FINN BRIAN D (Chief Executive Officer) reported 4 transactions at PALLADYNE AI CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 12/5/2022ACC: 0000899243-22-037643
DirectorOfficer10% Owner· Chief Executive Officer
Since Jan 2021
-8.42M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
3.22M acquired · 11.64M disposed
Non-Derivative Transactions4
Common Stock
Indirect
Shares
+565.93K
Price / share
—
Trade value
—
% of position
68.8%
12/2/2022
822.76K→1.39M
Common Stock
Indirect
Shares
−5.67M
Price / share
—
Trade value
—
% of position
New position
12/2/2022
5.67M→0.00
Common Stock
Indirect
Shares
+772.73K
Price / share
—
Trade value
—
% of position
55.6%
12/2/2022
1.39M→2.16M
Common Stock
Indirect
Shares
+515.15K
Price / share
—
Trade value
—
% of position
New position
12/2/2022
0.00→515.15K
Total
Net shares
−3.82M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 12/2/2022 | J · J | +565.93K | — | — | 68.8% | 822.76K | 1.39M |
| Common Stock Indirect | 12/2/2022 | J · J | −5.67M | — | — | New position | 5.67M | 0.00 |
| Common Stock Indirect | 12/2/2022 | J · J | +772.73K | — | — | 55.6% | 1.39M | 2.16M |
| Common Stock Indirect | 12/2/2022 | J · J | +515.15K | — | — | New position | 0.00 | 515.15K |
| Total | −3.82M | $0.00 | ||||||
Derivative Transactions3
Warrants
Indirect
Converts to
Common Stock
5.97M shares
Shares
−5.97M
Strike price
11.50
Held after
0.00
Exercisable
—
12/2/2022
Warrants
Indirect
Converts to
Common Stock
821.46K shares
Shares
+821.46K
Strike price
11.50
Held after
821.46K
Exercisable
—
12/2/2022
Warrants
Indirect
Converts to
Common Stock
547.64K shares
Shares
+547.64K
Strike price
11.50
Held after
547.64K
Exercisable
—
12/2/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Indirect | Common Stock5.97M shares | 12/2/2022 | J · J | −5.97M | 11.50 | — | 0.00 |
| Warrants Indirect | Common Stock821.46K shares | 12/2/2022 | J · J | +821.46K | 11.50 | — | 821.46K |
| Warrants Indirect | Common Stock547.64K shares | 12/2/2022 | J · J | +547.64K | 11.50 | — | 547.64K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned70.01K
Common Stock
IndirectShares owned100K
Total
70.01K direct·100K indirect170.01K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 70.01K | Direct |
| Common Stock | 100K | Indirect |
| Total | 170.01K | 70.01K direct·100K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported