FIRST ASCENT ASSET MANAGEMENT, LLC

Filed: 2/5/2024ACC: 0001805758-24-000001

📋 What this filing means

FIRST ASCENT ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 53 equity positions with a total reported market value of $892.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$892.41M

Total AUM (reported)

16.50M

Total Shares

Allocation by class

S&P 500 ETF SHS$114.18M12.8%

TOTAL STK MKT$89.03M10.0%

TAX EXEMPT BD$80.46M9.0%

US CORE EQUITY 2$80.40M9.0%

CORE TOTAL USD$64.29M7.2%

PORTFOLIO DEVLPD$60.73M6.8%

VG TL INTL STK F$60.00M6.7%

Portfolio Concentration

Top 3$283.67M31.8%

4–10$371.31M41.6%

11–25$176.11M19.7%

Rest$61.32M6.9%

Top 3 weight

31.8%

Top 10 weight

73.4%

Voting Authority Distribution

Total shares with voting rights: 16.50M

Sole

Full voting authority

397.85K

% of voting shares2.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

16.10M

% of voting shares97.6%

Investment Discretion (by position count)

Sole53

Shared0

Other0

Dominant voting typeNone · 97.6% of voting shares

Institutional Holdings53

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares261.39K

TypeSH

Market value$114.18M

12.79%

Sole

22.13K

Shared

0.00

None

239.26K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares375.32K

TypeSH

Market value$89.03M

9.98%

Sole

0.00

Shared

0.00

None

375.32K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares1.58M

TypeSH

Market value$80.46M

9.02%

Sole

28.80K

Shared

0.00

None

1.55M

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares2.75M

TypeSH

Market value$80.40M

9.01%

Sole

0.00

Shared

0.00

None

2.75M

ISHARES TR

SOLE

CORE TOTAL USD

Shares1.40M

TypeSH

Market value$64.29M

7.20%

Sole

66.04K

Shared

0.00

None

1.33M

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares1.79M

TypeSH

Market value$60.73M

6.81%

Sole

173.89K

Shared

0.00

None

1.61M

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares1.04M

TypeSH

Market value$60.00M

6.72%

Sole

0.00

Shared

0.00

None

1.04M

DIMENSIONAL ETF TRUST

SOLE

NATL MUN BD ETF

Shares901.03K

TypeSH

Market value$43.71M

4.90%

Sole

0.00

Shared

0.00

None

901.03K

DIMENSIONAL ETF TRUST

SOLE

WORLD EX US CORE

Shares1.46M

TypeSH

Market value$35.59M

3.99%

Sole

0.00

Shared

0.00

None

1.46M

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares538.57K

TypeSH

Market value$26.59M

2.98%

Sole

0.00

Shared

0.00

None

538.57K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares141.09K

TypeSH

Market value$23.20M

2.60%

Sole

14.28K

Shared

0.00

None

126.82K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares571.79K

TypeSH

Market value$20.25M

2.27%

Sole

54.35K

Shared

0.00

None

517.44K

ISHARES TR

SOLE

CORE INTL AGGR

Shares386.05K

TypeSH

Market value$19.23M

2.15%

Sole

36.59K

Shared

0.00

None

349.46K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares194.56K

TypeSH

Market value$18.25M

2.05%

Sole

0.00

Shared

0.00

None

194.56K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQUITY

Shares653.24K

TypeSH

Market value$16.68M

1.87%

Sole

0.00

Shared

0.00

None

653.24K

ISHARES TR

SOLE

ESG MSCI LEADR

Shares170.11K

TypeSH

Market value$14.35M

1.61%

Sole

0.00

Shared

0.00

None

170.11K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares49.22K

TypeSH

Market value$8.86M

0.99%

Sole

0.00

Shared

0.00

None

49.22K

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares110.20K

TypeSH

Market value$8.32M

0.93%

Sole

0.00

Shared

0.00

None

110.20K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares252.51K

TypeSH

Market value$8.25M

0.92%

Sole

0.00

Shared

0.00

None

252.51K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares124.19K

TypeSH

Market value$8.06M

0.90%

Sole

0.00

Shared

0.00

None

124.19K

AMERICAN CENTY ETF TR

SOLE

INTL SMCP VLU

Shares107.41K

TypeSH

Market value$6.71M

0.75%

Sole

0.00

Shared

0.00

None

107.41K

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares64.58K

TypeSH

Market value$6.64M

0.74%

Sole

659.00

Shared

0.00

None

63.92K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares131.93K

TypeSH

Market value$6.15M

0.69%

Sole

0.00

Shared

0.00

None

131.93K

ISHARES TR

SOLE

US SML CAP EQT

Shares95.44K

TypeSH

Market value$5.61M

0.63%

Sole

0.00

Shared

0.00

None

95.44K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares52.62K

TypeSH

Market value$5.54M

0.62%

Sole

0.00

Shared

0.00

None

52.62K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	261.39K	SH	$114.18M 12.79%	22.13K	239.26K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	375.32K	SH	$89.03M 9.98%	0.00	375.32K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	1.58M	SH	$80.46M 9.02%	28.80K	1.55M
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	2.75M	SH	$80.40M 9.01%	0.00	2.75M
ISHARES TRSOLE	CORE TOTAL USD	1.40M	SH	$64.29M 7.20%	66.04K	1.33M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	1.79M	SH	$60.73M 6.81%	173.89K	1.61M
VANGUARD STAR FDSSOLE	VG TL INTL STK F	1.04M	SH	$60.00M 6.72%	0.00	1.04M
DIMENSIONAL ETF TRUSTSOLE	NATL MUN BD ETF	901.03K	SH	$43.71M 4.90%	0.00	901.03K
DIMENSIONAL ETF TRUSTSOLE	WORLD EX US CORE	1.46M	SH	$35.59M 3.99%	0.00	1.46M
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	538.57K	SH	$26.59M 2.98%	0.00	538.57K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	141.09K	SH	$23.20M 2.60%	14.28K	126.82K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	571.79K	SH	$20.25M 2.27%	54.35K	517.44K
ISHARES TRSOLE	CORE INTL AGGR	386.05K	SH	$19.23M 2.15%	36.59K	349.46K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	194.56K	SH	$18.25M 2.05%	0.00	194.56K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQUITY	653.24K	SH	$16.68M 1.87%	0.00	653.24K
ISHARES TRSOLE	ESG MSCI LEADR	170.11K	SH	$14.35M 1.61%	0.00	170.11K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	49.22K	SH	$8.86M 0.99%	0.00	49.22K
ISHARES TRSOLE	ESG AW MSCI EAFE	110.20K	SH	$8.32M 0.93%	0.00	110.20K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	252.51K	SH	$8.25M 0.92%	0.00	252.51K
ISHARES TRSOLE	CORE MSCI TOTAL	124.19K	SH	$8.06M 0.90%	0.00	124.19K
AMERICAN CENTY ETF TRSOLE	INTL SMCP VLU	107.41K	SH	$6.71M 0.75%	0.00	107.41K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	64.58K	SH	$6.64M 0.74%	659.00	63.92K
SPDR SER TRSOLE	PRTFLO S&P500 VL	131.93K	SH	$6.15M 0.69%	0.00	131.93K
ISHARES TRSOLE	US SML CAP EQT	95.44K	SH	$5.61M 0.63%	0.00	95.44K
ISHARES TRSOLE	CORE S&P TTL STK	52.62K	SH	$5.54M 0.62%	0.00	52.62K

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