FINNEY MICHAEL J. exercised options at VAXART, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 6/21/2021ACC: 0001437749-21-015300
0.00
Net shares
Net seller
$214.8K
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
203.52K acquired · 203.52K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+9K
Price / share
$0.68
Trade value
$6.12K
% of position
2.0%
6/18/2021
452.57K→461.57K
Common Stock
Direct
Shares
+12.70K
Price / share
$0.68
Trade value
$8.64K
% of position
2.8%
6/18/2021
461.57K→474.27K
Common Stock
Direct
Shares
+181.82K
Price / share
$1.10
Trade value
$200K
% of position
38.3%
6/18/2021
474.27K→656.09K
Total
Net shares
+203.52K
Net value
$214.76K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/18/2021 | M · Option Exercise | +9K | $0.68 | $6.12K | 2.0% | 452.57K | 461.57K |
| Common Stock Direct | 6/18/2021 | M · Option Exercise | +12.70K | $0.68 | $8.64K | 2.8% | 461.57K | 474.27K |
| Common Stock Direct | 6/18/2021 | X · X | +181.82K | $1.10 | $200K | 38.3% | 474.27K | 656.09K |
| Total | +203.52K | $214.76K | ||||||
Derivative Transactions3
Stock Option (right to buy)
Direct
Converts to
Common stock
9K shares
Shares
−9K
Strike price
0.68
Held after
0.00
Exercisable
—
6/18/2021
Stock Option (right to buy)
Direct
Converts to
Common stock
12.70K shares
Shares
−12.70K
Strike price
0.68
Held after
0.00
Exercisable
—
6/18/2021
Common Stock Purchase Warrant
Direct
Converts to
Common stock
181.82K shares
Shares
−181.82K
Strike price
1.10
Held after
0.00
Exercisable
—
6/18/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common stock9K shares | 6/18/2021 | M · Option Exercise | −9K | 0.68 | — | 0.00 |
| Stock Option (right to buy) Direct | Common stock12.70K shares | 6/18/2021 | M · Option Exercise | −12.70K | 0.68 | — | 0.00 |
| Common Stock Purchase Warrant Direct | Common stock181.82K shares | 6/18/2021 | X · X | −181.82K | 1.10 | — | 0.00 |