Filed: 10/13/2023ACC: 0001800597-23-000003
📋 What this filing means
FIRST CITIZENS FINANCIAL CORP filed this quarterly 13F‑HR report disclosing 111 equity positions with a total reported market value of $141.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
111
Positions
$141.89M
Total AUM (reported)
1.73M
Total Shares
Allocation by class
EXCHANGE TRADED FUND$102.78M72.4%
COMMON STOCK$37.89M26.7%
PREFERRED STOCK$639.7K0.5%
FIXED INCOME ETF$364.0K0.3%
INT'L COMMON STOCK$208.2K0.1%
Portfolio Concentration
Top 3$24.79M17.5%
4–10$31.65M22.3%
11–25$40.08M28.2%
Rest$45.36M32.0%
Top 3 weight
17.5%
Top 10 weight
39.8%
Voting Authority Distribution
Total shares with voting rights: 1.73M
Sole
Full voting authority
1.73M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole111
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings111
Rows:
ISHARE DOW JONES TECH
SOLEShares103.82K
TypeSH
Market value$10.89M
7.68%
Sole
103.82K
Shared
0.00
None
0.00
ISHARE MSCI EAFE FUND
SOLEShares116.69K
TypeSH
Market value$8.04M
5.67%
Sole
116.69K
Shared
0.00
None
0.00
ISHARE DOW JONES HEALTHCARE
SOLEShares21.69K
TypeSH
Market value$5.86M
4.13%
Sole
21.69K
Shared
0.00
None
0.00
ISHARE DOW JONES FINANCIAL SECTOR
SOLEShares71.30K
TypeSH
Market value$5.33M
3.76%
Sole
71.30K
Shared
0.00
None
0.00
ISHARE S&P MIDCAP 400/GROWTH INDEX FUND
SOLEShares73.06K
TypeSH
Market value$5.28M
3.72%
Sole
73.06K
Shared
0.00
None
0.00
ISHARE S&P MIDCAP 400/VALUE INDEX FUND
SOLEShares50.58K
TypeSH
Market value$5.10M
3.60%
Sole
50.58K
Shared
0.00
None
0.00
ISHARE DOW JONES CONSUMER DISCRETIONARY ETF
SOLEShares61.07K
TypeSH
Market value$4.09M
2.88%
Sole
61.07K
Shared
0.00
None
0.00
ISHARE DOW JONES INDUSTRIAL
SOLEShares39.72K
TypeSH
Market value$4.01M
2.82%
Sole
39.72K
Shared
0.00
None
0.00
APPLE INC
SOLEShares23.15K
TypeSH
Market value$3.96M
2.79%
Sole
23.15K
Shared
0.00
None
0.00
ISHARES DJ US REAL ESTATE
SOLEShares49.66K
TypeSH
Market value$3.88M
2.73%
Sole
49.66K
Shared
0.00
None
0.00
ISHARE S&P SMALL CAP 600 GROWTH INDEX
SOLEShares34.49K
TypeSH
Market value$3.78M
2.67%
Sole
34.49K
Shared
0.00
None
0.00
ISHARE S&P SMALLCAP 600 BARRA VALUE IND
SOLEShares42.07K
TypeSH
Market value$3.75M
2.65%
Sole
42.07K
Shared
0.00
None
0.00
ETF VANGUARD EMERGING MARKETS
SOLEShares88.45K
TypeSH
Market value$3.47M
2.44%
Sole
88.45K
Shared
0.00
None
0.00
JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC
SOLEShares67.09K
TypeSH
Market value$3.37M
2.37%
Sole
67.09K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC CL B
SOLEShares9.19K
TypeSH
Market value$3.22M
2.27%
Sole
9.19K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares5.38K
TypeSH
Market value$2.89M
2.04%
Sole
5.38K
Shared
0.00
None
0.00
ISHARE U.S. CONSUMER STAPLES ETF
SOLEShares15.13K
TypeSH
Market value$2.82M
1.99%
Sole
15.13K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MKT INDEX
SOLEShares13.21K
TypeSH
Market value$2.81M
1.98%
Sole
13.21K
Shared
0.00
None
0.00
ISHARE DOW JONES ENERGY
SOLEShares56.13K
TypeSH
Market value$2.66M
1.88%
Sole
56.13K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares7.68K
TypeSH
Market value$2.42M
1.71%
Sole
7.68K
Shared
0.00
None
0.00
ISHARES EDGE MSCI USA QUALITY FACTOR ETF
SOLEShares16.33K
TypeSH
Market value$2.15M
1.52%
Sole
16.33K
Shared
0.00
None
0.00
ISHARE DOW JONES BASIC MATERIALS
SOLEShares14.02K
TypeSH
Market value$1.77M
1.25%
Sole
14.02K
Shared
0.00
None
0.00
HOME DEPOT INC COMMON STOCK
SOLEShares5.77K
TypeSH
Market value$1.74M
1.23%
Sole
5.77K
Shared
0.00
None
0.00
ISHARE DOW JONES UTILITIES
SOLEShares22.53K
TypeSH
Market value$1.66M
1.17%
Sole
22.53K
Shared
0.00
None
0.00
ISHARES TR CORE MSCI EAFE
SOLEShares24.32K
TypeSH
Market value$1.56M
1.10%
Sole
24.32K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARE DOW JONES TECHSOLE | Exchange Traded Fund | 103.82K | SH | $10.89M 7.68% | 103.82K | 0.00 | 0.00 |
ISHARE MSCI EAFE FUNDSOLE | Exchange Traded Fund | 116.69K | SH | $8.04M 5.67% | 116.69K | 0.00 | 0.00 |
ISHARE DOW JONES HEALTHCARESOLE | Exchange Traded Fund | 21.69K | SH | $5.86M 4.13% | 21.69K | 0.00 | 0.00 |
ISHARE DOW JONES FINANCIAL SECTORSOLE | Exchange Traded Fund | 71.30K | SH | $5.33M 3.76% | 71.30K | 0.00 | 0.00 |
ISHARE S&P MIDCAP 400/GROWTH INDEX FUNDSOLE | Exchange Traded Fund | 73.06K | SH | $5.28M 3.72% | 73.06K | 0.00 | 0.00 |
ISHARE S&P MIDCAP 400/VALUE INDEX FUNDSOLE | Exchange Traded Fund | 50.58K | SH | $5.10M 3.60% | 50.58K | 0.00 | 0.00 |
ISHARE DOW JONES CONSUMER DISCRETIONARY ETFSOLE | Exchange Traded Fund | 61.07K | SH | $4.09M 2.88% | 61.07K | 0.00 | 0.00 |
ISHARE DOW JONES INDUSTRIALSOLE | Exchange Traded Fund | 39.72K | SH | $4.01M 2.82% | 39.72K | 0.00 | 0.00 |
APPLE INCSOLE | Common Stock | 23.15K | SH | $3.96M 2.79% | 23.15K | 0.00 | 0.00 |
ISHARES DJ US REAL ESTATESOLE | Exchange Traded Fund | 49.66K | SH | $3.88M 2.73% | 49.66K | 0.00 | 0.00 |
ISHARE S&P SMALL CAP 600 GROWTH INDEXSOLE | Exchange Traded Fund | 34.49K | SH | $3.78M 2.67% | 34.49K | 0.00 | 0.00 |
ISHARE S&P SMALLCAP 600 BARRA VALUE INDSOLE | Exchange Traded Fund | 42.07K | SH | $3.75M 2.65% | 42.07K | 0.00 | 0.00 |
ETF VANGUARD EMERGING MARKETSSOLE | Exchange Traded Fund | 88.45K | SH | $3.47M 2.44% | 88.45K | 0.00 | 0.00 |
JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INCSOLE | Exchange Traded Fund | 67.09K | SH | $3.37M 2.37% | 67.09K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC CL BSOLE | Common Stock | 9.19K | SH | $3.22M 2.27% | 9.19K | 0.00 | 0.00 |
ELI LILLY & COSOLE | Common Stock | 5.38K | SH | $2.89M 2.04% | 5.38K | 0.00 | 0.00 |
ISHARE U.S. CONSUMER STAPLES ETFSOLE | Exchange Traded Fund | 15.13K | SH | $2.82M 1.99% | 15.13K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MKT INDEXSOLE | Exchange Traded Fund | 13.21K | SH | $2.81M 1.98% | 13.21K | 0.00 | 0.00 |
ISHARE DOW JONES ENERGYSOLE | Exchange Traded Fund | 56.13K | SH | $2.66M 1.88% | 56.13K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | Common Stock | 7.68K | SH | $2.42M 1.71% | 7.68K | 0.00 | 0.00 |
ISHARES EDGE MSCI USA QUALITY FACTOR ETFSOLE | Exchange Traded Fund | 16.33K | SH | $2.15M 1.52% | 16.33K | 0.00 | 0.00 |
ISHARE DOW JONES BASIC MATERIALSSOLE | Exchange Traded Fund | 14.02K | SH | $1.77M 1.25% | 14.02K | 0.00 | 0.00 |
HOME DEPOT INC COMMON STOCKSOLE | Common Stock | 5.77K | SH | $1.74M 1.23% | 5.77K | 0.00 | 0.00 |
ISHARE DOW JONES UTILITIESSOLE | Exchange Traded Fund | 22.53K | SH | $1.66M 1.17% | 22.53K | 0.00 | 0.00 |
ISHARES TR CORE MSCI EAFESOLE | Exchange Traded Fund | 24.32K | SH | $1.56M 1.10% | 24.32K | 0.00 | 0.00 |
Page 1 of 5
…