FIRST ASCENT ASSET MANAGEMENT, LLC

Filed: 2/7/2023ACC: 0001805758-23-000001

📋 What this filing means

FIRST ASCENT ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 68 equity positions with a total reported market value of $654.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$654.16M

Total AUM (reported)

13.67M

Total Shares

Allocation by class

S&P 500 ETF SHS$80.91M12.4%

TAX EXEMPT BD$69.89M10.7%

US CORE EQUITY 2$60.30M9.2%

TOTAL STK MKT$53.91M8.2%

CORE TOTAL USD$45.07M6.9%

PORTFOLIO DEVLPD$42.76M6.5%

NATL MUN BD ETF$41.77M6.4%

Portfolio Concentration

Top 3$211.10M32.3%

4–10$269.31M41.2%

11–25$116.39M17.8%

Rest$57.36M8.8%

Top 3 weight

32.3%

Top 10 weight

73.4%

Voting Authority Distribution

Total shares with voting rights: 13.67M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.67M

% of voting shares100.0%

Investment Discretion (by position count)

Sole68

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings68

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares230.28K

TypeSH

Market value$80.91M

12.37%

Sole

0.00

Shared

0.00

None

230.28K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares1.41M

TypeSH

Market value$69.89M

10.68%

Sole

0.00

Shared

0.00

None

1.41M

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares2.48M

TypeSH

Market value$60.30M

9.22%

Sole

0.00

Shared

0.00

None

2.48M

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares281.97K

TypeSH

Market value$53.91M

8.24%

Sole

0.00

Shared

0.00

None

281.97K

ISHARES TR

SOLE

CORE TOTAL USD

Shares1M

TypeSH

Market value$45.07M

6.89%

Sole

0.00

Shared

0.00

None

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares1.44M

TypeSH

Market value$42.76M

6.54%

Sole

0.00

Shared

0.00

None

1.44M

DIMENSIONAL ETF TRUST

SOLE

NATL MUN BD ETF

Shares873.76K

TypeSH

Market value$41.77M

6.39%

Sole

0.00

Shared

0.00

None

873.76K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares724.07K

TypeSH

Market value$37.45M

5.72%

Sole

0.00

Shared

0.00

None

724.07K

DIMENSIONAL ETF TRUST

SOLE

WORLD EX US CORE

Shares1.35M

TypeSH

Market value$29.11M

4.45%

Sole

0.00

Shared

0.00

None

1.35M

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares405.32K

TypeSH

Market value$19.22M

2.94%

Sole

0.00

Shared

0.00

None

405.32K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares449.33K

TypeSH

Market value$14.81M

2.26%

Sole

0.00

Shared

0.00

None

449.33K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares108.51K

TypeSH

Market value$14.42M

2.20%

Sole

0.00

Shared

0.00

None

108.51K

ISHARES TR

SOLE

CORE INTL AGGR

Shares302.15K

TypeSH

Market value$14.37M

2.20%

Sole

0.00

Shared

0.00

None

302.15K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares155.84K

TypeSH

Market value$11.86M

1.81%

Sole

0.00

Shared

0.00

None

155.84K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQUITY

Shares490.14K

TypeSH

Market value$10.95M

1.67%

Sole

0.00

Shared

0.00

None

490.14K

ISHARES TR

SOLE

ESG MSCI LEADR

Shares106.71K

TypeSH

Market value$7.08M

1.08%

Sole

0.00

Shared

0.00

None

106.71K

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares116.46K

TypeSH

Market value$6.74M

1.03%

Sole

0.00

Shared

0.00

None

116.46K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares38.37K

TypeSH

Market value$6.09M

0.93%

Sole

0.00

Shared

0.00

None

38.37K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares199.99K

TypeSH

Market value$5.76M

0.88%

Sole

0.00

Shared

0.00

None

199.99K

AMERICAN CENTY ETF TR

SOLE

INTL SMCP VLU

Shares81.84K

TypeSH

Market value$4.53M

0.69%

Sole

0.00

Shared

0.00

None

81.84K

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares50.26K

TypeSH

Market value$4.33M

0.66%

Sole

0.00

Shared

0.00

None

50.26K

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares64.97K

TypeSH

Market value$4.27M

0.65%

Sole

0.00

Shared

0.00

None

64.97K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares20.89K

TypeSH

Market value$3.83M

0.59%

Sole

0.00

Shared

0.00

None

20.89K

ISHARES TR

SOLE

MSCI USA SML CP

Shares74.17K

TypeSH

Market value$3.68M

0.56%

Sole

0.00

Shared

0.00

None

74.17K

ISHARES TR

SOLE

AGGRES ALLOC ETF

Shares61.35K

TypeSH

Market value$3.67M

0.56%

Sole

0.00

Shared

0.00

None

61.35K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	230.28K	SH	$80.91M 12.37%	230.28K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	1.41M	SH	$69.89M 10.68%	1.41M
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	2.48M	SH	$60.30M 9.22%	2.48M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	281.97K	SH	$53.91M 8.24%	281.97K
ISHARES TRSOLE	CORE TOTAL USD	1M	SH	$45.07M 6.89%	1M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	1.44M	SH	$42.76M 6.54%	1.44M
DIMENSIONAL ETF TRUSTSOLE	NATL MUN BD ETF	873.76K	SH	$41.77M 6.39%	873.76K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	724.07K	SH	$37.45M 5.72%	724.07K
DIMENSIONAL ETF TRUSTSOLE	WORLD EX US CORE	1.35M	SH	$29.11M 4.45%	1.35M
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	405.32K	SH	$19.22M 2.94%	405.32K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	449.33K	SH	$14.81M 2.26%	449.33K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	108.51K	SH	$14.42M 2.20%	108.51K
ISHARES TRSOLE	CORE INTL AGGR	302.15K	SH	$14.37M 2.20%	302.15K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	155.84K	SH	$11.86M 1.81%	155.84K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQUITY	490.14K	SH	$10.95M 1.67%	490.14K
ISHARES TRSOLE	ESG MSCI LEADR	106.71K	SH	$7.08M 1.08%	106.71K
ISHARES TRSOLE	CORE MSCI TOTAL	116.46K	SH	$6.74M 1.03%	116.46K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	38.37K	SH	$6.09M 0.93%	38.37K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	199.99K	SH	$5.76M 0.88%	199.99K
AMERICAN CENTY ETF TRSOLE	INTL SMCP VLU	81.84K	SH	$4.53M 0.69%	81.84K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	50.26K	SH	$4.33M 0.66%	50.26K
ISHARES TRSOLE	ESG AW MSCI EAFE	64.97K	SH	$4.27M 0.65%	64.97K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	20.89K	SH	$3.83M 0.59%	20.89K
ISHARES TRSOLE	MSCI USA SML CP	74.17K	SH	$3.68M 0.56%	74.17K
ISHARES TRSOLE	AGGRES ALLOC ETF	61.35K	SH	$3.67M 0.56%	61.35K

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