FIRST ASCENT ASSET MANAGEMENT, LLC

Filed: 11/8/2023ACC: 0001805758-23-000005

📋 What this filing means

FIRST ASCENT ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 53 equity positions with a total reported market value of $774.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$774.56M

Total AUM (reported)

15.63M

Total Shares

Allocation by class

S&P 500 ETF SHS$96.29M12.4%

TOTAL STK MKT$77.06M9.9%

US CORE EQUITY 2$72.20M9.3%

TAX EXEMPT BD$68.51M8.8%

CORE TOTAL USD$58.41M7.5%

VG TL INTL STK F$51.84M6.7%

PORTFOLIO DEVLPD$49.19M6.4%

Portfolio Concentration

Top 3$245.54M31.7%

4–10$328.12M42.4%

11–25$147.62M19.1%

Rest$53.27M6.9%

Top 3 weight

31.7%

Top 10 weight

74.1%

Voting Authority Distribution

Total shares with voting rights: 15.63M

Sole

Full voting authority

384.04K

% of voting shares2.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

15.25M

% of voting shares97.5%

Investment Discretion (by position count)

Sole53

Shared0

Other0

Dominant voting typeNone · 97.5% of voting shares

Institutional Holdings53

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares245.19K

TypeSH

Market value$96.29M

12.43%

Sole

21.63K

Shared

0.00

None

223.56K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares362.78K

TypeSH

Market value$77.06M

9.95%

Sole

1.00

Shared

0.00

None

362.78K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares2.76M

TypeSH

Market value$72.20M

9.32%

Sole

0.00

Shared

0.00

None

2.76M

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares1.42M

TypeSH

Market value$68.51M

8.84%

Sole

28.17K

Shared

0.00

None

1.40M

ISHARES TR

SOLE

CORE TOTAL USD

Shares1.34M

TypeSH

Market value$58.41M

7.54%

Sole

64.91K

Shared

0.00

None

1.27M

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares968.53K

TypeSH

Market value$51.84M

6.69%

Sole

0.00

Shared

0.00

None

968.53K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares1.59M

TypeSH

Market value$49.19M

6.35%

Sole

166.47K

Shared

0.00

None

1.42M

DIMENSIONAL ETF TRUST

SOLE

NATL MUN BD ETF

Shares938.34K

TypeSH

Market value$43.60M

5.63%

Sole

0.00

Shared

0.00

None

938.34K

DIMENSIONAL ETF TRUST

SOLE

WORLD EX US CORE

Shares1.42M

TypeSH

Market value$32.04M

4.14%

Sole

0.00

Shared

0.00

None

1.42M

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares512.90K

TypeSH

Market value$24.53M

3.17%

Sole

0.00

Shared

0.00

None

512.90K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares126.62K

TypeSH

Market value$18.15M

2.34%

Sole

13.78K

Shared

0.00

None

112.84K

ISHARES TR

SOLE

CORE INTL AGGR

Shares358K

TypeSH

Market value$17.46M

2.25%

Sole

35.77K

Shared

0.00

None

322.23K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares508.87K

TypeSH

Market value$17.08M

2.21%

Sole

51.65K

Shared

0.00

None

457.22K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares188.41K

TypeSH

Market value$15.87M

2.05%

Sole

0.00

Shared

0.00

None

188.41K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQUITY

Shares610.62K

TypeSH

Market value$14.26M

1.84%

Sole

0.00

Shared

0.00

None

610.62K

ISHARES TR

SOLE

ESG MSCI LEADR

Shares140.95K

TypeSH

Market value$10.63M

1.37%

Sole

0.00

Shared

0.00

None

140.95K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares48.42K

TypeSH

Market value$7.72M

1.00%

Sole

0.00

Shared

0.00

None

48.42K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares242.95K

TypeSH

Market value$7.30M

0.94%

Sole

0.00

Shared

0.00

None

242.95K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares121.57K

TypeSH

Market value$7.29M

0.94%

Sole

0.00

Shared

0.00

None

121.57K

AMERICAN CENTY ETF TR

SOLE

INTL SMCP VLU

Shares102.54K

TypeSH

Market value$5.93M

0.77%

Sole

0.00

Shared

0.00

None

102.54K

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares85.55K

TypeSH

Market value$5.91M

0.76%

Sole

0.00

Shared

0.00

None

85.55K

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares60.22K

TypeSH

Market value$5.61M

0.72%

Sole

654.00

Shared

0.00

None

59.57K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares120.75K

TypeSH

Market value$4.98M

0.64%

Sole

0.00

Shared

0.00

None

120.75K

ISHARES TR

SOLE

US SML CAP EQT

Shares91.32K

TypeSH

Market value$4.72M

0.61%

Sole

0.00

Shared

0.00

None

91.32K

ISHARES TR

SOLE

AGGRES ALLOC ETF

Shares73.97K

TypeSH

Market value$4.70M

0.61%

Sole

1.01K

Shared

0.00

None

72.96K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	245.19K	SH	$96.29M 12.43%	21.63K	223.56K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	362.78K	SH	$77.06M 9.95%	1.00	362.78K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	2.76M	SH	$72.20M 9.32%	0.00	2.76M
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	1.42M	SH	$68.51M 8.84%	28.17K	1.40M
ISHARES TRSOLE	CORE TOTAL USD	1.34M	SH	$58.41M 7.54%	64.91K	1.27M
VANGUARD STAR FDSSOLE	VG TL INTL STK F	968.53K	SH	$51.84M 6.69%	0.00	968.53K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	1.59M	SH	$49.19M 6.35%	166.47K	1.42M
DIMENSIONAL ETF TRUSTSOLE	NATL MUN BD ETF	938.34K	SH	$43.60M 5.63%	0.00	938.34K
DIMENSIONAL ETF TRUSTSOLE	WORLD EX US CORE	1.42M	SH	$32.04M 4.14%	0.00	1.42M
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	512.90K	SH	$24.53M 3.17%	0.00	512.90K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	126.62K	SH	$18.15M 2.34%	13.78K	112.84K
ISHARES TRSOLE	CORE INTL AGGR	358K	SH	$17.46M 2.25%	35.77K	322.23K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	508.87K	SH	$17.08M 2.21%	51.65K	457.22K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	188.41K	SH	$15.87M 2.05%	0.00	188.41K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQUITY	610.62K	SH	$14.26M 1.84%	0.00	610.62K
ISHARES TRSOLE	ESG MSCI LEADR	140.95K	SH	$10.63M 1.37%	0.00	140.95K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	48.42K	SH	$7.72M 1.00%	0.00	48.42K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	242.95K	SH	$7.30M 0.94%	0.00	242.95K
ISHARES TRSOLE	CORE MSCI TOTAL	121.57K	SH	$7.29M 0.94%	0.00	121.57K
AMERICAN CENTY ETF TRSOLE	INTL SMCP VLU	102.54K	SH	$5.93M 0.77%	0.00	102.54K
ISHARES TRSOLE	ESG AW MSCI EAFE	85.55K	SH	$5.91M 0.76%	0.00	85.55K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	60.22K	SH	$5.61M 0.72%	654.00	59.57K
SPDR SER TRSOLE	PRTFLO S&P500 VL	120.75K	SH	$4.98M 0.64%	0.00	120.75K
ISHARES TRSOLE	US SML CAP EQT	91.32K	SH	$4.72M 0.61%	0.00	91.32K
ISHARES TRSOLE	AGGRES ALLOC ETF	73.97K	SH	$4.70M 0.61%	1.01K	72.96K

Page 1 of 3