FIRE EVAN K. enters PZENA INVESTMENT MANAGEMENT, INC. with 13.52K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 9/26/2019ACC: 0001567619-19-018799
Officer· Chief Info. & Ops Officer
Since Sep 2019
13.52K
Baseline shares
25% direct
3.37K
Direct ownership
1 position
338.89K
Derivative underlying
4 instruments
2
Security positions
10.15K indirect
Non-Derivative Holdings2
Class A Common stock, par value $0.01
DirectShares owned3.37K
Class B common stock, par value $0.000001
IndirectShares owned10.15K
Total
3.37K direct·10.15K indirect13.52K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common stock, par value $0.01 | 3.37K | Direct |
| Class B common stock, par value $0.000001 | 10.15K | Indirect |
| Total | 13.52K | 3.37K direct·10.15K indirect |
Derivative Holdings4
Delayed Exchange Class B Unit Option
DirectUnderlying security
Class B Units
Underlying shares
150K
Shares owned
N/A
Exercise price
7.11
Expiration
—
Exercise window
—
Class B Units
IndirectUnderlying security
Class A common stock, par value $0.01
Underlying shares
10.15K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Delayed Exchange Class B Unit Option
DirectUnderlying security
Class B Units
Underlying shares
100K
Shares owned
N/A
Exercise price
7.04
Expiration
—
Exercise window
—
Delayed Exchange Class B Unit Option
DirectUnderlying security
Class B Units
Underlying shares
78.74K
Shares owned
N/A
Exercise price
5.97
Expiration
—
Exercise window
—
Total
Underlying
338.89K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Delayed Exchange Class B Unit Option Direct | Class B Units | 7.11 | — | — | 150K | N/A |
| Class B Units Indirect | Class A common stock, par value $0.01 | — | — | 10.15K | N/A | |
| Delayed Exchange Class B Unit Option Direct | Class B Units | 7.04 | — | — | 100K | N/A |
| Delayed Exchange Class B Unit Option Direct | Class B Units | 5.97 | — | — | 78.74K | N/A |
| Total | 338.89K | 0.00 | ||||