FIRST ASCENT ASSET MANAGEMENT, LLC

Filed: 8/1/2023ACC: 0001805758-23-000004

📋 What this filing means

FIRST ASCENT ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $750.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$750.77M

Total AUM (reported)

14.37M

Total Shares

Allocation by class

S&P 500 ETF SHS$92.71M12.3%

TOTAL STK MKT$75.05M10.0%

US CORE EQUITY 2$71.02M9.5%

TAX EXEMPT BD$64.89M8.6%

CORE TOTAL USD$50.76M6.8%

PORTFOLIO DEVLPD$45.44M6.1%

NATL MUN BD ETF$42.26M5.6%

Portfolio Concentration

Top 3$238.78M31.8%

4–10$300.27M40.0%

11–25$137.64M18.3%

Rest$74.08M9.9%

Top 3 weight

31.8%

Top 10 weight

71.8%

Voting Authority Distribution

Total shares with voting rights: 14.37M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

14.37M

% of voting shares100.0%

Investment Discretion (by position count)

Sole71

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings71

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares227.64K

TypeSH

Market value$92.71M

12.35%

Sole

0.00

Shared

0.00

None

227.64K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares340.72K

TypeSH

Market value$75.05M

10.00%

Sole

0.00

Shared

0.00

None

340.72K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares2.62M

TypeSH

Market value$71.02M

9.46%

Sole

0.00

Shared

0.00

None

2.62M

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares1.29M

TypeSH

Market value$64.89M

8.64%

Sole

0.00

Shared

0.00

None

1.29M

ISHARES TR

SOLE

CORE TOTAL USD

Shares1.12M

TypeSH

Market value$50.76M

6.76%

Sole

0.00

Shared

0.00

None

1.12M

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares1.40M

TypeSH

Market value$45.44M

6.05%

Sole

0.00

Shared

0.00

None

1.40M

DIMENSIONAL ETF TRUST

SOLE

NATL MUN BD ETF

Shares887.29K

TypeSH

Market value$42.26M

5.63%

Sole

0.00

Shared

0.00

None

887.29K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares740.36K

TypeSH

Market value$41.52M

5.53%

Sole

0.00

Shared

0.00

None

740.36K

DIMENSIONAL ETF TRUST

SOLE

WORLD EX US CORE

Shares1.37M

TypeSH

Market value$31.86M

4.24%

Sole

0.00

Shared

0.00

None

1.37M

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares481.42K

TypeSH

Market value$23.53M

3.13%

Sole

0.00

Shared

0.00

None

481.42K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares113.58K

TypeSH

Market value$16.90M

2.25%

Sole

0.00

Shared

0.00

None

113.58K

ISHARES TR

SOLE

CORE INTL AGGR

Shares323.35K

TypeSH

Market value$15.94M

2.12%

Sole

0.00

Shared

0.00

None

323.35K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares455.77K

TypeSH

Market value$15.67M

2.09%

Sole

0.00

Shared

0.00

None

455.77K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares168.58K

TypeSH

Market value$14.72M

1.96%

Sole

0.00

Shared

0.00

None

168.58K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQUITY

Shares527.40K

TypeSH

Market value$12.80M

1.70%

Sole

0.00

Shared

0.00

None

527.40K

ISHARES TR

SOLE

ESG MSCI LEADR

Shares125.17K

TypeSH

Market value$9.69M

1.29%

Sole

0.00

Shared

0.00

None

125.17K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares46.16K

TypeSH

Market value$7.63M

1.02%

Sole

0.00

Shared

0.00

None

46.16K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares116.77K

TypeSH

Market value$7.31M

0.97%

Sole

0.00

Shared

0.00

None

116.77K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares214.50K

TypeSH

Market value$6.72M

0.90%

Sole

0.00

Shared

0.00

None

214.50K

AMERICAN CENTY ETF TR

SOLE

INTL SMCP VLU

Shares97.33K

TypeSH

Market value$5.60M

0.75%

Sole

0.00

Shared

0.00

None

97.33K

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares57.22K

TypeSH

Market value$5.55M

0.74%

Sole

0.00

Shared

0.00

None

57.22K

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares72.42K

TypeSH

Market value$5.28M

0.70%

Sole

0.00

Shared

0.00

None

72.42K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares116.72K

TypeSH

Market value$5.04M

0.67%

Sole

0.00

Shared

0.00

None

116.72K

ISHARES TR

SOLE

AGGRES ALLOC ETF

Shares66.66K

TypeSH

Market value$4.42M

0.59%

Sole

0.00

Shared

0.00

None

66.66K

ISHARES TR

SOLE

US SML CAP EQT

Shares81.14K

TypeSH

Market value$4.35M

0.58%

Sole

0.00

Shared

0.00

None

81.14K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	227.64K	SH	$92.71M 12.35%	227.64K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	340.72K	SH	$75.05M 10.00%	340.72K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	2.62M	SH	$71.02M 9.46%	2.62M
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	1.29M	SH	$64.89M 8.64%	1.29M
ISHARES TRSOLE	CORE TOTAL USD	1.12M	SH	$50.76M 6.76%	1.12M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	1.40M	SH	$45.44M 6.05%	1.40M
DIMENSIONAL ETF TRUSTSOLE	NATL MUN BD ETF	887.29K	SH	$42.26M 5.63%	887.29K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	740.36K	SH	$41.52M 5.53%	740.36K
DIMENSIONAL ETF TRUSTSOLE	WORLD EX US CORE	1.37M	SH	$31.86M 4.24%	1.37M
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	481.42K	SH	$23.53M 3.13%	481.42K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	113.58K	SH	$16.90M 2.25%	113.58K
ISHARES TRSOLE	CORE INTL AGGR	323.35K	SH	$15.94M 2.12%	323.35K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	455.77K	SH	$15.67M 2.09%	455.77K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	168.58K	SH	$14.72M 1.96%	168.58K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQUITY	527.40K	SH	$12.80M 1.70%	527.40K
ISHARES TRSOLE	ESG MSCI LEADR	125.17K	SH	$9.69M 1.29%	125.17K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	46.16K	SH	$7.63M 1.02%	46.16K
ISHARES TRSOLE	CORE MSCI TOTAL	116.77K	SH	$7.31M 0.97%	116.77K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	214.50K	SH	$6.72M 0.90%	214.50K
AMERICAN CENTY ETF TRSOLE	INTL SMCP VLU	97.33K	SH	$5.60M 0.75%	97.33K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	57.22K	SH	$5.55M 0.74%	57.22K
ISHARES TRSOLE	ESG AW MSCI EAFE	72.42K	SH	$5.28M 0.70%	72.42K
SPDR SER TRSOLE	PRTFLO S&P500 VL	116.72K	SH	$5.04M 0.67%	116.72K
ISHARES TRSOLE	AGGRES ALLOC ETF	66.66K	SH	$4.42M 0.59%	66.66K
ISHARES TRSOLE	US SML CAP EQT	81.14K	SH	$4.35M 0.58%	81.14K

Page 1 of 3