Filed: 11/14/2022ACC: 0001445546-22-007804
📋 What this filing means
FIRST TRUST ADVISORS LP filed this quarterly 13F‑HR report disclosing 2460 equity positions with a total reported market value of $77.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2460
Positions
$77.13M
Total AUM (reported)
1.62B
Total Shares
Allocation by class
COM$55.88M72.5%
CL A$5.33M6.9%
COM NEW$2.84M3.7%
SHS$1.52M2.0%
COM CL A$1.31M1.7%
SPONSORED ADR$816.8K1.1%
CL B$765.8K1.0%
Portfolio Concentration
Top 3$2.35M3.0%
4–10$3.55M4.6%
11–25$5.99M7.8%
Rest$65.25M84.6%
Top 3 weight
3.0%
Top 10 weight
7.6%
Voting Authority Distribution
Total shares with voting rights: 1.62B
Sole
Full voting authority
1.57B
shares
% of voting shares96.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
49.40M
shares
% of voting shares3.1%
Investment Discretion (by position count)
Sole2152
Shared0
Other308
Dominant voting typeSole · 96.9% of voting shares
Institutional Holdings2460
Rows:
CISCO SYS INC
OTRShares28.86M
TypeSH
Market value$1.15M
1.50%
Sole
28.86M
Shared
0.00
None
0.00
FIRST TR EXCHANGE TRADED FD
SOLEShares39.50M
TypeSH
Market value$616.5K
0.80%
Sole
39.50M
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares23.40M
TypeSH
Market value$574.5K
0.74%
Sole
23.40M
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares22.76M
TypeSH
Market value$565.4K
0.73%
Sole
22.76M
Shared
0.00
None
0.00
FIRST TR EXCHANGE TRADED FD
SOLEShares11.68M
TypeSH
Market value$536.9K
0.70%
Sole
11.68M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares4.52M
TypeSH
Market value$511.1K
0.66%
Sole
4.52M
Shared
0.00
None
20.00
TEXAS INSTRS INC
SOLEShares3.28M
TypeSH
Market value$507.2K
0.66%
Sole
3.27M
Shared
0.00
None
2.81K
BROADCOM INC
SOLEShares1.10M
TypeSH
Market value$490.5K
0.64%
Sole
1.10M
Shared
0.00
None
0.00
MICROSOFT CORP
OTRShares2.06M
TypeSH
Market value$480.8K
0.62%
Sole
2.06M
Shared
0.00
None
278.00
PIONEER NAT RES CO
SOLEShares2.12M
TypeSH
Market value$459.9K
0.60%
Sole
2.12M
Shared
0.00
None
0.00
FIRST TR EXCHANGE TRADED FD
SOLEShares8.75M
TypeSH
Market value$453.8K
0.59%
Sole
8.75M
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares5.14M
TypeSH
Market value$448.4K
0.58%
Sole
5.14M
Shared
0.00
None
0.00
CROWDSTRIKE HLDGS INC
SOLEShares2.65M
TypeSH
Market value$437.3K
0.57%
Sole
2.65M
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
OTRShares3.52M
TypeSH
Market value$418.4K
0.54%
Sole
3.52M
Shared
0.00
None
0.00
ABBVIE INC
OTRShares3.12M
TypeSH
Market value$418.2K
0.54%
Sole
3.12M
Shared
0.00
None
0.00
CUMMINS INC
SOLEShares2.03M
TypeSH
Market value$413.9K
0.54%
Sole
2.03M
Shared
0.00
None
2.38K
PALO ALTO NETWORKS INC
SOLEShares2.43M
TypeSH
Market value$398.7K
0.52%
Sole
2.43M
Shared
0.00
None
0.00
INFOSYS LTD
OTRShares23.29M
TypeSH
Market value$395.3K
0.51%
Sole
23.29M
Shared
0.00
None
0.00
JOHNSON & JOHNSON
OTRShares2.42M
TypeSH
Market value$394.6K
0.51%
Sole
2.41M
Shared
0.00
None
2.83K
INTEL CORP
SOLEShares15.25M
TypeSH
Market value$392.9K
0.51%
Sole
15.25M
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares739.05K
TypeSH
Market value$373.3K
0.48%
Sole
739.01K
Shared
0.00
None
44.00
APPLE INC
SOLEShares2.67M
TypeSH
Market value$369.1K
0.48%
Sole
2.67M
Shared
0.00
None
76.00
ALPHABET INC
SOLEShares3.82M
TypeSH
Market value$365.6K
0.47%
Sole
3.82M
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
OTRShares9.46M
TypeSH
Market value$359.3K
0.47%
Sole
9.46M
Shared
0.00
None
147.00
HUMANA INC
SOLEShares716.71K
TypeSH
Market value$347.7K
0.45%
Sole
716.71K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CISCO SYS INCOTR | COM | 28.86M | SH | $1.15M 1.50% | 28.86M | 0.00 | 0.00 |
FIRST TR EXCHANGE TRADED FDSOLE | ENERGY ALPHADX | 39.50M | SH | $616.5K 0.80% | 39.50M | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | NASDQ OIL GAS | 23.40M | SH | $574.5K 0.74% | 23.40M | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | NASDQ FOD BVRG | 22.76M | SH | $565.4K 0.73% | 22.76M | 0.00 | 0.00 |
FIRST TR EXCHANGE TRADED FDSOLE | INDLS PROD DUR | 11.68M | SH | $536.9K 0.70% | 11.68M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 4.52M | SH | $511.1K 0.66% | 4.52M | 0.00 | 20.00 |
TEXAS INSTRS INCSOLE | COM | 3.28M | SH | $507.2K 0.66% | 3.27M | 0.00 | 2.81K |
BROADCOM INCSOLE | COM | 1.10M | SH | $490.5K 0.64% | 1.10M | 0.00 | 0.00 |
MICROSOFT CORPOTR | COM | 2.06M | SH | $480.8K 0.62% | 2.06M | 0.00 | 278.00 |
PIONEER NAT RES COSOLE | COM | 2.12M | SH | $459.9K 0.60% | 2.12M | 0.00 | 0.00 |
FIRST TR EXCHANGE TRADED FDSOLE | MATERIALS ALPH | 8.75M | SH | $453.8K 0.59% | 8.75M | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 5.14M | SH | $448.4K 0.58% | 5.14M | 0.00 | 0.00 |
CROWDSTRIKE HLDGS INCSOLE | CL A | 2.65M | SH | $437.3K 0.57% | 2.65M | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSOTR | COM | 3.52M | SH | $418.4K 0.54% | 3.52M | 0.00 | 0.00 |
ABBVIE INCOTR | COM | 3.12M | SH | $418.2K 0.54% | 3.12M | 0.00 | 0.00 |
CUMMINS INCSOLE | COM | 2.03M | SH | $413.9K 0.54% | 2.03M | 0.00 | 2.38K |
PALO ALTO NETWORKS INCSOLE | COM | 2.43M | SH | $398.7K 0.52% | 2.43M | 0.00 | 0.00 |
INFOSYS LTDOTR | SPONSORED ADR | 23.29M | SH | $395.3K 0.51% | 23.29M | 0.00 | 0.00 |
JOHNSON & JOHNSONOTR | COM | 2.42M | SH | $394.6K 0.51% | 2.41M | 0.00 | 2.83K |
INTEL CORPSOLE | COM | 15.25M | SH | $392.9K 0.51% | 15.25M | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 739.05K | SH | $373.3K 0.48% | 739.01K | 0.00 | 44.00 |
APPLE INCSOLE | COM | 2.67M | SH | $369.1K 0.48% | 2.67M | 0.00 | 76.00 |
ALPHABET INCSOLE | CAP STK CL A | 3.82M | SH | $365.6K 0.47% | 3.82M | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCOTR | COM | 9.46M | SH | $359.3K 0.47% | 9.46M | 0.00 | 147.00 |
HUMANA INCSOLE | COM | 716.71K | SH | $347.7K 0.45% | 716.71K | 0.00 | 0.00 |
Page 1 of 99
…