FIRE EVAN K.

PrivateCIK: 1789231

Location

NEW YORK, NY

FIRE EVAN K. (Chief Info. & Ops Officer) reported 2 transactions at PZENA INVESTMENT MANAGEMENT, INC.

Review the transaction codes below to understand the nature of each event.

FIRE EVAN K.

Filed: 11/2/2022ACC: 0000929638-22-001642

InsiderFIRE EVAN K.CIK 1789231

→

IssuerPZENA INVESTMENT MANAGEMENT, INC.CIK 1399249

Officer· Chief Info. & Ops Officer

Since Sep 2019

-20K

Net shares

Net seller

$32.4K

Total sold

0

Open market trades

0B · 0S

2

Total transactions

20K disposed

Non-Derivative Transactions2

Class A Common Stock, par value $0.01

Direct

U · U

Shares

−3.37K

Price / share

$9.60

Trade value

$32.35K

% of position

New position

10/31/2022

3.37K→0.00

Class B Common Stock, par value $0.000001

Indirect

U · U

Shares

−16.63K

Price / share

—

Trade value

—

% of position

New position

10/31/2022

16.63K→0.00

Total

Net shares

−20K

Net value

-$32.35K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, par value $0.01 Direct	10/31/2022	U · U	−3.37K	$9.60	$32.35K	New position	3.37K	0.00
Class B Common Stock, par value $0.000001 Indirect	10/31/2022	U · U	−16.63K	—	—	New position	16.63K	0.00
Total			−20K		-$32.35K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Class B Units

Indirect

Underlying security

None

Underlying shares

16.63K

Shares owned

16.63K

Exercise price

Expiration

—

Exercise window

—

Delayed Exchange Class B Unit Options

Direct

Underlying security

Class B Units

Underlying shares

78.74K

Shares owned

78.74K

Exercise price

5.97

Expiration

—

Exercise window

—

Delayed Exchange Class B Unit Options

Direct

Underlying security

Class B Units

Underlying shares

100K

Shares owned

100K

Exercise price

7.04

Expiration

—

Exercise window

—

Class B-1 Units

Indirect

Underlying security

None

Underlying shares

446.11K

Shares owned

446.11K

Exercise price

Expiration

—

Exercise window

—

Delayed Exchange Class B Unit Options

Direct

Underlying security

Class B Units

Underlying shares

150K

Shares owned

150K

Exercise price

7.11

Expiration

—

Exercise window

—

Phantom Class B Units

Direct

Underlying security

Class B Units

Underlying shares

4.59K

Shares owned

4.59K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

796.08K

Owned

796.08K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class B Units Indirect	None		—	—	16.63K	16.63K
Delayed Exchange Class B Unit Options Direct	Class B Units	5.97	—	—	78.74K	78.74K
Delayed Exchange Class B Unit Options Direct	Class B Units	7.04	—	—	100K	100K
Class B-1 Units Indirect	None		—	—	446.11K	446.11K
Delayed Exchange Class B Unit Options Direct	Class B Units	7.11	—	—	150K	150K
Phantom Class B Units Direct	Class B Units		—	—	4.59K	4.59K
Total					796.08K	796.08K

FIRE EVAN K. — Insider Transaction (Form 4) Filed Nov 2, 2022 | Finecho