FIRST ASCENT ASSET MANAGEMENT, LLC

Filed: 5/10/2023ACC: 0001805758-23-000003

📋 What this filing means

FIRST ASCENT ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 69 equity positions with a total reported market value of $675.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$675.19M

Total AUM (reported)

13.58M

Total Shares

Allocation by class

S&P 500 ETF SHS$83.05M12.3%

US CORE EQUITY 2$66.03M9.8%

TAX EXEMPT BD$63.10M9.3%

TOTAL STK MKT$56.68M8.4%

CORE TOTAL USD$46.25M6.9%

PORTFOLIO DEVLPD$43.24M6.4%

NATL MUN BD ETF$42.50M6.3%

Portfolio Concentration

Top 3$212.18M31.4%

4–10$280.10M41.5%

11–25$121.29M18.0%

Rest$61.62M9.1%

Top 3 weight

31.4%

Top 10 weight

72.9%

Voting Authority Distribution

Total shares with voting rights: 13.58M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.58M

% of voting shares100.0%

Investment Discretion (by position count)

Sole69

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings69

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares220.82K

TypeSH

Market value$83.05M

12.30%

Sole

0.00

Shared

0.00

None

220.82K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares2.59M

TypeSH

Market value$66.03M

9.78%

Sole

0.00

Shared

0.00

None

2.59M

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares1.25M

TypeSH

Market value$63.10M

9.35%

Sole

0.00

Shared

0.00

None

1.25M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares277.72K

TypeSH

Market value$56.68M

8.39%

Sole

0.00

Shared

0.00

None

277.72K

ISHARES TR

SOLE

CORE TOTAL USD

Shares1M

TypeSH

Market value$46.25M

6.85%

Sole

0.00

Shared

0.00

None

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares1.35M

TypeSH

Market value$43.24M

6.40%

Sole

0.00

Shared

0.00

None

1.35M

DIMENSIONAL ETF TRUST

SOLE

NATL MUN BD ETF

Shares879.65K

TypeSH

Market value$42.50M

6.29%

Sole

0.00

Shared

0.00

None

879.65K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares714.65K

TypeSH

Market value$39.46M

5.84%

Sole

0.00

Shared

0.00

None

714.65K

DIMENSIONAL ETF TRUST

SOLE

WORLD EX US CORE

Shares1.39M

TypeSH

Market value$31.97M

4.73%

Sole

0.00

Shared

0.00

None

1.39M

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares408.86K

TypeSH

Market value$20.00M

2.96%

Sole

0.00

Shared

0.00

None

408.86K

ISHARES TR

SOLE

CORE INTL AGGR

Shares309.33K

TypeSH

Market value$15.14M

2.24%

Sole

0.00

Shared

0.00

None

309.33K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares102.65K

TypeSH

Market value$14.39M

2.13%

Sole

0.00

Shared

0.00

None

102.65K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares420.07K

TypeSH

Market value$14.34M

2.12%

Sole

0.00

Shared

0.00

None

420.07K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares161.23K

TypeSH

Market value$13.10M

1.94%

Sole

0.00

Shared

0.00

None

161.23K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQUITY

Shares507.30K

TypeSH

Market value$12.21M

1.81%

Sole

0.00

Shared

0.00

None

507.30K

ISHARES TR

SOLE

ESG MSCI LEADR

Shares112.66K

TypeSH

Market value$8.03M

1.19%

Sole

0.00

Shared

0.00

None

112.66K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares204.62K

TypeSH

Market value$6.30M

0.93%

Sole

0.00

Shared

0.00

None

204.62K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares37.86K

TypeSH

Market value$6.01M

0.89%

Sole

0.00

Shared

0.00

None

37.86K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares93.79K

TypeSH

Market value$5.81M

0.86%

Sole

0.00

Shared

0.00

None

93.79K

AMERICAN CENTY ETF TR

SOLE

INTL SMCP VLU

Shares82.26K

TypeSH

Market value$4.81M

0.71%

Sole

0.00

Shared

0.00

None

82.26K

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares51.90K

TypeSH

Market value$4.78M

0.71%

Sole

0.00

Shared

0.00

None

51.90K

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares66.53K

TypeSH

Market value$4.78M

0.71%

Sole

0.00

Shared

0.00

None

66.53K

ISHARES TR

SOLE

US SML CAP EQT

Shares75.59K

TypeSH

Market value$3.87M

0.57%

Sole

0.00

Shared

0.00

None

75.59K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares20.43K

TypeSH

Market value$3.87M

0.57%

Sole

0.00

Shared

0.00

None

20.43K

DIMENSIONAL ETF TRUST

SOLE

CORE FIXED INCOM

Shares90.54K

TypeSH

Market value$3.85M

0.57%

Sole

0.00

Shared

0.00

None

90.54K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	220.82K	SH	$83.05M 12.30%	220.82K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	2.59M	SH	$66.03M 9.78%	2.59M
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	1.25M	SH	$63.10M 9.35%	1.25M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	277.72K	SH	$56.68M 8.39%	277.72K
ISHARES TRSOLE	CORE TOTAL USD	1M	SH	$46.25M 6.85%	1M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	1.35M	SH	$43.24M 6.40%	1.35M
DIMENSIONAL ETF TRUSTSOLE	NATL MUN BD ETF	879.65K	SH	$42.50M 6.29%	879.65K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	714.65K	SH	$39.46M 5.84%	714.65K
DIMENSIONAL ETF TRUSTSOLE	WORLD EX US CORE	1.39M	SH	$31.97M 4.73%	1.39M
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	408.86K	SH	$20.00M 2.96%	408.86K
ISHARES TRSOLE	CORE INTL AGGR	309.33K	SH	$15.14M 2.24%	309.33K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	102.65K	SH	$14.39M 2.13%	102.65K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	420.07K	SH	$14.34M 2.12%	420.07K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	161.23K	SH	$13.10M 1.94%	161.23K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQUITY	507.30K	SH	$12.21M 1.81%	507.30K
ISHARES TRSOLE	ESG MSCI LEADR	112.66K	SH	$8.03M 1.19%	112.66K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	204.62K	SH	$6.30M 0.93%	204.62K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	37.86K	SH	$6.01M 0.89%	37.86K
ISHARES TRSOLE	CORE MSCI TOTAL	93.79K	SH	$5.81M 0.86%	93.79K
AMERICAN CENTY ETF TRSOLE	INTL SMCP VLU	82.26K	SH	$4.81M 0.71%	82.26K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	51.90K	SH	$4.78M 0.71%	51.90K
ISHARES TRSOLE	ESG AW MSCI EAFE	66.53K	SH	$4.78M 0.71%	66.53K
ISHARES TRSOLE	US SML CAP EQT	75.59K	SH	$3.87M 0.57%	75.59K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	20.43K	SH	$3.87M 0.57%	20.43K
DIMENSIONAL ETF TRUSTSOLE	CORE FIXED INCOM	90.54K	SH	$3.85M 0.57%	90.54K

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