FIRE EVAN K. (Chief Info. & Ops Officer) exercised options at PZENA INVESTMENT MANAGEMENT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/5/2021ACC: 0001567619-21-000399
Officer· Chief Info. & Ops Officer
Since Sep 2019
+4.80K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
5.59K acquired · 787.00 disposed
Non-Derivative Transactions1
Class B common stock, par value $0.000001
Indirect
Shares
+787.00
Price / share
—
Trade value
—
% of position
7.0%
12/31/2020
11.21K→12K
Total
Net shares
+787.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class B common stock, par value $0.000001 Indirect | 12/31/2020 | M · Option Exercise | +787.00 | — | — | 7.0% | 11.21K | 12K |
| Total | +787.00 | $0.00 | ||||||
Derivative Transactions3
Class B Units
Indirect
Converts to
Class A common stock, par value $0.01
787.00 shares
Shares
+787.00
Strike price
Held after
12K
Exercisable
—
12/31/2020
Phantom Class B Units
Direct
Converts to
Class B Units
787.00 shares
Shares
−787.00
Strike price
Held after
2.36K
Exercisable
—
12/31/2020
Phantom Class B Units
Direct
Converts to
Class B Units
4.01K shares
Shares
+4.01K
Strike price
Held after
6.38K
Exercisable
—
12/31/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Units Indirect | Class A common stock, par value $0.01787.00 shares | 12/31/2020 | M · Option Exercise | +787.00 | — | 12K | |
| Phantom Class B Units Direct | Class B Units787.00 shares | 12/31/2020 | M · Option Exercise | −787.00 | — | 2.36K | |
| Phantom Class B Units Direct | Class B Units4.01K shares | 12/31/2020 | A · Award | +4.01K | — | 6.38K |