEX

SOLE

Exchange Traded Fund

Shares32.99K

TypeSH

Market value$4.77M

2.25%

Sole

32.99K

Shared

0.00

None

0.00

ISHARES EDGE MSCI USA QUALITY FACTOR ETF

SOLE

Exchange Traded Fund

Shares23.15K

TypeSH

Market value$4.44M

2.10%

Sole

23.15K

Shared

0.00

None

0.00

ISHARES SHORT DURATION BOND ACTIVE ETF

SOLE

Exchange Traded Fund

Shares71.84K

TypeSH

Market value$3.65M

1.72%

Sole

71.84K

Shared

0.00

None

0.00

J P MORGAN INCOME ETF

SOLE

Exchange Traded Fund

Shares74.54K

TypeSH

Market value$3.43M

1.62%

Sole

74.54K

Shared

0.00

None

0.00

PGIM ULTRA SHORT ETF BOND

SOLE

Exchange Traded Fund

Shares64.15K

TypeSH

Market value$3.18M

1.50%

Sole

64.15K

Shared

0.00

None

0.00

TECHNOLOGY SELECT SECTOR SPDR FD

SOLE

Exchange Traded Fund

Shares23.53K

TypeSH

Market value$3.13M

1.48%

Sole

23.53K

Shared

0.00

None

0.00

CUMMINS INC COM

SOLE

Common Stock

Shares5.74K

TypeSH

Market value$3.09M

1.46%

Sole

5.74K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

Common Stock

Shares8.09K

TypeSH

Market value$3.00M

1.41%

Sole

8.09K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO COM

SOLE

Common Stock

Shares9.88K

TypeSH

Market value$2.91M

1.37%

Sole

9.88K

Shared

0.00

None

0.00

ISHARE U.S. CONSUMER STAPLES ETF

SOLE

Exchange Traded Fund

Shares38.41K

TypeSH

Market value$2.69M

1.27%

Sole

38.41K

Shared

0.00

None

0.00

CATERPILLAR INC STOCK

SOLE

Common Stock

Shares3.67K

TypeSH

Market value$2.60M

1.23%

Sole

3.67K

Shared

0.00

None

0.00

INVESCO QQQ TR UNIT SER 1

SOLE

Exchange Traded Fund

Shares4.42K

TypeSH

Market value$2.55M

1.20%

Sole

4.42K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARE DOW JONES TECHSOLE	Exchange Traded Fund	90.02K	SH	$16.33M 7.71%	90.02K
ISHARE MSCI EAFE FUNDSOLE	Exchange Traded Fund	76.64K	SH	$7.44M 3.51%	76.64K
ISHARE S&P MIDCAP 400/GROWTH INDEX FUNDSOLE	Exchange Traded Fund	73.43K	SH	$7.39M 3.49%	73.43K
ISHARE S&P MIDCAP 400/VALUE INDEX FUNDSOLE	Exchange Traded Fund	50.44K	SH	$6.68M 3.16%	50.44K
ISHARE DOW JONES FINANCIAL SECTORSOLE	Exchange Traded Fund	54.33K	SH	$6.39M 3.02%	54.33K
ISHARE DOW JONES HEALTHCARESOLE	Exchange Traded Fund	92.88K	SH	$5.73M 2.70%	92.88K
APPLE INCSOLE	Common Stock	21.72K	SH	$5.51M 2.60%	21.72K
JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INCSOLE	Exchange Traded Fund	108.55K	SH	$5.49M 2.59%	108.55K
VANGUARD TOTAL STOCK MKT INDEXSOLE	Exchange Traded Fund	16.59K	SH	$5.32M 2.51%	16.59K
ISHARE DOW JONES INDUSTRIALSOLE	Exchange Traded Fund	32.79K	SH	$4.84M 2.28%	32.79K
ISHARE DOW JONES CONSUMER DISCRETIONARY ETFSOLE	Exchange Traded Fund	49.75K	SH	$4.82M 2.28%	49.75K
BERKSHIRE HATHAWAY INC CL BSOLE	Common Stock	10.01K	SH	$4.79M 2.26%	10.01K
ISHARE S&P SMALLCAP 600 BARRA VALUE INDSOLE	Exchange Traded Fund	40.40K	SH	$4.79M 2.26%	40.40K
ISHARE S&P SMALL CAP 600 GROWTH INDEXSOLE	Exchange Traded Fund	32.99K	SH	$4.77M 2.25%	32.99K
ISHARES EDGE MSCI USA QUALITY FACTOR ETFSOLE	Exchange Traded Fund	23.15K	SH	$4.44M 2.10%	23.15K
ISHARES SHORT DURATION BOND ACTIVE ETFSOLE	Exchange Traded Fund	71.84K	SH	$3.65M 1.72%	71.84K
J P MORGAN INCOME ETFSOLE	Exchange Traded Fund	74.54K	SH	$3.43M 1.62%	74.54K
PGIM ULTRA SHORT ETF BONDSOLE	Exchange Traded Fund	64.15K	SH	$3.18M 1.50%	64.15K
TECHNOLOGY SELECT SECTOR SPDR FDSOLE	Exchange Traded Fund	23.53K	SH	$3.13M 1.48%	23.53K
CUMMINS INC COMSOLE	Common Stock	5.74K	SH	$3.09M 1.46%	5.74K
MICROSOFT CORPSOLE	Common Stock	8.09K	SH	$3.00M 1.41%	8.09K
JPMORGAN CHASE & CO COMSOLE	Common Stock	9.88K	SH	$2.91M 1.37%	9.88K
ISHARE U.S. CONSUMER STAPLES ETFSOLE	Exchange Traded Fund	38.41K	SH	$2.69M 1.27%	38.41K
CATERPILLAR INC STOCKSOLE	Common Stock	3.67K	SH	$2.60M 1.23%	3.67K
INVESCO QQQ TR UNIT SER 1SOLE	Exchange Traded Fund	4.42K	SH	$2.55M 1.20%	4.42K

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