Filed: 2/9/2023ACC: 0001445546-23-001095
📋 What this filing means
FIRST TRUST ADVISORS LP filed this quarterly 13F‑HR report disclosing 2413 equity positions with a total reported market value of $84.09B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2413
Positions
$84.09B
Total AUM (reported)
1.64B
Total Shares
Allocation by class
COM$61.28B72.9%
CL A$5.75B6.8%
COM NEW$3.06B3.6%
SHS$1.44B1.7%
COM CL A$1.33B1.6%
CL B$971.91M1.2%
SPONSORED ADR$860.79M1.0%
Portfolio Concentration
Top 3$2.68B3.2%
4–10$4.20B5.0%
11–25$6.42B7.6%
Rest$70.79B84.2%
Top 3 weight
3.2%
Top 10 weight
8.2%
Voting Authority Distribution
Total shares with voting rights: 1.64B
Sole
Full voting authority
1.60B
shares
% of voting shares97.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
46.94M
shares
% of voting shares2.9%
Investment Discretion (by position count)
Sole2126
Shared0
Other287
Dominant voting typeSole · 97.1% of voting shares
Institutional Holdings2413
Rows:
CISCO SYS INC
SOLEShares26.98M
TypeSH
Market value$1.29B
1.53%
Sole
26.96M
Shared
0.00
None
13.41K
FIRST TR EXCHANGE TRADED FD
SOLEShares41.56M
TypeSH
Market value$710.29M
0.84%
Sole
41.56M
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares24.61M
TypeSH
Market value$688.17M
0.82%
Sole
24.61M
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares6.08M
TypeSH
Market value$671.04M
0.80%
Sole
6.08M
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares23.93M
TypeSH
Market value$647.38M
0.77%
Sole
23.93M
Shared
0.00
None
0.00
FIRST TR EXCHANGE TRADED FD
SOLEShares12.28M
TypeSH
Market value$632.70M
0.75%
Sole
12.28M
Shared
0.00
None
0.00
ABBVIE INC
OTRShares3.80M
TypeSH
Market value$614.45M
0.73%
Sole
3.80M
Shared
0.00
None
0.00
FIRST TR EXCHANGE TRADED FD
SOLEShares9.19M
TypeSH
Market value$556.83M
0.66%
Sole
9.19M
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
OTRShares13.95M
TypeSH
Market value$549.48M
0.65%
Sole
13.95M
Shared
0.00
None
147.00
BROADCOM INC
SOLEShares941K
TypeSH
Market value$526.07M
0.63%
Sole
941K
Shared
0.00
None
0.00
COGNIZANT TECHNOLOGY SOLUTIO
SOLEShares8.57M
TypeSH
Market value$489.89M
0.58%
Sole
8.57M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares1.98M
TypeSH
Market value$476.04M
0.57%
Sole
1.98M
Shared
0.00
None
83.00
PFIZER INC
SOLEShares9.17M
TypeSH
Market value$469.76M
0.56%
Sole
9.17M
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
OTRShares3.31M
TypeSH
Market value$466.93M
0.56%
Sole
3.31M
Shared
0.00
None
0.00
PIONEER NAT RES CO
SOLEShares2.02M
TypeSH
Market value$460.64M
0.55%
Sole
2.02M
Shared
0.00
None
0.00
INTEL CORP
SOLEShares17M
TypeSH
Market value$449.18M
0.53%
Sole
17M
Shared
0.00
None
0.00
JOHNSON & JOHNSON
OTRShares2.47M
TypeSH
Market value$436.61M
0.52%
Sole
2.47M
Shared
0.00
None
3.70K
CUMMINS INC
SOLEShares1.80M
TypeSH
Market value$436.29M
0.52%
Sole
1.80M
Shared
0.00
None
2.65K
AMAZON COM INC
SOLEShares5.10M
TypeSH
Market value$428.02M
0.51%
Sole
5.10M
Shared
0.00
None
20.00
UNITED PARCEL SERVICE INC
SOLEShares2.42M
TypeSH
Market value$421.10M
0.50%
Sole
2.42M
Shared
0.00
None
56.00
TEXAS INSTRS INC
SOLEShares2.30M
TypeSH
Market value$379.37M
0.45%
Sole
2.30M
Shared
0.00
None
0.00
INFOSYS LTD
OTRShares21M
TypeSH
Market value$378.56M
0.45%
Sole
21M
Shared
0.00
None
0.00
3M CO
SOLEShares3.15M
TypeSH
Market value$378.21M
0.45%
Sole
3.15M
Shared
0.00
None
5.12K
UNITEDHEALTH GROUP INC
OTRShares711.26K
TypeSH
Market value$377.10M
0.45%
Sole
711.22K
Shared
0.00
None
44.00
APPLE INC
SOLEShares2.88M
TypeSH
Market value$373.63M
0.44%
Sole
2.88M
Shared
0.00
None
76.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CISCO SYS INCSOLE | COM | 26.98M | SH | $1.29B 1.53% | 26.96M | 0.00 | 13.41K |
FIRST TR EXCHANGE TRADED FDSOLE | ENERGY ALPHADX | 41.56M | SH | $710.29M 0.84% | 41.56M | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | NASDQ OIL GAS | 24.61M | SH | $688.17M 0.82% | 24.61M | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 6.08M | SH | $671.04M 0.80% | 6.08M | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | NASDQ FOD BVRG | 23.93M | SH | $647.38M 0.77% | 23.93M | 0.00 | 0.00 |
FIRST TR EXCHANGE TRADED FDSOLE | INDLS PROD DUR | 12.28M | SH | $632.70M 0.75% | 12.28M | 0.00 | 0.00 |
ABBVIE INCOTR | COM | 3.80M | SH | $614.45M 0.73% | 3.80M | 0.00 | 0.00 |
FIRST TR EXCHANGE TRADED FDSOLE | MATERIALS ALPH | 9.19M | SH | $556.83M 0.66% | 9.19M | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCOTR | COM | 13.95M | SH | $549.48M 0.65% | 13.95M | 0.00 | 147.00 |
BROADCOM INCSOLE | COM | 941K | SH | $526.07M 0.63% | 941K | 0.00 | 0.00 |
COGNIZANT TECHNOLOGY SOLUTIOSOLE | CL A | 8.57M | SH | $489.89M 0.58% | 8.57M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 1.98M | SH | $476.04M 0.57% | 1.98M | 0.00 | 83.00 |
PFIZER INCSOLE | COM | 9.17M | SH | $469.76M 0.56% | 9.17M | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSOTR | COM | 3.31M | SH | $466.93M 0.56% | 3.31M | 0.00 | 0.00 |
PIONEER NAT RES COSOLE | COM | 2.02M | SH | $460.64M 0.55% | 2.02M | 0.00 | 0.00 |
INTEL CORPSOLE | COM | 17M | SH | $449.18M 0.53% | 17M | 0.00 | 0.00 |
JOHNSON & JOHNSONOTR | COM | 2.47M | SH | $436.61M 0.52% | 2.47M | 0.00 | 3.70K |
CUMMINS INCSOLE | COM | 1.80M | SH | $436.29M 0.52% | 1.80M | 0.00 | 2.65K |
AMAZON COM INCSOLE | COM | 5.10M | SH | $428.02M 0.51% | 5.10M | 0.00 | 20.00 |
UNITED PARCEL SERVICE INCSOLE | CL B | 2.42M | SH | $421.10M 0.50% | 2.42M | 0.00 | 56.00 |
TEXAS INSTRS INCSOLE | COM | 2.30M | SH | $379.37M 0.45% | 2.30M | 0.00 | 0.00 |
INFOSYS LTDOTR | SPONSORED ADR | 21M | SH | $378.56M 0.45% | 21M | 0.00 | 0.00 |
3M COSOLE | COM | 3.15M | SH | $378.21M 0.45% | 3.15M | 0.00 | 5.12K |
UNITEDHEALTH GROUP INCOTR | COM | 711.26K | SH | $377.10M 0.45% | 711.22K | 0.00 | 44.00 |
APPLE INCSOLE | COM | 2.88M | SH | $373.63M 0.44% | 2.88M | 0.00 | 76.00 |
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