FINTECH INVESTOR HOLDINGS III, LLC enters FINTECH ACQUISITION CORP. III with 425K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 11/15/2018ACC: 0001213900-18-015993
10% Owner
Since Nov 2018
425K
Baseline shares
100% direct
425K
Direct ownership
1 position
2.06M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A Common Stock
DirectShares owned425K
Total
425K direct425K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 425K | Direct |
| Total | 425K | 425K direct |
Derivative Holdings2
Warrants
DirectUnderlying security
Class A Common Stock
Underlying shares
212.50K
Shares owned
N/A
Exercise price
11.5
Expiration
—
Exercise window
—
Class B Common Stock
DirectUnderlying security
Class A Common Stock
Underlying shares
1.85M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
2.06M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Class A Common Stock | 11.5 | — | — | 212.50K | N/A |
| Class B Common Stock Direct | Class A Common Stock | — | — | 1.85M | N/A | |
| Total | 2.06M | 0.00 | ||||