FINLEY JOHN DAVID (Chief Financial Officer) exercised options at PALISADE BIO, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/8/2026ACC: 0001493152-26-046201
Officer· Chief Financial Officer
Since Apr 2021
-1.41M
Net shares
Net seller
$2.10M
Total sold
0
Open market trades
0B · 0S
4
Total transactions
3.23M acquired · 4.64M disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.23M
Price / share
—
Trade value
—
% of position
2496.3%
10/6/2026
129.29K→3.36M
Common Stock
Direct
Shares
−1.41M
Price / share
$1.49
Trade value
$2.10M
% of position
42.1%
10/6/2026
3.36M→1.94M
Total
Net shares
+1.82M
Net value
-$2.10M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/6/2026 | M · Option Exercise | +3.23M | — | — | 2496.3% | 129.29K | 3.36M |
| Common Stock Direct | 10/6/2026 | F · Tax Withholding | −1.41M | $1.49 | $2.10M | 42.1% | 3.36M | 1.94M |
| Total | +1.82M | -$2.10M | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
3.06M shares
Shares
−3.06M
Strike price
Held after
6.12M
Exercisable
—
10/6/2026
Restricted Stock Units
Direct
Converts to
Common Stock
167.58K shares
Shares
−167.58K
Strike price
Held after
1.51M
Exercisable
—
10/6/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock3.06M shares | 10/6/2026 | M · Option Exercise | −3.06M | — | 6.12M | |
| Restricted Stock Units Direct | Common Stock167.58K shares | 10/6/2026 | M · Option Exercise | −167.58K | — | 1.51M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned88.45K
Total
88.45K indirect88.45K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 88.45K | Indirect |
| Total | 88.45K | 88.45K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported